Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hall-Ward Energy Fund, LP See All Filings	D	2022-11-16 12:23:47 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001954465 Filed Document 0001954465-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 12:23:47 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Haystack Oncology, Inc. See All Filings	D	2022-11-16 12:19:50 UTC
Amount To Be Raised $67,018,621 Associated Brokers / Dealers N/A CIK Number 0001952610 Filed Document 0001952610-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 12:19:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SPOKE SEASIDE GROVE, LLC See All Filings	D	2022-11-16 12:18:25 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Spoke Real Estate Financial, LLC CIK Number 0001954452 Filed Document 0001954452-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 12:18:25 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
EM Fund I, a series of New Lab Ventures AL SPV, LP See All Filings	D	2022-11-16 12:10:14 UTC
Amount To Be Raised $103,560 Associated Brokers / Dealers N/A CIK Number 0001951007 Filed Document 0001951007-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 12:10:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CF Valencia Life Sciences DST See All Filings	D/A	2022-11-16 12:08:10 UTC
Amount To Be Raised $40,400,000 Associated Brokers / Dealers Cantor Fitzgerald & Co., Concorde Investment Services, LLC, American Trust Investment Services, Inc., Patrick Capital Markets, LLC, Emerson Equity, LLC, McDermott Investment Services, LLC, Stax Capital, Wealthforge Securities, LLC, Kalos Capital, Inc., Madison Avenue Securities, LLC, Great Point Capital LLC, The Strategic Financial Alliance, Inc., Calton & Associates, Inc., Thornhill Securities, Inc., FNEX Capital, LLC, Independent Financial Group, LLC, Lighthouse Capital Group, LLC, and Lightpath Capital, Inc. CIK Number 0001880053 Filed Document 0001880053-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 12:08:10 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BITE Private Markets Portfolio LP See All Filings	D	2022-11-16 12:03:49 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers VCP Apex (US) CIK Number 0001954677 Filed Document 0001954677-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-16 12:03:49 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTN Human Services, LLC See All Filings	D	2022-11-16 12:01:27 UTC
Amount To Be Raised $997,350 Associated Brokers / Dealers GTN Human Services, LLC CIK Number 0001953500 Filed Document 0001953500-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 12:01:27 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Gaingels Zubale LLC See All Filings	D	2022-11-16 12:00:16 UTC
Amount To Be Raised $221,270 Associated Brokers / Dealers N/A CIK Number 0001954435 Filed Document 0001954435-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 12:00:16 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
BR3 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2022-11-16 12:00:14 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001916986 Filed Document 0001916986-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-16 12:00:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Electrovaya Inc. See All Filings	D	2022-11-16 11:50:45 UTC
Amount To Be Raised $16,289,368 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0001844450 Filed Document 0001062993-22-022256 Exclusions or Exemptions 506b Accepted Date 2022-11-16 11:50:45 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Secro Inc. See All Filings	D	2022-11-16 11:45:08 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001908820 Filed Document 0001908820-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 11:45:08 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Dempsey Hill Asia Fund See All Filings	D/A	2022-11-16 11:38:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561585 Filed Document 0001012975-22-000513 Exclusions or Exemptions 506b Accepted Date 2022-11-16 11:38:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NewSpring Holdings II, L.P. See All Filings	D	2022-11-16 11:38:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001954549 Filed Document 0000902664-22-004929 Exclusions or Exemptions 506b Accepted Date 2022-11-16 11:38:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TGA Solar Investments LLC See All Filings	D	2022-11-16 11:31:47 UTC
Amount To Be Raised $19,745,000 Associated Brokers / Dealers Metric Financial, LLC CIK Number 0001954473 Filed Document 0001954473-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 11:31:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
WHITE HAT STRUCTURED OPPORTUNITIES LP See All Filings	D	2022-11-16 11:10:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001954220 Filed Document 0001954220-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 11:10:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NaviTour See All Filings	D	2022-11-16 11:09:27 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001891857 Filed Document 0001891857-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 11:09:27 UTC Type of Offering D Industry Business Services Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Molecula Corp. See All Filings	D	2022-11-16 11:02:43 UTC
