|
|
D |
2016-12-19 17:28:18 UTC |
- Amount To Be Raised
- $180,200
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691865
- Filed Document
- 0001691865-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:28:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 17:26:04 UTC |
- Amount To Be Raised
- $3,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692726
- Filed Document
- 0001692344-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:26:04 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 17:25:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692627
- Filed Document
- 0001692627-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:25:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 17:25:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Park Hill Group LLC, NH Investment & Securities Co., Ltd., Compass Private Equity XIV Fondo De Inversion, Bank Julius Baer & Co., Ltd., UBS Financial Services Inc., and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001663185
- Filed Document
- 0001663185-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:25:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 17:24:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692628
- Filed Document
- 0001692628-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:24:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 17:24:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- KB INVESTMENT AND SECURITIES CO., LTD., MVISION PRIVATE EQUITY ADVISERS USA LLC, and LARRAIN VIAL, INVESTMENT INC.
- CIK Number
- 0001688090
- Filed Document
- 0001688090-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:24:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 17:23:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- KB INVESTMENT AND SECURITIES CO., LTD., MVISION PRIVATE EQUITY ADVISERS USA LLC, and LARRAIN VIAL, INVESTMENT INC.
- CIK Number
- 0001688092
- Filed Document
- 0001688092-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:23:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 17:23:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- KB INVESTMENT AND SECURITIES CO., LTD., MVISION PRIVATE EQUITY ADVISERS USA LLC, and LARRAIN VIAL, INVESTMENT INC.
- CIK Number
- 0001688093
- Filed Document
- 0001688093-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:23:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 17:21:42 UTC |
- Amount To Be Raised
- $3,908,600
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571702
- Filed Document
- 0001140361-16-090283
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:21:42 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 17:18:54 UTC |
- Amount To Be Raised
- $88,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691705
- Filed Document
- 0001691705-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:18:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 17:18:37 UTC |
- Amount To Be Raised
- $276,750
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692735
- Filed Document
- 0001692735-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:18:37 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 17:17:53 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690692
- Filed Document
- 0001690692-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:17:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 17:17:03 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- Acalyx Advisors, Inc.
- CIK Number
- 0001692561
- Filed Document
- 0001140361-16-090279
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:17:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-12-19 17:16:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692695
- Filed Document
- 0001692695-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:16:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 17:15:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001692461
- Filed Document
- 0001692461-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:15:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 17:12:28 UTC |
- Amount To Be Raised
- $7,982,918
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001473004
- Filed Document
- 0000897069-16-001143
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:12:28 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-19 17:11:12 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001357459
- Filed Document
- 0001171843-16-013708
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:11:12 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 17:08:52 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571734
- Filed Document
- 0001571734-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:08:52 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Blackstone Tactical Opportunities Fund (LS Co-Invest II) L.P.
See All Filings
|
D |
2016-12-19 17:07:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691745
- Filed Document
- 0001691745-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:07:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 17:06:45 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689867
- Filed Document
- 0001689867-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:06:45 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 17:02:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692371
- Filed Document
- 0001692390-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:02:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 17:01:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692390
- Filed Document
- 0001692390-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:01:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:57:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688419
- Filed Document
- 0001688419-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:57:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:53:50 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567581
- Filed Document
- 0000902664-16-009150
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:53:50 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:52:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001440096
- Filed Document
- 0001440096-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:52:41 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:50:40 UTC |
- Amount To Be Raised
- $376,500,000
- Associated Brokers / Dealers
- EQUUS FINANCIAL CONSULTING LLC and COMPASS SECURITIES CORPORATION
- CIK Number
- 0001677785
- Filed Document
- 0001677785-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:50:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:48:40 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- Rodman & Renshaw, LLC
- CIK Number
- 0001421204
- Filed Document
- 0001144204-16-140279
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:48:40 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:47:33 UTC |
- Amount To Be Raised
- $376,500,000
- Associated Brokers / Dealers
- EQUUS FINANCIAL CONSULTING LLC and COMPASS SECURITIES CORPORATION
- CIK Number
- 0001677784
- Filed Document
- 0001677784-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:47:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:45:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660869
- Filed Document
- 0001013594-16-001356
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:45:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:42:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001269190
- Filed Document
- 0001269190-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:42:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:40:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED
- CIK Number
- 0001227265
- Filed Document
- 0001227265-16-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:40:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:39:45 UTC |
- Amount To Be Raised
- $9,003,000
- Associated Brokers / Dealers
- Northland Securities, Inc.
- CIK Number
- 0001626655
- Filed Document
- 0001209191-16-155929
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:39:45 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:39:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED
- CIK Number
- 0001037189
- Filed Document
- 0001037189-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:39:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:38:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001472136
- Filed Document
- 0001013594-16-001355
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:38:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:37:22 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692439
- Filed Document
- 0001692439-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:37:22 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Option To Acquire
|
|
|
D/A |
2016-12-19 16:37:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC ("MSSB"), Citigroup Global Markets Inc. ("CGM"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED
- CIK Number
- 0001209709
- Filed Document
- 0001209709-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:37:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:36:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001511153
- Filed Document
- 0001511153-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:36:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:34:49 UTC |
- Amount To Be Raised
- $2,265,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692714
- Filed Document
- 0001692714-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:34:49 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:31:13 UTC |
- Amount To Be Raised
- $1,175,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001342986
- Filed Document
- 0001342986-16-000042
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:31:13 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-19 16:28:55 UTC |
- Amount To Be Raised
- $3,000,000,000
- Associated Brokers / Dealers
- UBS Securities LLC
- CIK Number
- 0001692650
- Filed Document
- 0001692650-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:28:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:26:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001692460
- Filed Document
- 0001692460-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:26:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 16:24:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690866
- Filed Document
- 0001690866-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:24:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 16:20:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692478
- Filed Document
- 0001140361-16-090249
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:20:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-19 16:17:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED
- CIK Number
- 0001043565
- Filed Document
- 0001043565-16-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:17:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:16:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692459
- Filed Document
- 0001140361-16-090245
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:16:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-19 16:11:35 UTC |
- Amount To Be Raised
- $9,202,997
- Associated Brokers / Dealers
- Northland Securities, Inc.
- CIK Number
- 0001626655
- Filed Document
- 0001209191-16-155888
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:11:35 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:09:34 UTC |
- Amount To Be Raised
- $1,575,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611467
- Filed Document
- 0001611467-16-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:09:34 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-12-19 16:07:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Partners, LLC
- CIK Number
- 0001692184
- Filed Document
- 0001692184-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:07:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-19 15:58:56 UTC |
- Amount To Be Raised
- $7,329,221
- Associated Brokers / Dealers
- Northland Securities, Inc.
- CIK Number
- 0001626655
- Filed Document
- 0001209191-16-155867
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:58:56 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-12-19 15:55:51 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626655
- Filed Document
- 0001209191-16-155861
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:55:51 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|