Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lombard International Life Assurance Co Separate Account VL 183 See All Filings	D	2017-12-21 10:05:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001725881 Filed Document 0001725881-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-21 10:05:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Special Opportunities Fund Strategic Alternatives, L.P. See All Filings	D/A	2017-12-21 09:27:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693072 Filed Document 0000950142-17-002242 Exclusions or Exemptions 506b Accepted Date 2017-12-21 09:27:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carable, Inc. See All Filings	D	2017-12-21 08:58:58 UTC
Amount To Be Raised $570,053 Associated Brokers / Dealers N/A CIK Number 0001725091 Filed Document 0000950138-17-000830 Exclusions or Exemptions 506b Accepted Date 2017-12-21 08:58:58 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Green Falcon Investors II, L.P. See All Filings	D	2017-12-21 08:46:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725017 Filed Document 0000950103-17-012643 Exclusions or Exemptions 506b Accepted Date 2017-12-21 08:46:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
MACQUARIE MANAGEMENT HOLDINGS, INC. See All Filings	D/A	2017-12-21 08:44:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000921739 Filed Document 0001307942-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-12-21 08:44:26 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PERMANENT EQUITY I, L.P. See All Filings	D	2017-12-21 08:43:36 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001725483 Filed Document 0001725483-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-21 08:43:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bondwell Technologies Inc. See All Filings	D	2017-12-21 08:28:37 UTC
Amount To Be Raised $1,000,048 Associated Brokers / Dealers N/A CIK Number 0001725857 Filed Document 0001725857-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-21 08:28:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Grid Issuer Ltd See All Filings	D	2017-12-21 07:23:27 UTC
Amount To Be Raised $1,881,000 Associated Brokers / Dealers N/A CIK Number 0001725891 Filed Document 0001144204-17-064612 Exclusions or Exemptions 506b Accepted Date 2017-12-21 07:23:27 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Other
Vytalyx Inc See All Filings	D	2017-12-21 06:31:43 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001725469 Filed Document 0001725469-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-21 06:31:43 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Forebright New Opportunities Fund II, L.P. See All Filings	D	2017-12-20 21:56:31 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers PROBITAS FUNDS GROUP, LLC CIK Number 0001724624 Filed Document 0001724624-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 21:56:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
URZ Energy Corp. See All Filings	D	2017-12-20 21:35:40 UTC
Amount To Be Raised $248,804 Associated Brokers / Dealers N/A CIK Number 0001431940 Filed Document 0001140361-17-046951 Exclusions or Exemptions 506b Accepted Date 2017-12-20 21:35:40 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Layer 7 TSS Holdings LLC See All Filings	D	2017-12-20 21:27:54 UTC
Amount To Be Raised $7,040,000 Associated Brokers / Dealers N/A CIK Number 0001725544 Filed Document 0001725544-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 21:27:54 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Capital Network, Inc. See All Filings	D	2017-12-20 20:33:29 UTC
Amount To Be Raised $12,600,000 Associated Brokers / Dealers N/A CIK Number 0001580513 Filed Document 0001580513-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 20:33:29 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ASTRA PARTNERS I, LP See All Filings	D	2017-12-20 19:39:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709806 Filed Document 0001709806-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-20 19:39:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mare Island Dry Dock Investment LLC See All Filings	D	2017-12-20 19:39:21 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001589881 Filed Document 0001589881-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-20 19:39:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
San Leandro Trailer Park LLC See All Filings	D	2017-12-20 19:29:32 UTC
Amount To Be Raised $1,531,530 Associated Brokers / Dealers None CIK Number 0001725798 Filed Document 0001725798-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-12-20 19:29:32 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Varde Mortgage Fund II Sub REIT LLC See All Filings	D	2017-12-20 19:24:20 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001725156 Filed Document 0001725156-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 19:24:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brick & Mortar Ventures I, L.P. See All Filings	D	2017-12-20 19:23:07 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001714385 Filed Document 0001714385-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-20 19:23:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PE Premier Vintage Secondary Strategies Onshore Feeder LP See All Filings	D	2017-12-20 19:21:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001725997 Filed Document 0001725997-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 19:21:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cupola VC X, LLLP See All Filings	D	2017-12-20 19:09:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725979 Filed Document 0001725979-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 19:09:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Avenue Boulevard Co-Investment Vehicle, LLC See All Filings	D	2017-12-20 19:05:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725874 Filed Document 0000950103-17-012636 Exclusions or Exemptions 506b Accepted Date 2017-12-20 19:05:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Forum Income Partners Pool 2017-1 LLC See All Filings	D	2017-12-20 19:00:08 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001725668 Filed Document 0001140361-17-046943 Exclusions or Exemptions 506b Accepted Date 2017-12-20 19:00:08 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Carl Parker 52 Investors, LLC See All Filings	D	2017-12-20 18:58:17 UTC
Amount To Be Raised $2,250,433 Associated Brokers / Dealers N/A CIK Number 0001723119 Filed Document 0001723119-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 18:58:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MIMG CXXIII Lakeshore Portfolio Master, LLC See All Filings	D	2017-12-20 18:45:40 UTC
Amount To Be Raised $8,150,000 Associated Brokers / Dealers N/A CIK Number 0001726032 Filed Document 0001726032-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 18:45:40 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Varde Mortgage Fund II Feeder REIT, LLC See All Filings	D	2017-12-20 18:38:41 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001725106 Filed Document 0001725106-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 18:38:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKB-CH2M Center 2017, LLC See All Filings	D	2017-12-20 18:22:46 UTC
Amount To Be Raised $2,581,950 Associated Brokers / Dealers Christopher T. Courtiol, Robert R. Walker, Jr., and SKB Securties CIK Number 0001726046 Filed Document 0001726046-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 18:22:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Westgate Delaware Basin Partners, LP See All Filings	D	2017-12-20 18:20:36 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers None CIK Number 0001725242 Filed Document 0001725242-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-20 18:20:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MIMG CXXIV Arlington Village, LLC See All Filings	D	2017-12-20 18:17:17 UTC
Amount To Be Raised $5,050,000 Associated Brokers / Dealers N/A CIK Number 0001726031 Filed Document 0001726031-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 18:17:17 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
GUIDED FITNESS, INC. See All Filings	D	2017-12-20 18:13:14 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001725963 Filed Document 0001725963-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 18:13:14 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CrossHarbor Strategic Debt Fund, L.P. See All Filings	D	2017-12-20 18:11:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724460 Filed Document 0001724460-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 18:11:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beenest Inc. See All Filings	D	2017-12-20 18:04:02 UTC
Amount To Be Raised $4,527,647 Associated Brokers / Dealers N/A CIK Number 0001725682 Filed Document 0001725682-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 18:04:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
CSV China Opportunities Fund, L.P. See All Filings	D/A	2017-12-20 17:32:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers InfoHedge Corp., BVI, Medalist Securities Inc., Stonehaven, LLC, World Vision Strategies Limited, and Wren Capital LLC CIK Number 0001475625 Filed Document 0001475625-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 17:32:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Equity
950 Tennessee Street Fund LP See All Filings	D	2017-12-20 17:28:28 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001725298 Filed Document 0001725298-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 17:28:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ASP Partners 2018 LP See All Filings	D	2017-12-20 17:27:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720378 Filed Document 0001720382-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-12-20 17:27:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Jecure Therapeutics, Inc. See All Filings	D/A	2017-12-20 17:27:22 UTC
Amount To Be Raised $15,025,000 Associated Brokers / Dealers N/A CIK Number 0001698655 Filed Document 0001683180-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-20 17:27:22 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VARDE CO-INVESTMENT 2017A, L.P. See All Filings	D	2017-12-20 17:26:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725629 Filed Document 0001725629-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 17:26:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VARDE CO-INVESTMENT 2017A PARALLEL, L.P. See All Filings	D	2017-12-20 17:25:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725650 Filed Document 0001725650-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 17:25:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KCM SMALL CAP CORE FUND LLC See All Filings	D	2017-12-20 17:17:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178058 Filed Document 0001178058-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 17:17:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Turkey Creek Resort Holdings, LLC See All Filings	D/A	2017-12-20 17:14:39 UTC
Amount To Be Raised $9,278,872 Associated Brokers / Dealers Dennis E. Gagnon, James M. Jones, Shawn M. Clark, DFPG Investments, Inc., Mark S. Vanmourick, Bryan A. Repple, Charles P. Tiedje, Jr., Jay S. Salamone, Kalos Capital, Inc., The Strategic Financial Alliance, Inc., and Triloma Securities, LLC CIK Number 0001722270 Filed Document 0001722270-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-20 17:14:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
OpenView Affiliates Fund V, L.P. See All Filings	D	2017-12-20 17:11:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001708244 Filed Document 0001708244-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 17:11:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Adams Street 2018 Non-US Fund LP See All Filings	D	2017-12-20 17:10:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720379 Filed Document 0001720382-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-12-20 17:10:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Serone EC2 Fund LP See All Filings	D	2017-12-20 17:05:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001725622 Filed Document 0001725622-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 17:05:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street 2018 US Fund LP See All Filings	D	2017-12-20 17:04:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720380 Filed Document 0001720382-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-20 17:04:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Adams Street 2018 Global Fund (EU Investors) LP See All Filings	D	2017-12-20 16:58:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720381 Filed Document 0001720382-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:58:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Episode Solutions LLC See All Filings	D	2017-12-20 16:57:46 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001725960 Filed Document 0001725960-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:57:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Rubik, Inc See All Filings	D	2017-12-20 16:56:59 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001724883 Filed Document 0001080368-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:56:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Adams Street 2018 Global Fund LP See All Filings	D	2017-12-20 16:53:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720382 Filed Document 0001720382-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:53:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
E Squared Capital Fund, LP See All Filings	D/A	2017-12-20 16:50:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652744 Filed Document 0001652744-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:50:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street 2018 Direct Venture/Growth Fund LP See All Filings	D	2017-12-20 16:49:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720383 Filed Document 0001720382-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:49:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Serone EC2 (US) Fund LP See All Filings	D	2017-12-20 16:48:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001725641 Filed Document 0001725641-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 16:48:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund