Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
3575 FUND LTD See All Filings	D/A	2016-08-17 09:45:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390835 Filed Document 0001680007-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 09:45:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEVADA EXPLORATION INC See All Filings	D	2016-08-17 09:42:56 UTC
Amount To Be Raised $263,322 Associated Brokers / Dealers N/A CIK Number 0001398713 Filed Document 0001062993-16-011214 Exclusions or Exemptions 506b Accepted Date 2016-08-17 09:42:56 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
PANORAMA CO-INVESTMENT (ALTERRA), LLC See All Filings	D	2016-08-17 09:34:44 UTC
Amount To Be Raised $6,562,599 Associated Brokers / Dealers N/A CIK Number 0001664719 Filed Document 0001664719-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 09:34:44 UTC Type of Offering D Industry Investing Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
PHOENIX REHABILITATION & HEALTH SERVICES INC See All Filings	D	2016-08-17 08:59:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001068337 Filed Document 0001068337-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-17 08:59:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Atalo Holdings, Inc. See All Filings	D	2016-08-17 08:53:50 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001681398 Filed Document 0000906318-16-000124 Exclusions or Exemptions 506b Accepted Date 2016-08-17 08:53:50 UTC Type of Offering D Industry Agriculture Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
CollegePlace FSU Investors, LLC See All Filings	D/A	2016-08-17 08:33:13 UTC
Amount To Be Raised $8,860,000 Associated Brokers / Dealers N/A CIK Number 0001681647 Filed Document 0001019687-16-007298 Exclusions or Exemptions 506b Accepted Date 2016-08-17 08:33:13 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Roaring Fork Holding, Inc. See All Filings	D	2016-08-17 08:07:50 UTC
Amount To Be Raised $8,634,645 Associated Brokers / Dealers N/A CIK Number 0001679826 Filed Document 0001679826-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 08:07:50 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OC 528 Offshore Fund, Ltd. See All Filings	D/A	2016-08-17 06:44:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584533 Filed Document 0000902664-16-007932 Exclusions or Exemptions 506b Accepted Date 2016-08-17 06:44:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OWS Capital Offshore Fund II, Ltd. See All Filings	D/A	2016-08-17 06:38:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584383 Filed Document 0000902664-16-007931 Exclusions or Exemptions 506b Accepted Date 2016-08-17 06:38:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Eclectica Fund LP See All Filings	D/A	2016-08-17 06:32:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498708 Filed Document 0000902664-16-007930 Exclusions or Exemptions 506b Accepted Date 2016-08-17 06:32:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ospraie Commodity Fund Ltd. See All Filings	D/A	2016-08-17 06:11:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498911 Filed Document 0000902664-16-007927 Exclusions or Exemptions 506b Accepted Date 2016-08-17 06:11:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ospraie Commodity Fund LP See All Filings	D/A	2016-08-17 06:03:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Butler Capital Investments, LLC CIK Number 0001470017 Filed Document 0000902664-16-007925 Exclusions or Exemptions 506b Accepted Date 2016-08-17 06:03:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MeasureOne, Inc. See All Filings	D	2016-08-16 20:59:43 UTC
Amount To Be Raised $2,315,000 Associated Brokers / Dealers N/A CIK Number 0001643825 Filed Document 0001643825-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-16 20:59:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New Haven Pharmaceuticals, Inc. See All Filings	D	2016-08-16 20:48:54 UTC
Amount To Be Raised $1,301,736 Associated Brokers / Dealers N/A CIK Number 0001558788 Filed Document 0001558788-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-16 20:48:54 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
PellePharm, Inc. See All Filings	D	2016-08-16 20:23:14 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001611568 Filed Document 0001611568-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 20:23:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EnSite Power, Inc. See All Filings	D	2016-08-16 19:45:28 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Cabot Lodge Securities LLC CIK Number 0001658385 Filed Document 0001288649-16-000022 Exclusions or Exemptions 506b Accepted Date 2016-08-16 19:45:28 UTC Type of Offering D Industry Other Energy Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
SteadyMed Ltd. See All Filings	D	2016-08-16 19:43:33 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers JMP Securities LLC, H.C. Wainwright & Co., and Ladenburg Thalmann Financial Services, Inc. CIK Number 0001619087 Filed Document 0001619087-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-16 19:43:33 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
CINNAIRE FUND FOR HOUSING LIMITED PARTNERSHIP 31 See All Filings	D	2016-08-16 19:16:13 UTC
Amount To Be Raised $170,000,000 Associated Brokers / Dealers Joseph R. Herbert CIK Number 0001680871 Filed Document 0001680871-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 19:16:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tioma Therapeutics, Inc. See All Filings	D/A	2016-08-16 19:07:40 UTC
Amount To Be Raised $86,253,438 Associated Brokers / Dealers N/A CIK Number 0001630680 Filed Document 0001140361-16-076941 Exclusions or Exemptions 506b Accepted Date 2016-08-16 19:07:40 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PPX Mining Corp. See All Filings	D	2016-08-16 18:54:06 UTC
Amount To Be Raised $59,789 Associated Brokers / Dealers N/A CIK Number 0001384831 Filed Document 0001140361-16-076931 Exclusions or Exemptions 506b Accepted Date 2016-08-16 18:54:06 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Appistry, LLC See All Filings	D	2016-08-16 18:26:35 UTC
Amount To Be Raised $8,567,410 Associated Brokers / Dealers N/A CIK Number 0001679359 Filed Document 0001014108-16-000488 Exclusions or Exemptions 506b Accepted Date 2016-08-16 18:26:35 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
CWS WESTON, LLC See All Filings	D	2016-08-16 18:11:43 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Marcus Lam CIK Number 0001682465 Filed Document 0001682465-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 18:11:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NW SPV XLIII LLC See All Filings	D	2016-08-16 17:55:05 UTC
Amount To Be Raised $222,500 Associated Brokers / Dealers N/A CIK Number 0001682355 Filed Document 0001682355-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 17:55:05 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SERIOUS INTEGRATED, INC. See All Filings	D	2016-08-16 17:49:40 UTC
Amount To Be Raised $2,116,249 Associated Brokers / Dealers N/A CIK Number 0001518486 Filed Document 0001518486-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-16 17:49:40 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SERIOUS INTEGRATED, INC. See All Filings	D	2016-08-16 17:35:20 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Colorado Financial Service Corporation CIK Number 0001518486 Filed Document 0001518486-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-16 17:35:20 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Synergem Technologies, Inc See All Filings	D	2016-08-16 17:35:14 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001615593 Filed Document 0001615593-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-16 17:35:14 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
True Market Mavens, LLC See All Filings	D	2016-08-16 17:33:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001676374 Filed Document 0001676374-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 17:33:27 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Catalysis Partners, LLC See All Filings	D/A	2016-08-16 17:30:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459219 Filed Document 0001144204-16-119840 Exclusions or Exemptions 506b Accepted Date 2016-08-16 17:30:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECM Bespoke Fund LP Series C See All Filings	D	2016-08-16 17:27:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682222 Filed Document 0000919574-16-015041 Exclusions or Exemptions 506b Accepted Date 2016-08-16 17:27:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
HK 542 ROOSEVELT LLC See All Filings	D	2016-08-16 17:18:52 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001682480 Filed Document 0001682480-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 17:18:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PROVEST LINCOLN CENTER ASSOCIATES, LLC See All Filings	D	2016-08-16 17:16:33 UTC
Amount To Be Raised $1,257,500 Associated Brokers / Dealers NONE CIK Number 0001682271 Filed Document 0001682271-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 17:16:33 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
First American Assisted Living EB-5 Fund, LLC See All Filings	D	2016-08-16 17:09:30 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001682359 Filed Document 0001682359-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 17:09:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Wilkinson Income Fund II, LLC See All Filings	D	2016-08-16 17:05:07 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001682490 Filed Document 0001682490-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 17:05:07 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Life Vest Health, Inc. See All Filings	D	2016-08-16 16:43:41 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001656783 Filed Document 0001656783-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-16 16:43:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PROGENITY, INC. See All Filings	D	2016-08-16 16:38:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001580063 Filed Document 0001580063-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-16 16:38:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EAGLE CAPITAL LP See All Filings	D/A	2016-08-16 16:32:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001123891 Filed Document 0001123891-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-16 16:32:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
East Coast Wholesale Portfolio DST See All Filings	D/A	2016-08-16 16:30:44 UTC
Amount To Be Raised $32,741,394 Associated Brokers / Dealers Richard S. Schwartz, Scott D. Offerman, Michael A. Bendix, Steven D. Meahan, Mark S. Gopen, Deborah E. O'Connell, Jason L. Mc Mullin, Steven M. Netzel, Silver Portal Capital, LLC, Joral T. Schmalle, David C. Grossling, William M. Swayne II, Philip G. Oleson, Gary H. Hughes, Robin L. Krolewski, Gordon Hamilton, David B. Levinson, Ronald W. Manning II, Cindy S. Shi, Craig E. Fernsler, Peggy J. Cozine, Barry W. Lemay, Timothy L. Stauffer, Kenneth J. Thomas, Roger T. Tadsen, Hagop (Jacob) S. Tujian, Robert A. Bye, Robert S. Smith, Trawnegan Gall, Donald R. Hehir Jr., Fredrick P. Baerenz, Elliot V. Hill, James H. Cole, Daniel P. Raupp, and Scott T. Tadsen CIK Number 0001674809 Filed Document 0001674809-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-08-16 16:30:44 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
BAAPLIFE4-2016, LLC See All Filings	D	2016-08-16 16:26:03 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001682464 Filed Document 0001682464-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 16:26:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Millipede, Inc. See All Filings	D	2016-08-16 16:23:06 UTC
Amount To Be Raised $12,595,500 Associated Brokers / Dealers N/A CIK Number 0001682381 Filed Document 0001682381-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 16:23:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Texas South Energy, Inc. See All Filings	D	2016-08-16 16:22:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001506742 Filed Document 0001580695-16-000646 Exclusions or Exemptions 506b Accepted Date 2016-08-16 16:22:22 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MEPT/Cove Two Rector New REIT LLC See All Filings	D	2016-08-16 16:19:27 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001682143 Filed Document 0001682143-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 16:19:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Mati, LLC See All Filings	D	2016-08-16 16:13:59 UTC
Amount To Be Raised $2,135,000 Associated Brokers / Dealers N/A CIK Number 0001649456 Filed Document 0001649456-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-08-16 16:13:59 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CALIENT Technologies INC See All Filings	D	2016-08-16 16:03:47 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers KATALYST SECURITIES LLC CIK Number 0001132643 Filed Document 0001132643-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-16 16:03:47 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chapman University Enterprises, Inc. See All Filings	D	2016-08-16 16:00:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001682327 Filed Document 0001682327-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 16:00:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Danbury DRI LLC See All Filings	D	2016-08-16 15:54:00 UTC
Amount To Be Raised $11,200,000 Associated Brokers / Dealers N/A CIK Number 0001682248 Filed Document 0001682248-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-16 15:54:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Collective Returns, Inc. See All Filings	D	2016-08-16 15:48:25 UTC
Amount To Be Raised $9,250,000 Associated Brokers / Dealers N/A CIK Number 0001647051 Filed Document 0001647051-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-08-16 15:48:25 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Green, Metcalfe Land Lease Company, LLC See All Filings	D	2016-08-16 15:37:10 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001682193 Filed Document 0001682193-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-16 15:37:10 UTC Type of Offering D Industry Oil and Gas Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
WideAngle Software, Inc. See All Filings	D	2016-08-16 15:33:14 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001682416 Filed Document 0001682416-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 15:33:14 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MEPT 600 California Street LLC See All Filings	D	2016-08-16 15:27:49 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001681783 Filed Document 0001681783-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-16 15:27:49 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in StackIQ) L.P. See All Filings	D	2016-08-16 15:27:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609527 Filed Document 0001465818-16-000131 Exclusions or Exemptions 506b Accepted Date 2016-08-16 15:27:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund