Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Echelon Capital Strategies, LLC See All Filings	D/A	2016-05-23 15:18:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589568 Filed Document 0001589568-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-23 15:18:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KLS Credit Opportunities Fund LP See All Filings	D/A	2016-05-23 15:18:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001576282 Filed Document 0001576282-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 15:18:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCT Holdings, LLC See All Filings	D	2016-05-23 15:12:58 UTC
Amount To Be Raised $2,500,002 Associated Brokers / Dealers N/A CIK Number 0001674818 Filed Document 0001674818-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 15:12:58 UTC Type of Offering D Industry Restaurants Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Rhiza, Inc. See All Filings	D	2016-05-23 15:10:03 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001611723 Filed Document 0001611723-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-23 15:10:03 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
K2 Piton Fund, LLC See All Filings	D/A	2016-05-23 15:03:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577128 Filed Document 0001507943-16-000237 Exclusions or Exemptions 506b Accepted Date 2016-05-23 15:03:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 INVESTMENT PARTNERS LP See All Filings	D/A	2016-05-23 15:02:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000937529 Filed Document 0001507943-16-000236 Exclusions or Exemptions 506b Accepted Date 2016-05-23 15:02:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Truston Falcon Asia US Feeder Fund See All Filings	D/A	2016-05-23 15:00:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539374 Filed Document 0001013594-16-001055 Exclusions or Exemptions 506b Accepted Date 2016-05-23 15:00:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Packet Host, Inc. See All Filings	D	2016-05-23 14:52:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001675222 Filed Document 0001675222-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 14:52:19 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Wye River Technologies, LLC See All Filings	D	2016-05-23 14:42:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001674676 Filed Document 0001674676-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-05-23 14:42:16 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Goodship, LLC See All Filings	D	2016-05-23 14:41:30 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001675268 Filed Document 0001675268-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 14:41:30 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Echelon Capital Fund, L.P. See All Filings	D/A	2016-05-23 14:39:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586984 Filed Document 0001586984-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-23 14:39:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. See All Filings	D	2016-05-23 14:37:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001187953 Filed Document 0001441557-16-000081 Exclusions or Exemptions 506b Accepted Date 2016-05-23 14:37:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Vermont Farmstead Cheese Co See All Filings	D/A	2016-05-23 14:35:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001502885 Filed Document 0001502885-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 14:35:50 UTC Type of Offering D/A Industry Agriculture Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
AutoFi, Inc. See All Filings	D	2016-05-23 14:23:58 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001656140 Filed Document 0001144204-16-104154 Exclusions or Exemptions 506b Accepted Date 2016-05-23 14:23:58 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sine Wave Funds, LP See All Filings	D	2016-05-23 14:23:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers E*Trade Securities, LLC CIK Number 0001675095 Filed Document 0001675095-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 14:23:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Platina Systems Corp See All Filings	D	2016-05-23 14:23:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001672809 Filed Document 0001672809-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 14:23:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SLRC MEDIA OPPORTUNITIES FUND, L.P. See All Filings	D/A	2016-05-23 14:10:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471678 Filed Document 0001405086-16-000516 Exclusions or Exemptions 506b Accepted Date 2016-05-23 14:10:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Dedrone Holdings, Inc. See All Filings	D	2016-05-23 14:10:14 UTC
Amount To Be Raised $2,558,341 Associated Brokers / Dealers N/A CIK Number 0001675152 Filed Document 0001675152-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 14:10:14 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Retrolux, Inc. See All Filings	D	2016-05-23 14:08:59 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001674939 Filed Document 0001674939-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 14:08:59 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Prairie Lakes Surgical Services LLC See All Filings	D	2016-05-23 14:07:04 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001675214 Filed Document 0001675214-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 14:07:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Lyrical Foods, Inc. See All Filings	D	2016-05-23 13:58:59 UTC
Amount To Be Raised $17,808,264 Associated Brokers / Dealers N/A CIK Number 0001607580 Filed Document 0001607580-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 13:58:59 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Protocol Labs, Inc. See All Filings	D	2016-05-23 13:43:49 UTC
Amount To Be Raised $3,729,998 Associated Brokers / Dealers N/A CIK Number 0001675225 Filed Document 0001675225-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 13:43:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
D-Vasive, Inc. See All Filings	D	2016-05-23 13:27:53 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001675266 Filed Document 0001662252-16-000153 Exclusions or Exemptions 506b Accepted Date 2016-05-23 13:27:53 UTC Type of Offering D Industry Other Technology Principal Place of Business RHODE ISLAND Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Echelon Diversified Fund, L.P. See All Filings	D/A	2016-05-23 13:11:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607987 Filed Document 0001607987-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-23 13:11:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madrone Hill Offshore Fund, Ltd. See All Filings	D/A	2016-05-23 13:07:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632877 Filed Document 0001631946-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-23 13:07:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Home Partners of America, Inc. See All Filings	D/A	2016-05-23 13:06:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank AG, London Branch, Deutsche Bank Securities Inc., Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001614657 Filed Document 0000950103-16-013506 Exclusions or Exemptions 506b Accepted Date 2016-05-23 13:06:18 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Madrone Hill Fund, LP See All Filings	D/A	2016-05-23 12:54:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631946 Filed Document 0001631946-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 12:54:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shuffle Along Ltd Liability Co See All Filings	D/A	2016-05-23 12:52:33 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001645882 Filed Document 0001645882-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-23 12:52:33 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
AMC Cash Flow Fund I, LLC See All Filings	D	2016-05-23 12:40:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001675194 Filed Document 0001675194-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 12:40:40 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Parker Monterey Venture, L.P. See All Filings	D	2016-05-23 12:32:41 UTC
Amount To Be Raised $1,560,000 Associated Brokers / Dealers N/A CIK Number 0001675193 Filed Document 0001675193-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 12:32:41 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Mesa Biotech, Inc. See All Filings	D	2016-05-23 12:17:49 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001675100 Filed Document 0001675100-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 12:17:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
REAN Cloud LLC See All Filings	D	2016-05-23 12:11:50 UTC
Amount To Be Raised $10,550,000 Associated Brokers / Dealers N/A CIK Number 0001674749 Filed Document 0001674749-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 12:11:50 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Dymon Asia Multi-Strategy (US) Fund See All Filings	D/A	2016-05-23 12:10:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608655 Filed Document 0001608655-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 12:10:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dymon Asia Multi-Strategy Fund See All Filings	D/A	2016-05-23 12:01:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608697 Filed Document 0001608697-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 12:01:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Real Estate Partners Europe L.P. See All Filings	D/A	2016-05-23 11:55:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cyngus Investment Partners LP, Wilmington Trust, National Association, Wilmington Trust Company, and Manufacturers and Traders Trust Company CIK Number 0001649792 Filed Document 0001649792-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:55:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winton Evolution Fund See All Filings	D/A	2016-05-23 11:53:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588105 Filed Document 0000943663-16-000394 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:53:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prostar Asia-Pacific Energy Infrastructure Fund L.P. See All Filings	D/A	2016-05-23 11:52:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAP USA, L.P. CIK Number 0001636288 Filed Document 0001636288-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:52:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHSIGHT CAPITAL, INC. See All Filings	D/A	2016-05-23 11:50:11 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001439397 Filed Document 0001255733-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:50:11 UTC Type of Offering D/A Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Alphaquest Original Ltd See All Filings	D/A	2016-05-23 11:49:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579286 Filed Document 0001579286-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:49:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Serengeti Opportunities Ltd See All Filings	D/A	2016-05-23 11:49:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413335 Filed Document 0000902664-16-007188 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:49:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Serengeti Lycaon Partners LP See All Filings	D/A	2016-05-23 11:48:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486012 Filed Document 0000902664-16-007187 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:48:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Serengeti Opportunities Partners LP See All Filings	D/A	2016-05-23 11:47:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413334 Filed Document 0000902664-16-007186 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:47:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WINTON FUTURES FUND LTD See All Filings	D/A	2016-05-23 11:47:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities, LLC CIK Number 0001388465 Filed Document 0000943663-16-000393 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:47:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serengeti Lycaon Overseas Ltd See All Filings	D/A	2016-05-23 11:46:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486013 Filed Document 0000902664-16-007185 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:46:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MAC Flamingo LV, LLC See All Filings	D	2016-05-23 11:38:52 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001675047 Filed Document 0001675047-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:38:52 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hill Path Capital Co-Investment Partners LP See All Filings	D/A	2016-05-23 11:34:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661913 Filed Document 0001315863-16-001500 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:34:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alphaquest Original LLC See All Filings	D/A	2016-05-23 11:33:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579282 Filed Document 0001579282-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:33:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AESION HOSPITALITY CAROLINAS, LLC See All Filings	D	2016-05-23 11:33:16 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers N/A CIK Number 0001675209 Filed Document 0001405086-16-000515 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:33:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Hill Path Capital Partners LP See All Filings	D/A	2016-05-23 11:33:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661914 Filed Document 0001315863-16-001499 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:33:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RevvPay, Inc. See All Filings	D	2016-05-23 11:19:01 UTC
Amount To Be Raised $43,750 Associated Brokers / Dealers N/A CIK Number 0001675218 Filed Document 0001675218-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:19:01 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire