Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
McGinnis MLP & Energy Fund, LP See All Filings	D	2016-08-17 13:05:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brown Associates, Inc. and Perkins Fund Marketing, L.L.C. CIK Number 0001681456 Filed Document 0001315863-16-001730 Exclusions or Exemptions 506b Accepted Date 2016-08-17 13:05:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Avantis Medical Systems Inc See All Filings	D	2016-08-17 12:54:22 UTC
Amount To Be Raised $1,329,955 Associated Brokers / Dealers N/A CIK Number 0001325768 Filed Document 0001325768-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:54:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
VADJ, LLC See All Filings	D	2016-08-17 12:52:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001682189 Filed Document 0001682189-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:52:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Saurus, Inc. See All Filings	D	2016-08-17 12:51:37 UTC
Amount To Be Raised $7,999,991 Associated Brokers / Dealers N/A CIK Number 0001650610 Filed Document 0001243233-16-000020 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:51:37 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Concentric Analgesics, Inc. See All Filings	D	2016-08-17 12:51:03 UTC
Amount To Be Raised $9,618,394 Associated Brokers / Dealers N/A CIK Number 0001682398 Filed Document 0001662388-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:51:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HighGear Ventures SPV-T, LLC See All Filings	D	2016-08-17 12:47:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676813 Filed Document 0001676813-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:47:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avantis Medical Systems Inc See All Filings	D	2016-08-17 12:46:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001325768 Filed Document 0001325768-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:46:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
REGENCY COMMERCIAL ASSOCIATES LLC See All Filings	D	2016-08-17 12:42:16 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers J.J.B. Hilliard, W.L. Lyons, LLC CIK Number 0001160739 Filed Document 0001140361-16-076998 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:42:16 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Avantis Medical Systems Inc See All Filings	D	2016-08-17 12:40:30 UTC
Amount To Be Raised $2,516,584 Associated Brokers / Dealers N/A CIK Number 0001325768 Filed Document 0001325768-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:40:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Breethe, Inc. See All Filings	D	2016-08-17 12:34:46 UTC
Amount To Be Raised $3,600,031 Associated Brokers / Dealers N/A CIK Number 0001631734 Filed Document 0001631734-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:34:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Avantis Medical Systems Inc See All Filings	D	2016-08-17 12:28:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001325768 Filed Document 0001325768-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:28:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Adigica Health, Inc. See All Filings	D	2016-08-17 12:27:30 UTC
Amount To Be Raised $5,008,255 Associated Brokers / Dealers N/A CIK Number 0001682256 Filed Document 0001140361-16-076995 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:27:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pine River Precision Fund SPC for the account of Pine River Augusta S.P. See All Filings	D	2016-08-17 12:27:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681938 Filed Document 0001681938-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:27:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River Augusta Series, a Series of Pine River Precision Fund LLC See All Filings	D	2016-08-17 12:24:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681935 Filed Document 0001681935-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:24:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PlanetRisk, Inc. See All Filings	D	2016-08-17 12:15:41 UTC
Amount To Be Raised $9,128,649 Associated Brokers / Dealers N/A CIK Number 0001210097 Filed Document 0001210097-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:15:41 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Doxtek, Inc. See All Filings	D/A	2016-08-17 12:15:25 UTC
Amount To Be Raised $249,998 Associated Brokers / Dealers N/A CIK Number 0001681123 Filed Document 0001681123-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:15:25 UTC Type of Offering D/A Industry Business Services Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Spring Hill Development Partners, LLC See All Filings	D/A	2016-08-17 12:12:37 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001676548 Filed Document 0001676548-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:12:37 UTC Type of Offering D/A Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Cypressbrook Temple LP See All Filings	D	2016-08-17 12:10:57 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001682313 Filed Document 0001682313-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 12:10:57 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Bioniz Therapeutics, Inc. See All Filings	D/A	2016-08-17 11:59:06 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001662388 Filed Document 0001662388-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:59:06 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CTI INDUSTRIES CORP See All Filings	D	2016-08-17 11:49:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dougherty & Company LLC CIK Number 0001042187 Filed Document 0001042187-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:49:02 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
VISUALANT INC See All Filings	D	2016-08-17 11:38:44 UTC
Amount To Be Raised $29,000 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-16-001054 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:38:44 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RICH CIGARS INC See All Filings	D/A	2016-08-17 11:34:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001582962 Filed Document 0001065949-16-000478 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:34:32 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
TREW, Inc. See All Filings	D	2016-08-17 11:30:56 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers FUNDME SECURITIES LLC CIK Number 0001653551 Filed Document 0001461859-16-000033 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:30:56 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
York Global Credit Income Fund, L.P. See All Filings	D/A	2016-08-17 11:23:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001555933 Filed Document 0001144204-16-119935 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:23:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Global Credit Income Fund Ltd See All Filings	D/A	2016-08-17 11:22:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001555932 Filed Document 0001144204-16-119934 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:22:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RoboFlight Systems, LLC See All Filings	D	2016-08-17 11:16:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001628381 Filed Document 0001628381-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:16:49 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
KOHLBERG PARTNERS VIII, L.P. See All Filings	D	2016-08-17 11:10:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681951 Filed Document 0001681951-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:10:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRANS WORLD CORP See All Filings	D	2016-08-17 11:09:30 UTC
Amount To Be Raised $93,750 Associated Brokers / Dealers N/A CIK Number 0000914577 Filed Document 0001204348-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:09:30 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
LOGAN RESOURCES LTD See All Filings	D	2016-08-17 11:08:42 UTC
Amount To Be Raised $543,430 Associated Brokers / Dealers N/A CIK Number 0001288268 Filed Document 0001062993-16-011213 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:08:42 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RICHMOND FUND LP See All Filings	D/A	2016-08-17 11:08:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427670 Filed Document 0001140361-16-076986 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:08:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
KOHLBERG TE INVESTORS VIII-B, L.P. See All Filings	D	2016-08-17 11:08:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681964 Filed Document 0001681964-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:08:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nouveau Monde Mining Enterprises Inc. See All Filings	D	2016-08-17 11:06:44 UTC
Amount To Be Raised $38,419 Associated Brokers / Dealers N/A CIK Number 0001649752 Filed Document 0001062993-16-011215 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:06:44 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
KOHLBERG TE INVESTORS VIII, L.P. See All Filings	D	2016-08-17 11:06:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681965 Filed Document 0001681965-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:06:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KOHLBERG INVESTORS VIII-C, L.P. See All Filings	D	2016-08-17 11:05:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681970 Filed Document 0001681970-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:05:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZPower, LLC See All Filings	D/A	2016-08-17 11:05:01 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001516426 Filed Document 0001516426-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:05:01 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
KOHLBERG INVESTORS VIII-B, L.P. See All Filings	D	2016-08-17 11:04:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681968 Filed Document 0001681968-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:04:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VECTORMAX Corp See All Filings	D	2016-08-17 11:02:55 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001136418 Filed Document 0001144204-16-119929 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:02:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KOHLBERG INVESTORS VIII, L.P. See All Filings	D	2016-08-17 11:02:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681966 Filed Document 0001681966-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:02:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gavea Fund Plus (US) LP See All Filings	D/A	2016-08-17 11:01:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001584476 Filed Document 0001682470-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:01:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Gavea Fund Plus Ltd. See All Filings	D/A	2016-08-17 11:01:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001584553 Filed Document 0001682470-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 11:01:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Red Maple Lodge Holdings, LLC See All Filings	D	2016-08-17 10:41:16 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001681503 Filed Document 0001681503-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 10:41:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-08-17 10:35:20 UTC
Amount To Be Raised $797,331 Associated Brokers / Dealers Jimmy Edwards and William Schantz CIK Number 0001135856 Filed Document 0001135856-16-000635 Exclusions or Exemptions 506b Accepted Date 2016-08-17 10:35:20 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Integrity Senior Property Investments, LLC See All Filings	D	2016-08-17 10:32:55 UTC
Amount To Be Raised $6,137,984 Associated Brokers / Dealers N/A CIK Number 0001682506 Filed Document 0001682506-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 10:32:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Owl Labs Inc. See All Filings	D	2016-08-17 10:21:49 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001682061 Filed Document 0001682061-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 10:21:49 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SuperZoom III, LLC See All Filings	D	2016-08-17 10:10:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681656 Filed Document 0001681656-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 10:10:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raveneur Offshore Fund Ltd See All Filings	D/A	2016-08-17 10:07:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616701 Filed Document 0001616701-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 10:07:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-08-17 10:06:34 UTC
Amount To Be Raised $13,148,970 Associated Brokers / Dealers Jason Burlie and Allen Cannon CIK Number 0001135856 Filed Document 0001135856-16-000634 Exclusions or Exemptions 506b Accepted Date 2016-08-17 10:06:34 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bienville Capital Partners, LP See All Filings	D/A	2016-08-17 09:58:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473198 Filed Document 0001192482-16-000697 Exclusions or Exemptions 506b Accepted Date 2016-08-17 09:58:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PANORAMA EFG CO-INVESTMENT, LLC See All Filings	D	2016-08-17 09:53:34 UTC
Amount To Be Raised $1,537,999 Associated Brokers / Dealers N/A CIK Number 0001680345 Filed Document 0001680345-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 09:53:34 UTC Type of Offering D Industry Investing Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
J.E.P. Capital, Inc. See All Filings	D/A	2016-08-17 09:46:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587064 Filed Document 0001587064-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 09:46:19 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity