Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Diameter Onshore Fund LP See All Filings	D/A	2022-11-16 09:49:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715020 Filed Document 0000919574-22-006798 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:49:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PineBridge Flexible Credit Onshore Fund, LLC See All Filings	D/A	2022-11-16 09:49:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001893504 Filed Document 0001012975-22-000511 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:49:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keyport Life Ins Co Separate Account Q See All Filings	D/A	2022-11-16 09:48:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, M Holding Securities, Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management, Inc., Mutual Trust Company of America Securities, AIG Financial Advisors, Inc., InterSecurities, Inc., Metlife Securities, Inc., Royal Alliance Associates, ProEquities, Inc., Regal Seucrities, Inc., GA Financial, Inc., JP Turner & Co. LLC, ManorHouse Capital LLC, National Planning Corp., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, Inc., USF Securities LP, Brookstone Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., and Triad Advisors, Inc. CIK Number 0001432334 Filed Document 0001459820-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:48:47 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Putnam Emerging Markets Equity Fund, LP See All Filings	D/A	2022-11-16 09:40:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Meehan CIK Number 0001733735 Filed Document 0001459792-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:40:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gather Revenue, Inc. See All Filings	D	2022-11-16 09:39:03 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001954610 Filed Document 0001954610-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:39:03 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DL Private Variable Account A See All Filings	D/A	2022-11-16 09:38:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securites, LLC CIK Number 0001628645 Filed Document 0000759818-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:38:08 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Putnam Cash Collateral Pool, LLC See All Filings	D/A	2022-11-16 09:37:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497587 Filed Document 0001459792-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:37:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PUTNAM INTERMEDIATE U.S. INVESTMENT GRADE FUND LLC See All Filings	D/A	2022-11-16 09:34:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379678 Filed Document 0001459792-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:34:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DELAWARE LIFE VARIABLE ACCOUNT H See All Filings	D/A	2022-11-16 09:32:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frank O'Keefe, Clifford Eisler, Jeffery Davis, David Byers, William Wood, Pat Trammell, Todd Mezrah, Doug Hester, FNBB Capital Markets, LLC, Jim Crone, Matthew Schoen, John Stein III, CPFG Securities, Pro-Equities, Inc., and The Leaders Group CIK Number 0001119402 Filed Document 0000759818-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:32:10 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
PUTNAM TOTAL RETURN U.S. INVESTMENT GRADE FIXED INCOME, LLC See All Filings	D/A	2022-11-16 09:31:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459792 Filed Document 0001459792-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:31:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delaware Life Variable Account M See All Filings	D/A	2022-11-16 09:23:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Newport Group Securities, Inc. CIK Number 0001535169 Filed Document 0000759818-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:23:55 UTC Type of Offering D/A Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
GO, Inc. See All Filings	D	2022-11-16 09:13:11 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001815722 Filed Document 0001815722-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:13:11 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
DELAWARE LIFE SEPARATE ACCOUNT S See All Filings	D/A	2022-11-16 09:13:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc., GA Financial, Inc., Becker & Suffern, Ltd, Commonwealth Financial Network, Geneos Wealth Management, Inc, FNBB Capital Markets, LLC, and KCG Securities CIK Number 0001407851 Filed Document 0000759818-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:13:08 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
2N Capital LP See All Filings	D/A	2022-11-16 09:08:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001832246 Filed Document 0001832246-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:08:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joopiter, Inc. See All Filings	D	2022-11-16 09:04:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001951806 Filed Document 0001951806-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:04:18 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Emerging Markets Small-Cap Equity Fund, LLC See All Filings	D/A	2022-11-16 09:03:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001533444 Filed Document 0001533444-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-16 09:03:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nationwide PPVUL Separate Account 7 See All Filings	D/A	2022-11-16 08:55:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Contract Promoter CIK Number 0001952526 Filed Document 0001804211-22-000011 Exclusions or Exemptions 506b Accepted Date 2022-11-16 08:55:37 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Other
Nationwide PPVUL Separate Account - AC1 See All Filings	D/A	2022-11-16 08:48:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001896409 Filed Document 0001804211-22-000010 Exclusions or Exemptions 506b Accepted Date 2022-11-16 08:48:04 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Other
Nationwide PPVUL Separate Account - 5 See All Filings	D/A	2022-11-16 08:39:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001816695 Filed Document 0001804211-22-000009 Exclusions or Exemptions 506b Accepted Date 2022-11-16 08:39:18 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Nationwide PPVUL Separate Account - 4 See All Filings	D/A	2022-11-16 08:33:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001804435 Filed Document 0001804211-22-000008 Exclusions or Exemptions 506b Accepted Date 2022-11-16 08:33:36 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Nationwide PPVUL Separate Account - 3 See All Filings	D/A	2022-11-16 08:27:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001804211 Filed Document 0001804211-22-000007 Exclusions or Exemptions 506b Accepted Date 2022-11-16 08:27:09 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Nationwide Private Placement Variable Account - E See All Filings	D/A	2022-11-16 08:18:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001601405 Filed Document 0001135856-22-000035 Exclusions or Exemptions 506b Accepted Date 2022-11-16 08:18:54 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Nationwide PPVUL Separate Account - 6 See All Filings	D/A	2022-11-16 08:12:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001343394 Filed Document 0001135856-22-000034 Exclusions or Exemptions 506b Accepted Date 2022-11-16 08:12:24 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2022-11-16 08:04:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001135856 Filed Document 0001135856-22-000033 Exclusions or Exemptions 506b Accepted Date 2022-11-16 08:04:16 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Orchard Liquid Credit Fund LP See All Filings	D/A	2022-11-16 07:45:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722118 Filed Document 0000902664-22-004927 Exclusions or Exemptions 506b Accepted Date 2022-11-16 07:45:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orchard Liquid Credit Fund See All Filings	D/A	2022-11-16 07:40:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722129 Filed Document 0000902664-22-004926 Exclusions or Exemptions 506b Accepted Date 2022-11-16 07:40:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DL Partners A Fund LP See All Filings	D/A	2022-11-16 07:20:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722692 Filed Document 0000902664-22-004925 Exclusions or Exemptions 506b Accepted Date 2022-11-16 07:20:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monterone Partners Master Fund Ltd See All Filings	D/A	2022-11-16 07:14:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690308 Filed Document 0000902664-22-004924 Exclusions or Exemptions 506b Accepted Date 2022-11-16 07:14:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Active Ownership Fund See All Filings	D/A	2022-11-16 07:06:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759090 Filed Document 0000902664-22-004923 Exclusions or Exemptions 506b Accepted Date 2022-11-16 07:06:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds LP - MW Eureka (US) Fund See All Filings	D/A	2022-11-16 06:57:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504533 Filed Document 0000902664-22-004922 Exclusions or Exemptions 506b Accepted Date 2022-11-16 06:57:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd (Investment in UrsaM) L.P. See All Filings	D	2022-11-16 06:16:07 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001954437 Filed Document 0001954437-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 06:16:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
OurCrowd (Investment in PFC 31) L.P. See All Filings	D	2022-11-16 06:09:58 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001954461 Filed Document 0001954461-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-16 06:09:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Second Heart Assist, Inc. See All Filings	D	2022-11-15 21:32:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723176 Filed Document 0001723176-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-15 21:32:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
H.I.G. Infrastructure Partners B, L.P. See All Filings	D/A	2022-11-15 20:16:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001872949 Filed Document 0001872949-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-15 20:16:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
H.I.G. Infrastructure Partners A, L.P. See All Filings	D/A	2022-11-15 20:14:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001872950 Filed Document 0001872950-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-15 20:14:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SOCAL Opportunity Fund 0 LLC See All Filings	D	2022-11-15 20:07:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001954659 Filed Document 0001954659-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-15 20:07:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Zodiac Gold Inc. See All Filings	D	2022-11-15 19:59:37 UTC
Amount To Be Raised $730,625 Associated Brokers / Dealers N/A CIK Number 0001865222 Filed Document 0001865222-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-15 19:59:37 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
H.I.G. Infrastructure Partners C, L.P. See All Filings	D/A	2022-11-15 19:55:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001873317 Filed Document 0001873317-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-15 19:55:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
IndoorGeo, LLC See All Filings	D	2022-11-15 19:15:12 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001807822 Filed Document 0000897069-22-000631 Exclusions or Exemptions 506b Accepted Date 2022-11-15 19:15:12 UTC Type of Offering D Industry Computers Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WP Growth 14 Private Investors Offshore, L.P. See All Filings	D/A	2022-11-15 19:14:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001933832 Filed Document 0001933832-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-15 19:14:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cybele Microbiome, Inc. See All Filings	D	2022-11-15 19:13:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001953909 Filed Document 0001953909-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-15 19:13:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Angels Management LLC See All Filings	D	2022-11-15 19:05:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001954275 Filed Document 0001954275-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-15 19:05:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Angels Holdings LLC See All Filings	D	2022-11-15 19:00:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001954267 Filed Document 0001954267-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-15 19:00:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AVENTAIL ENERGY OFFSHORE FUND, LTD See All Filings	D/A	2022-11-15 18:52:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812815 Filed Document 0001812815-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-15 18:52:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marble Pay, Inc. See All Filings	D	2022-11-15 18:49:29 UTC
Amount To Be Raised $4,226,499 Associated Brokers / Dealers N/A CIK Number 0001954442 Filed Document 0001954442-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-15 18:49:29 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SLP VII Private Investors, LLC See All Filings	D/A	2022-11-15 18:45:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001933823 Filed Document 0001933823-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-15 18:45:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aventail Energy Fund, LP See All Filings	D/A	2022-11-15 18:38:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741094 Filed Document 0001741094-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-15 18:38:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EdgeX, Inc. See All Filings	D	2022-11-15 18:30:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001787070 Filed Document 0001787070-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-11-15 18:30:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EdgeX, Inc. See All Filings	D	2022-11-15 18:18:58 UTC
Amount To Be Raised $2,052,755 Associated Brokers / Dealers N/A CIK Number 0001787070 Filed Document 0001787070-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-15 18:18:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Round Hill Partners L.P. See All Filings	D	2022-11-15 18:11:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793493 Filed Document 0001793493-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-15 18:11:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund