Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fastdata.io, Inc. See All Filings	D	2016-08-17 17:18:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001682007 Filed Document 0001682007-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 17:18:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
FIELD & MAIN BANCORP, INC. See All Filings	D/A	2016-08-17 17:13:44 UTC
Amount To Be Raised $1,995,000 Associated Brokers / Dealers N/A CIK Number 0001676677 Filed Document 0001140361-16-077049 Exclusions or Exemptions 506b Accepted Date 2016-08-17 17:13:44 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ZEV TECHNOLOGIES, INC. See All Filings	D	2016-08-17 17:10:49 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001679789 Filed Document 0001679789-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-17 17:10:49 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Point Judith Venture Fund IV, L.P. See All Filings	D/A	2016-08-17 17:10:33 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001651453 Filed Document 0001651453-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 17:10:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agralogics Inc. See All Filings	D/A	2016-08-17 17:03:21 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001596410 Filed Document 0001596410-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 17:03:21 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TALSON LAG ADVANTAGE, LP See All Filings	D/A	2016-08-17 17:03:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557474 Filed Document 0000919574-16-015049 Exclusions or Exemptions 506b Accepted Date 2016-08-17 17:03:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS Fund III See All Filings	D/A	2016-08-17 16:55:45 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001682378 Filed Document 0001682378-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:55:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Flux Factory, Inc. See All Filings	D	2016-08-17 16:54:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Stem 7 Capital Partners Ltd. and Kai Capital Management Ltd. CIK Number 0001552108 Filed Document 0001552108-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:54:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Curex Group Holdings, LLC See All Filings	D	2016-08-17 16:43:34 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001474335 Filed Document 0001012975-16-001446 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:43:34 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cornerstone US Market Neutral Fund, LLC See All Filings	D/A	2016-08-17 16:41:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510983 Filed Document 0001566114-16-000132 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:41:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SmartCareOS, LLC See All Filings	D	2016-08-17 16:39:50 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001679217 Filed Document 0001679217-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:39:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR GRP 10 Offshore Fund Ltd. See All Filings	D/A	2016-08-17 16:32:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523660 Filed Document 0001402199-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:32:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kineta One, LLC See All Filings	D	2016-08-17 16:23:11 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001497524 Filed Document 0001497524-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:23:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Udeo.Me LLC See All Filings	D/A	2016-08-17 16:21:06 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001658082 Filed Document 0001658082-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:21:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
AQR GAA ALPHAPORT 500 FUND II LP See All Filings	D/A	2016-08-17 16:17:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001402199 Filed Document 0001402199-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:17:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2016-08-17 16:11:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-16-000022 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:11:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BOSTON WOODS LLC See All Filings	D	2016-08-17 16:10:05 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001682561 Filed Document 0001682561-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:10:05 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PDL Six LLC See All Filings	D	2016-08-17 16:05:01 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001682277 Filed Document 0001682277-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:05:01 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
OC 531 Offshore Fund, Ltd. See All Filings	D/A	2016-08-17 16:01:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616863 Filed Document 0001616863-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 16:01:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Encompass Advisory Services, LLC See All Filings	D	2016-08-17 15:56:50 UTC
Amount To Be Raised $142,500 Associated Brokers / Dealers N/A CIK Number 0001682573 Filed Document 0001682573-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 15:56:50 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vivacelle Bio, Inc. See All Filings	D	2016-08-17 15:55:29 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001600053 Filed Document 0001600053-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 15:55:29 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HEC Onshore Fund LP See All Filings	D/A	2016-08-17 15:50:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001649566 Filed Document 0000943663-16-000447 Exclusions or Exemptions 506b Accepted Date 2016-08-17 15:50:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PEG MZ 2016 L.P. See All Filings	D/A	2016-08-17 15:44:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001669927 Filed Document 0001669927-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 15:44:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HEC Offshore Fund Ltd See All Filings	D/A	2016-08-17 15:43:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001649583 Filed Document 0000943663-16-000446 Exclusions or Exemptions 506b Accepted Date 2016-08-17 15:43:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Affinity Project, Inc. See All Filings	D	2016-08-17 15:43:00 UTC
Amount To Be Raised $7,127,767 Associated Brokers / Dealers N/A CIK Number 0001682363 Filed Document 0001140361-16-077017 Exclusions or Exemptions 506b Accepted Date 2016-08-17 15:43:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Nexamp, Inc. See All Filings	D	2016-08-17 15:28:19 UTC
Amount To Be Raised $30,328,562 Associated Brokers / Dealers N/A CIK Number 0001481062 Filed Document 0001481062-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-17 15:28:19 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HEALTH INTELLIGENCE CO LLC See All Filings	D/A	2016-08-17 15:25:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508432 Filed Document 0001508432-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 15:25:44 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Theta Fund I, LLC See All Filings	D/A	2016-08-17 15:15:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651826 Filed Document 0001651826-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 15:15:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Equity
Creation Investments Social Ventures Fund III, L.P. See All Filings	D/A	2016-08-17 15:04:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001647263 Filed Document 0001647263-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 15:04:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cleave Biosciences, Inc. See All Filings	D	2016-08-17 14:56:39 UTC
Amount To Be Raised $36,750,001 Associated Brokers / Dealers N/A CIK Number 0001682401 Filed Document 0001682401-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:56:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Haxall Point Income Fund II, LP See All Filings	D/A	2016-08-17 14:54:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001674415 Filed Document 0001674415-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:54:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parametric Global Defensive Equity Fund LLC See All Filings	D/A	2016-08-17 14:44:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650167 Filed Document 0000940394-16-002941 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:44:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BAT BLUE Corp See All Filings	D	2016-08-17 14:36:05 UTC
Amount To Be Raised $13,520,342 Associated Brokers / Dealers N/A CIK Number 0001681692 Filed Document 0001681692-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:36:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Pramerica Fixed Income Funds plc See All Filings	D/A	2016-08-17 14:34:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001556187 Filed Document 0000902664-16-007937 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:34:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT SEMICONDUCTOR LLC See All Filings	D	2016-08-17 14:32:12 UTC
Amount To Be Raised $1,680,000 Associated Brokers / Dealers Colorado Financial Service Corporation CIK Number 0001682149 Filed Document 0001682149-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:32:12 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
ENABLE INJECTIONS, LLC See All Filings	D/A	2016-08-17 14:31:39 UTC
Amount To Be Raised $247,250 Associated Brokers / Dealers N/A CIK Number 0001619825 Filed Document 0001619825-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:31:39 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Avantis Medical Systems Inc See All Filings	D/A	2016-08-17 14:30:14 UTC
Amount To Be Raised $16,885,772 Associated Brokers / Dealers N/A CIK Number 0001325768 Filed Document 0001325768-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:30:14 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CELSENSE INC See All Filings	D	2016-08-17 14:26:54 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001372965 Filed Document 0001372965-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:26:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Level Solar Inc. See All Filings	D	2016-08-17 14:22:19 UTC
Amount To Be Raised $5,126,245 Associated Brokers / Dealers N/A CIK Number 0001639473 Filed Document 0001639473-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:22:19 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BALTHAZAR ABSOLUTE RETURN FUND LTD. See All Filings	D	2016-08-17 14:21:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682507 Filed Document 0001682507-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:21:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
ENABLE INJECTIONS, LLC See All Filings	D/A	2016-08-17 14:18:53 UTC
Amount To Be Raised $9,617 Associated Brokers / Dealers N/A CIK Number 0001619825 Filed Document 0001619825-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:18:53 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Gotham Employee Fund, LLC See All Filings	D/A	2016-08-17 14:18:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585183 Filed Document 0001585183-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:18:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENABLE INJECTIONS, LLC See All Filings	D/A	2016-08-17 14:08:46 UTC
Amount To Be Raised $100,002 Associated Brokers / Dealers N/A CIK Number 0001619825 Filed Document 0001619825-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:08:46 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SQN Investors Offshore Ltd See All Filings	D/A	2016-08-17 14:00:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616536 Filed Document 0000935836-16-001058 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:00:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
e360 Power Offshore Fund, Ltd. See All Filings	D/A	2016-08-17 14:00:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490875 Filed Document 0001315863-16-001732 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:00:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
e360 Power Fund II, LP See All Filings	D/A	2016-08-17 14:00:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611790 Filed Document 0001315863-16-001731 Exclusions or Exemptions 506b Accepted Date 2016-08-17 14:00:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ENABLE INJECTIONS, LLC See All Filings	D/A	2016-08-17 13:54:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001619825 Filed Document 0001619825-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-08-17 13:54:49 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
DEVMYND SOFTWARE INC. See All Filings	D	2016-08-17 13:41:29 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001679444 Filed Document 0001679444-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 13:41:29 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Brush College Financial, LLC See All Filings	D	2016-08-17 13:37:47 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001682512 Filed Document 0001682512-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 13:37:47 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Prime Liquidity Fund LLC See All Filings	D	2016-08-17 13:20:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. CIK Number 0001675271 Filed Document 0000950103-16-015590 Exclusions or Exemptions 506b Accepted Date 2016-08-17 13:20:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity