|
|
D |
2017-12-20 13:03:40 UTC |
- Amount To Be Raised
- $9,430,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479577
- Filed Document
- 0001479577-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:03:40 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 13:03:38 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723991
- Filed Document
- 0001723991-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:03:38 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-12-20 13:02:41 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725665
- Filed Document
- 0001725665-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:02:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 12:57:23 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001725925
- Filed Document
- 0001725925-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 12:57:23 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 12:56:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725938
- Filed Document
- 0001725938-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 12:56:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-12-20 12:50:17 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691244
- Filed Document
- 0001691244-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 12:50:17 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-12-20 12:44:54 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724977
- Filed Document
- 0001724977-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 12:44:54 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-12-20 12:41:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725778
- Filed Document
- 0001315863-17-000951
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 12:41:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 12:23:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725803
- Filed Document
- 0000935836-17-000579
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 12:23:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-20 12:20:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000937914
- Filed Document
- 0001209191-17-066593
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 12:20:49 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-12-20 12:20:12 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725611
- Filed Document
- 0001725611-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 12:20:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-20 12:14:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001286461
- Filed Document
- 0001286461-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 12:14:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 12:13:43 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725673
- Filed Document
- 0001725673-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 12:13:43 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 11:59:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725878
- Filed Document
- 0001725878-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:59:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-20 11:57:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED
- CIK Number
- 0001227265
- Filed Document
- 0001227265-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:57:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-20 11:55:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001269190
- Filed Document
- 0001269190-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:55:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-20 11:55:34 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- Avalon Securities, Ltd.
- CIK Number
- 0001698734
- Filed Document
- 0001698734-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:55:34 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-12-20 11:53:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001325676
- Filed Document
- 0001325676-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:53:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-20 11:51:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED
- CIK Number
- 0001043565
- Filed Document
- 0001043565-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:51:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-20 11:49:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Richard S. Zinman, ANTHONY A. DERTOUZOS, and JOHN D. MORENO
- CIK Number
- 0001227268
- Filed Document
- 0001227268-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:49:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 11:46:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721579
- Filed Document
- 0001721579-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:46:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 11:44:34 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719004
- Filed Document
- 0001722765-17-000011
- Exclusions or Exemptions
- 504.1 and 506b
- Accepted Date
- 2017-12-20 11:44:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-20 11:44:12 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659624
- Filed Document
- 0001659624-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:44:12 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Debt
|
|
|
D |
2017-12-20 11:43:45 UTC |
- Amount To Be Raised
- $1,133,852
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720503
- Filed Document
- 0001722765-17-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:43:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-20 11:42:57 UTC |
- Amount To Be Raised
- $51,100
- Associated Brokers / Dealers
- Equidate Markets, LLC
- CIK Number
- 0001722828
- Filed Document
- 0001722765-17-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:42:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-20 11:42:01 UTC |
- Amount To Be Raised
- $579,110
- Associated Brokers / Dealers
- Equidate Markets, LLC
- CIK Number
- 0001719156
- Filed Document
- 0001722765-17-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:42:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-20 11:41:30 UTC |
- Amount To Be Raised
- $3,486,812
- Associated Brokers / Dealers
- Equidate Markets, LLC
- CIK Number
- 0001715180
- Filed Document
- 0001722765-17-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:41:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-20 11:40:54 UTC |
- Amount To Be Raised
- $204,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717336
- Filed Document
- 0001722765-17-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:40:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-20 11:40:15 UTC |
- Amount To Be Raised
- $121,580
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721196
- Filed Document
- 0001722765-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:40:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-20 11:39:06 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- Roam Capital, Inc.
- CIK Number
- 0001676889
- Filed Document
- 0001676889-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:39:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 11:38:15 UTC |
- Amount To Be Raised
- $94,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717747
- Filed Document
- 0001722765-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:38:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-20 11:37:45 UTC |
- Amount To Be Raised
- $425,781
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722761
- Filed Document
- 0001722765-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:37:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-20 11:37:07 UTC |
- Amount To Be Raised
- $260,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721877
- Filed Document
- 0001722765-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:37:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-20 11:36:33 UTC |
- Amount To Be Raised
- $163,553
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722765
- Filed Document
- 0001722765-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:36:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-20 11:33:19 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725886
- Filed Document
- 0001725886-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:33:19 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-20 11:32:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627581
- Filed Document
- 0001627581-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:32:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-20 11:30:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700973
- Filed Document
- 0001700973-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:30:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 11:28:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725679
- Filed Document
- 0001725679-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:28:18 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 11:25:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725495
- Filed Document
- 0000902664-17-004652
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:25:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-20 11:19:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001462866
- Filed Document
- 0001462866-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:19:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-20 11:17:13 UTC |
- Amount To Be Raised
- $2,200,000
- Associated Brokers / Dealers
- Growth Capital Services, Inc.
- CIK Number
- 0001722770
- Filed Document
- 0001722770-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:17:13 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2017-12-20 11:15:27 UTC |
- Amount To Be Raised
- $40,011
- Associated Brokers / Dealers
- H.C. Wainwright & Co., LLC
- CIK Number
- 0001506251
- Filed Document
- 0001213900-17-013459
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:15:27 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2017-12-20 11:13:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MORGAN STANLEY SMITH BARNEY LLC
- CIK Number
- 0001684209
- Filed Document
- 0001684209-17-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:13:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-20 11:13:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693464
- Filed Document
- 0001725867-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:13:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-20 11:11:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725907
- Filed Document
- 0001725907-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:11:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-20 11:00:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693187
- Filed Document
- 0001725867-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:00:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-20 11:00:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MORGAN STANLEY SMITH BARNEY LLC
- CIK Number
- 0001683878
- Filed Document
- 0001683878-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:00:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-20 10:48:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001713377
- Filed Document
- 0000892712-17-000801
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 10:48:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 10:29:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725867
- Filed Document
- 0001725867-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 10:29:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-20 10:17:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725509
- Filed Document
- 0000919574-17-008664
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 10:17:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|