Amount To Be Raised $10,262,021 Associated Brokers / Dealers N/A CIK Number 0001758602 Filed Document 0001758602-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-11-16 11:02:43 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mandela Musical Ltd Liability Co See All Filings	D/A	2022-11-16 11:01:29 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001808572 Filed Document 0001808572-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 11:01:29 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
SAGE-LAKEWOOD, LLC See All Filings	D	2022-11-16 11:00:26 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001954625 Filed Document 0001954625-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 11:00:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Hilltop Growth AI Fund V, LP See All Filings	D/A	2022-11-16 10:50:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001889397 Filed Document 0000908662-22-000022 Exclusions or Exemptions 506b Accepted Date 2022-11-16 10:50:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BWM Tactical Growth LP See All Filings	D/A	2022-11-16 10:48:31 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001884827 Filed Document 0001884827-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-11-16 10:48:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
RVC Sandusky Sponsor, LLC See All Filings	D	2022-11-16 10:40:36 UTC
Amount To Be Raised $3,075,260 Associated Brokers / Dealers N/A CIK Number 0001947865 Filed Document 0001947865-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 10:40:36 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Hilltop Growth Fund V, LP See All Filings	D/A	2022-11-16 10:33:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001888786 Filed Document 0000908662-22-000021 Exclusions or Exemptions 506b Accepted Date 2022-11-16 10:33:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Permanens 2022 Dislocation Fund, L.P. See All Filings	D	2022-11-16 10:28:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001954332 Filed Document 0001013594-22-000696 Exclusions or Exemptions 506b Accepted Date 2022-11-16 10:28:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NorthPoint Industrial Fund VI, LLC See All Filings	D/A	2022-11-16 10:20:06 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001944846 Filed Document 0001944846-22-000006 Exclusions or Exemptions 506b Accepted Date 2022-11-16 10:20:06 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Vista Co-Invest Fund 2022-2, L.P. See All Filings	D	2022-11-16 10:13:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001944314 Filed Document 0001944314-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 10:13:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BRECKENRIDGE APARTMENTS LLC See All Filings	D	2022-11-16 10:09:59 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001954167 Filed Document 0001096906-22-002791 Exclusions or Exemptions 506b Accepted Date 2022-11-16 10:09:59 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Diameter Offshore Fund LP See All Filings	D/A	2022-11-16 10:03:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715019 Filed Document 0000919574-22-006802 Exclusions or Exemptions 506b Accepted Date 2022-11-16 10:03:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
1451-1459 Detroit Apartments LLC See All Filings	D	2022-11-16 10:02:41 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001954651 Filed Document 0001954651-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 10:02:41 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Delaware Life NY Separate Account L See All Filings	D/A	2022-11-16 10:01:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001521845 Filed Document 0001459820-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-11-16 10:01:34 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
A-Relativity Partners LLC See All Filings	D/A	2022-11-16 10:00:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001832175 Filed Document 0000919574-22-006801 Exclusions or Exemptions 506b Accepted Date 2022-11-16 10:00:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PineBridge Flexible Credit Offshore Fund, LLC See All Filings	D/A	2022-11-16 09:59:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001889853 Filed Document 0001012975-22-000512 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:59:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delaware Life NY Separate Account M See All Filings	D/A	2022-11-16 09:58:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001459820 Filed Document 0001459820-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:58:05 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
CRH Fund, a Series of Global Endowment Targeted Strategy Fund, LP See All Filings	D/A	2022-11-16 09:56:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001832450 Filed Document 0001832450-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:56:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keyport Life Ins Co Separate Account P See All Filings	D/A	2022-11-16 09:53:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, M Holdings Securities, Inc., Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management Inc., Mutual Trust Company of America Securities, AIG Financial Advisors Inc., InterSecurities, Inc., MetLife Securities Inc., Royal Alliance Associates, ProEquities, Inc., Regal Securities Inc., GA Financial Inc., JP Turner & Co. LLC, Manorhouse Capital LLC, National Planning Co., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, USF Securities LP, Brookstone Securities, Inc., Guggenheim Securities, LLC, IMS Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., Triad Advisors, Inc., and Oppenheimer & Co., Inc. CIK Number 0001238963 Filed Document 0001459820-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:53:14 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
TU Fund I, a series of AX-RN-Funds, LP See All Filings	D	2022-11-16 09:50:14 UTC
Amount To Be Raised $73,100 Associated Brokers / Dealers N/A CIK Number 0001950408 Filed Document 0001950408-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:50:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPX 244, a series of SAX Capital Series Fund III, LP See All Filings	D/A	2022-11-16 09:50:13 UTC
Amount To Be Raised $2,036,250 Associated Brokers / Dealers N/A CIK Number 0001944439 Filed Document 0001944439-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:50:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diameter Onshore Fund LP See All Filings	D/A	2022-11-16 09:49:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715020 Filed Document 0000919574-22-006798 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:49:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PineBridge Flexible Credit Onshore Fund, LLC See All Filings	D/A	2022-11-16 09:49:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001893504 Filed Document 0001012975-22-000511 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:49:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keyport Life Ins Co Separate Account Q See All Filings	D/A	2022-11-16 09:48:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, M Holding Securities, Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management, Inc., Mutual Trust Company of America Securities, AIG Financial Advisors, Inc., InterSecurities, Inc., Metlife Securities, Inc., Royal Alliance Associates, ProEquities, Inc., Regal Seucrities, Inc., GA Financial, Inc., JP Turner & Co. LLC, ManorHouse Capital LLC, National Planning Corp., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, Inc., USF Securities LP, Brookstone Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., and Triad Advisors, Inc. CIK Number 0001432334 Filed Document 0001459820-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:48:47 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Putnam Emerging Markets Equity Fund, LP See All Filings	D/A	2022-11-16 09:40:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Meehan CIK Number 0001733735 Filed Document 0001459792-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:40:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gather Revenue, Inc. See All Filings	D	2022-11-16 09:39:03 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001954610 Filed Document 0001954610-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:39:03 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DL Private Variable Account A See All Filings	D/A	2022-11-16 09:38:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securites, LLC CIK Number 0001628645 Filed Document 0000759818-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:38:08 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Putnam Cash Collateral Pool, LLC See All Filings	D/A	2022-11-16 09:37:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497587 Filed Document 0001459792-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:37:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PUTNAM INTERMEDIATE U.S. INVESTMENT GRADE FUND LLC See All Filings	D/A	2022-11-16 09:34:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379678 Filed Document 0001459792-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:34:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DELAWARE LIFE VARIABLE ACCOUNT H See All Filings	D/A	2022-11-16 09:32:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frank O'Keefe, Clifford Eisler, Jeffery Davis, David Byers, William Wood, Pat Trammell, Todd Mezrah, Doug Hester, FNBB Capital Markets, LLC, Jim Crone, Matthew Schoen, John Stein III, CPFG Securities, Pro-Equities, Inc., and The Leaders Group CIK Number 0001119402 Filed Document 0000759818-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:32:10 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
PUTNAM TOTAL RETURN U.S. INVESTMENT GRADE FIXED INCOME, LLC See All Filings	D/A	2022-11-16 09:31:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459792 Filed Document 0001459792-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:31:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delaware Life Variable Account M See All Filings	D/A	2022-11-16 09:23:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Newport Group Securities, Inc. CIK Number 0001535169 Filed Document 0000759818-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:23:55 UTC Type of Offering D/A Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
GO, Inc. See All Filings	D	2022-11-16 09:13:11 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001815722 Filed Document 0001815722-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:13:11 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
DELAWARE LIFE SEPARATE ACCOUNT S See All Filings	D/A	2022-11-16 09:13:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc., GA Financial, Inc., Becker & Suffern, Ltd, Commonwealth Financial Network, Geneos Wealth Management, Inc, FNBB Capital Markets, LLC, and KCG Securities CIK Number 0001407851 Filed Document 0000759818-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:13:08 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other