Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PACIFIC LIFE & ANNUITY CO See All Filings	D	2017-12-20 16:43:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-17-074339 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:43:09 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2017-12-20 16:42:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-17-074338 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:42:54 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2017-12-20 16:42:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-17-074337 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:42:38 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2017-12-20 16:42:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-17-074336 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:42:24 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Farmwise Labs, Inc. See All Filings	D	2017-12-20 16:42:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001698667 Filed Document 0001461373-17-000063 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:42:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Mills Farm Member, LLC See All Filings	D	2017-12-20 16:41:49 UTC
Amount To Be Raised $9,648,438 Associated Brokers / Dealers N/A CIK Number 0001723471 Filed Document 0001723471-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:41:49 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
PACIFIC LIFE & ANNUITY CO See All Filings	D	2017-12-20 16:41:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-17-074334 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:41:39 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Concord Worldwide Inc. See All Filings	D	2017-12-20 16:39:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001694231 Filed Document 0001694231-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:39:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D	2017-12-20 16:38:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-17-074332 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:38:38 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2017-12-20 16:38:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-17-074331 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:38:24 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2017-12-20 16:38:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-17-074330 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:38:11 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2017-12-20 16:38:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-17-074329 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:38:10 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Steamboat Capital Partners Offshore Fund, Ltd. See All Filings	D/A	2017-12-20 16:36:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620058 Filed Document 0001620058-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:36:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE INSURANCE CO See All Filings	D	2017-12-20 16:35:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-17-074319 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:35:40 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Civitas Canyon Mezzanine Fund, LP See All Filings	D	2017-12-20 16:30:52 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001648188 Filed Document 0001315863-17-000953 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:30:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAI Atlantic Grapevine Equity Fund, LP See All Filings	D	2017-12-20 16:30:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720089 Filed Document 0001315863-17-000952 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:30:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Carbon, Inc. See All Filings	D	2017-12-20 16:23:54 UTC
Amount To Be Raised $199,999,992 Associated Brokers / Dealers N/A CIK Number 0001648978 Filed Document 0001648978-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:23:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TRANSITION METALS CORP. See All Filings	D	2017-12-20 16:22:38 UTC
Amount To Be Raised $904,950 Associated Brokers / Dealers Haywood Securities Inc. and Bally Capital Advisors SA CIK Number 0001606827 Filed Document 0001606827-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:22:38 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Farmwise Labs, Inc. See All Filings	D	2017-12-20 16:21:03 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001698667 Filed Document 0001461373-17-000062 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:21:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Distillers Group, LLC See All Filings	D	2017-12-20 16:20:21 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001599296 Filed Document 0001599296-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:20:21 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
AQR STYLE PREMIA DEVELOPED LONG ONLY EQUITY BETA 1 MASTER ACCOUNT, L.P. See All Filings	D	2017-12-20 16:18:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724079 Filed Document 0001724079-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:18:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IWP EVOLUTION FUND I LP See All Filings	D	2017-12-20 16:16:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724898 Filed Document 0001724898-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:16:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Industry Ventures Partnership Holdings V, L.P. See All Filings	D	2017-12-20 16:11:42 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001725975 Filed Document 0001725975-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:11:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub 896 LLC See All Filings	D	2017-12-20 16:11:34 UTC
Amount To Be Raised $267,500 Associated Brokers / Dealers N/A CIK Number 0001725040 Filed Document 0001724852-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:11:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Qriously, Inc. See All Filings	D/A	2017-12-20 16:10:07 UTC
Amount To Be Raised $1,130,000 Associated Brokers / Dealers N/A CIK Number 0001702269 Filed Document 0000898432-17-001314 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:10:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Farmwise Labs, Inc. See All Filings	D	2017-12-20 16:04:20 UTC
Amount To Be Raised $615,203 Associated Brokers / Dealers N/A CIK Number 0001698667 Filed Document 0001461373-17-000061 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:04:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub FAV LLC See All Filings	D	2017-12-20 16:00:30 UTC
Amount To Be Raised $259,891 Associated Brokers / Dealers N/A CIK Number 0001724852 Filed Document 0001724852-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:00:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHIFT Ventures Investment Partners, L.P. See All Filings	D	2017-12-20 15:57:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722403 Filed Document 0001722403-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 15:57:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
GA Fintech Fund I LLC See All Filings	D	2017-12-20 15:43:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001725906 Filed Document 0000892712-17-000802 Exclusions or Exemptions 506b Accepted Date 2017-12-20 15:43:39 UTC Type of Offering D Industry Investing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Kandle I, LP See All Filings	D	2017-12-20 15:40:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725823 Filed Document 0001725823-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 15:40:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1616 Southport LLC See All Filings	D	2017-12-20 15:26:21 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001725977 Filed Document 0001725977-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 15:26:21 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Section 32 Fund 2, LP See All Filings	D	2017-12-20 15:18:38 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001725306 Filed Document 0001725306-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 15:18:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
A&F FINANCIAL HOLDINGS LLC See All Filings	D/A	2017-12-20 15:12:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646124 Filed Document 0001140361-17-046872 Exclusions or Exemptions 506b Accepted Date 2017-12-20 15:12:27 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business WEST VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Textile-Based Delivery, Inc. See All Filings	D	2017-12-20 15:10:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001685865 Filed Document 0001685865-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 15:10:46 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Greenspring Secondaries Fund III, L.P. See All Filings	D	2017-12-20 15:10:30 UTC
Amount To Be Raised $325,000,000 Associated Brokers / Dealers Capital Advisory Partners New Zealand Limited, Innovation Partners LLC, Principle Advisory Services, and VCP Advisors, LLC CIK Number 0001725337 Filed Document 0001725337-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 15:10:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cakes Inc. See All Filings	D/A	2017-12-20 15:10:18 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001709963 Filed Document 0001709963-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-20 15:10:18 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nassau CLO SPV-I LLC See All Filings	D	2017-12-20 14:51:55 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001725770 Filed Document 0001566114-17-000114 Exclusions or Exemptions 506b Accepted Date 2017-12-20 14:51:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALABAMA GRAPHITE CORP. See All Filings	D	2017-12-20 14:51:45 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001535644 Filed Document 0001062993-17-005311 Exclusions or Exemptions 506b Accepted Date 2017-12-20 14:51:45 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Nashville West, LLC See All Filings	D	2017-12-20 14:46:06 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001725958 Filed Document 0001725943-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-20 14:46:06 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3600 Ashe, LLC See All Filings	D	2017-12-20 14:40:45 UTC
Amount To Be Raised $4,919,500 Associated Brokers / Dealers N/A CIK Number 0001725943 Filed Document 0001725943-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 14:40:45 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-20 14:33:27 UTC
Amount To Be Raised $67,814,845 Associated Brokers / Dealers Michael Shannon and Eddie Allen CIK Number 0001135856 Filed Document 0001135856-17-000379 Exclusions or Exemptions 506b Accepted Date 2017-12-20 14:33:27 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Riverdale Complex LLC See All Filings	D	2017-12-20 14:32:09 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers N/A CIK Number 0001725930 Filed Document 0001725930-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 14:32:09 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
IPfolio Corp See All Filings	D	2017-12-20 14:29:49 UTC
Amount To Be Raised $2,964,758 Associated Brokers / Dealers N/A CIK Number 0001684218 Filed Document 0001461859-17-000034 Exclusions or Exemptions 506b Accepted Date 2017-12-20 14:29:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AH Bio Fund II, L.P. See All Filings	D	2017-12-20 14:29:32 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001725721 Filed Document 0001725721-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 14:29:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-20 14:28:33 UTC
Amount To Be Raised $240,460,753 Associated Brokers / Dealers Andrew Arigo CIK Number 0001135856 Filed Document 0001135856-17-000378 Exclusions or Exemptions 506b Accepted Date 2017-12-20 14:28:33 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sonivate Medical Inc See All Filings	D	2017-12-20 14:25:39 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001414353 Filed Document 0001414353-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-20 14:25:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-20 14:22:28 UTC
Amount To Be Raised $33,449,202 Associated Brokers / Dealers John M. Nash and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-17-000377 Exclusions or Exemptions 506b Accepted Date 2017-12-20 14:22:28 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
POST UNION PERRO LLC See All Filings	D/A	2017-12-20 14:21:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628947 Filed Document 0000919574-17-008667 Exclusions or Exemptions 506b Accepted Date 2017-12-20 14:21:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Vitruvias Therapeutics, Inc. See All Filings	D	2017-12-20 14:17:23 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001592342 Filed Document 0001592342-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-20 14:17:23 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-20 14:17:18 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-17-000376 Exclusions or Exemptions 506b Accepted Date 2017-12-20 14:17:18 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund