Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Orion Mine Finance (Delaware) Fund I-A LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001606235 Filed Document 0001606235-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCN Partners, L.P. See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578321 Filed Document 0001578321-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Total Return Income Fund, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers None CIK Number 0001608039 Filed Document 0001608039-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
RHUMBLINE TOTAL RETURN FUND LP See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608330 Filed Document 0001405086-14-000199 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Viking MVI II LLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548460 Filed Document 0000902664-14-002474 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Samepage Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $499,998 Associated Brokers / Dealers N/A CIK Number 0001607411 Filed Document 0001607411-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Salient Risk Parity Fund V12, LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gregory A. Reid, Matthew P. Summers, Craig Dawson, Phillip M. Plant, David E. Hicks, Stephen D. Strake, Sr., John C. Dawson III, and J. Matthew Newtown CIK Number 0001544371 Filed Document 0001544371-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NovaTract Surgical, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001527287 Filed Document 0001527287-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DigiPath,Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $2,210,000 Associated Brokers / Dealers N/A CIK Number 0001502966 Filed Document 0001308411-14-000138 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund I, LLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised $23,314,288 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001599501 Filed Document 0001599501-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Fortress Convex Asia Fund Ltd See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001549644 Filed Document 0000950172-14-000053 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trinity 2014 LS Fund, LLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Dee Wayne Cullum CIK Number 0001607569 Filed Document 0001607569-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thermedical, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $4,000,001 Associated Brokers / Dealers N/A CIK Number 0001544902 Filed Document 0001544902-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bande de Corsaires High Yield Portfolio, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001602958 Filed Document 0001209191-14-033526 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Golden Spike Co See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585317 Filed Document 0001585317-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Other Travel Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
VERRAZZANO EUROPEAN FOCUS FUND PLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547020 Filed Document 0000919574-14-003030 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vascular Pathways Inc See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $11,102,000 Associated Brokers / Dealers N/A CIK Number 0001371805 Filed Document 0001371805-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BetterCloud, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $8,624,862 Associated Brokers / Dealers N/A CIK Number 0001564970 Filed Document 0001564970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CALIBRUS, INC. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001448558 Filed Document 0000939798-14-000040 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Feronia Water LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001608232 Filed Document 0001608232-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CEJ, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001608486 Filed Document 0001608486-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
ChinaAMC China Growth Fund See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608040 Filed Document 0001140361-14-020688 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CENTRAL OIL & GAS CORP OF AMERICA See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001572016 Filed Document 0001117768-14-000440 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Architected Materials, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001608217 Filed Document 0001608217-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Reserve at Lake Carolina LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001608577 Filed Document 0001553350-14-000566 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Lucena Research, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001608056 Filed Document 0001608056-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Viking MVI I LLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548458 Filed Document 0000902664-14-002473 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S3 Global Multi-Strategy Fund LLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464172 Filed Document 0001464172-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Provident Group - Creekside Properties LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Piedmont Securities LLC and Moody Capital Solutions, Inc. CIK Number 0001605570 Filed Document 0001605570-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Vanare, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001607589 Filed Document 0001607589-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Orchard Hill Asian Opportunity Domestic Fund LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576743 Filed Document 0000902664-14-002466 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fortress Convex Asia Fund LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001549643 Filed Document 0000950172-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corfiser SIMI Fund, LP See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607921 Filed Document 0001607921-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Victory Electronic Cigarettes Corp See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001398702 Filed Document 0001354488-14-002580 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
VERRAZZANO EUROPEAN OPPORTUNITIES FUND PLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547016 Filed Document 0000919574-14-003027 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTC Special Opportunity Fund I, Ltd. See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520722 Filed Document 0001520722-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TreeHouse, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001514543 Filed Document 0001514543-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ETSY INC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $5,606,127 Associated Brokers / Dealers N/A CIK Number 0001370637 Filed Document 0001370637-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EngageInbox. Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001608067 Filed Document 0001608067-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Branded Online, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $3,124,998 Associated Brokers / Dealers N/A CIK Number 0001606786 Filed Document 0001606786-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TesoRx Pharma, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $10,068,256 Associated Brokers / Dealers N/A CIK Number 0001554258 Filed Document 0001554258-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AUN-TV-NC, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607842 Filed Document 0001607842-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ALPHAKEYS BRASIL INFRASTRUCTURE FUND, L.L.C. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001607117 Filed Document 0001607651-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mountain West Senior Secured, LLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593915 Filed Document 0001593915-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Development Recovery Company, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001608728 Filed Document 0001004878-14-000215 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Other
Atieva, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $199,801,142 Associated Brokers / Dealers N/A CIK Number 0001479311 Filed Document 0001479311-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Orion Mine Finance (Bermuda) Fund I-A LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001605533 Filed Document 0001605533-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking MVI III LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548461 Filed Document 0000902664-14-002472 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MB Venture Management II, LLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001507656 Filed Document 0001507656-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
AQR Churchill Master Account, L.P. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607847 Filed Document 0001607847-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund