|
|
D |
2016-12-19 15:50:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692559
- Filed Document
- 0001692559-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:50:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-19 15:48:31 UTC |
- Amount To Be Raised
- $11,084,116
- Associated Brokers / Dealers
- Joseph Ondris, Zachary Carey, Michael Ihrie, Bennett K Ely, Russ Huffington, Bobby Kyle Cowand, Curtis J Jones, Stephen J Sumner, Azam Jaber, Maria Escobar, Aaron Knoll, Kenny Harter, Ted Burkhart, Torry Scott, Kathy Scanlon, Taher Gilani, Javier Larrea, Azam Jaber, and George Hjorth
- CIK Number
- 0001688540
- Filed Document
- 0001688540-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:48:31 UTC
- Type of Offering
- D/A
- Industry
- Lodging and Conventions
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 15:45:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691836
- Filed Document
- 0001691836-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:45:59 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 15:42:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Richard S. Zinman, ANTHONY A. DERTOUZOS, and JOHN D. MORENO
- CIK Number
- 0001333262
- Filed Document
- 0001333262-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:42:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 15:39:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001369628
- Filed Document
- 0001369628-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:39:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 15:39:20 UTC |
- Amount To Be Raised
- $587,214
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614824
- Filed Document
- 0001183740-16-000486
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:39:20 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 15:37:33 UTC |
- Amount To Be Raised
- $6,720,000
- Associated Brokers / Dealers
- Palladium Capital Advisors, LLC
- CIK Number
- 0001040792
- Filed Document
- 0001437749-16-043514
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:37:33 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-12-19 15:34:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001325676
- Filed Document
- 0001325676-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:34:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 15:32:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Richard S. Zinman, ANTHONY A. DERTOUZOS, and JOHN D. MORENO
- CIK Number
- 0001227268
- Filed Document
- 0001227268-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:32:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 15:28:19 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Harbor Light Securities, LLC
- CIK Number
- 0001672592
- Filed Document
- 0001691355-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:28:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-19 15:26:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED
- CIK Number
- 0001386164
- Filed Document
- 0001386164-16-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:26:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 15:24:12 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623869
- Filed Document
- 0001140361-16-090220
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:24:12 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 15:21:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565952
- Filed Document
- 0001565952-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:21:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 15:14:54 UTC |
- Amount To Be Raised
- $4,923,205
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629681
- Filed Document
- 0001629681-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:14:54 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 15:01:34 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- Not Applicable
- CIK Number
- 0001641888
- Filed Document
- 0001641888-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 15:01:34 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2016-12-19 14:56:16 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001409089
- Filed Document
- 0001409089-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:56:16 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 14:52:59 UTC |
- Amount To Be Raised
- $125,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001691355
- Filed Document
- 0001691355-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:52:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 14:51:36 UTC |
- Amount To Be Raised
- $1,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692531
- Filed Document
- 0001692531-16-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2016-12-19 14:51:36 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 14:48:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564876
- Filed Document
- 0000902664-16-009149
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:48:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 14:42:56 UTC |
- Amount To Be Raised
- $1,391,250
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692636
- Filed Document
- 0001144204-16-140205
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:42:56 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 14:41:48 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- Cambridge Investment Research, Inc.
- CIK Number
- 0001687017
- Filed Document
- 0001687017-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:41:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 14:39:04 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001409089
- Filed Document
- 0001409089-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:39:04 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 14:38:13 UTC |
- Amount To Be Raised
- $725,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675722
- Filed Document
- 0001675722-16-000001
- Exclusions or Exemptions
- 504, 505, and 506b
- Accepted Date
- 2016-12-19 14:38:13 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 14:36:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001444130
- Filed Document
- 0000935836-16-001232
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:36:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 14:32:07 UTC |
- Amount To Be Raised
- $247,760,000
- Associated Brokers / Dealers
- Evercore Group L.L.C.
- CIK Number
- 0001691685
- Filed Document
- 0001691685-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:32:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-19 14:31:07 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- Harbor Light Securities, LLC
- CIK Number
- 0001680231
- Filed Document
- 0001680231-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:31:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 14:27:34 UTC |
- Amount To Be Raised
- $901,401
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692696
- Filed Document
- 0001683168-16-000982
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:27:34 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-19 14:24:24 UTC |
- Amount To Be Raised
- $28,056,250
- Associated Brokers / Dealers
- Leerink Partners, LLC
- CIK Number
- 0001565435
- Filed Document
- 0001565435-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:24:24 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 14:23:18 UTC |
- Amount To Be Raised
- $2,277,618
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692421
- Filed Document
- 0001692421-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:23:18 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 14:13:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692128
- Filed Document
- 0001692128-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:13:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 14:09:20 UTC |
- Amount To Be Raised
- $995,889
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001274737
- Filed Document
- 0001140361-16-090192
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:09:20 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-19 14:07:27 UTC |
- Amount To Be Raised
- $1,785,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001360984
- Filed Document
- 0001101582-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:07:27 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 14:04:15 UTC |
- Amount To Be Raised
- $446,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001144568
- Filed Document
- 0001101582-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:04:15 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 14:02:36 UTC |
- Amount To Be Raised
- $9,596,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692617
- Filed Document
- 0001015325-16-000085
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:02:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 14:01:48 UTC |
- Amount To Be Raised
- $627,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001101582
- Filed Document
- 0001101582-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 14:01:48 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 13:59:23 UTC |
- Amount To Be Raised
- $3,562,171
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692637
- Filed Document
- 0001692637-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 13:59:23 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-19 13:53:49 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001692298
- Filed Document
- 0001692298-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 13:53:49 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 13:34:07 UTC |
- Amount To Be Raised
- $9,208,662
- Associated Brokers / Dealers
- Michael A. Bendix, Nathaniel M. Kuhn, Eric S. Scaff, Randy A. Barmache, Dwight K. Kay, and Scott D. Offerman
- CIK Number
- 0001690266
- Filed Document
- 0001690266-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 13:34:07 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-12-19 13:27:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mercury Capital Advisors, LLC
- CIK Number
- 0001692662
- Filed Document
- 0001692662-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 13:27:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 13:26:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mercury Capital Advisors, LLC
- CIK Number
- 0001692196
- Filed Document
- 0001692662-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 13:26:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 13:05:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692469
- Filed Document
- 0001692469-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 13:05:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 12:54:10 UTC |
- Amount To Be Raised
- $6,000,652
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692611
- Filed Document
- 0001692611-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 12:54:10 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 12:44:45 UTC |
- Amount To Be Raised
- $3,193,655,182
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601610
- Filed Document
- 0001601610-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 12:44:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 12:24:13 UTC |
- Amount To Be Raised
- $52,760,226
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001563251
- Filed Document
- 0001563251-16-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 12:24:13 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 12:22:51 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687014
- Filed Document
- 0001687014-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 12:22:51 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 12:16:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001452905
- Filed Document
- 0001452905-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 12:16:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 12:16:01 UTC |
- Amount To Be Raised
- $1,522,600
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692688
- Filed Document
- 0001692688-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 12:16:01 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2016-12-19 12:11:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565003
- Filed Document
- 0000902664-16-009146
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 12:11:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-19 11:59:01 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588427
- Filed Document
- 0001588427-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 11:59:01 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-12-19 11:53:54 UTC |
- Amount To Be Raised
- $741,809
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672726
- Filed Document
- 0001672726-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 11:53:54 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|