Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MB DISLOCATION OPPORTUNITY FUND, LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454401 Filed Document 0001454401-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOLOWESKO GLOBAL FUND LTD See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001135665 Filed Document 0000950172-14-000050 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
P2P Credit Strategies Fund Series A L.P. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607060 Filed Document 0001607060-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PMK Capital Partners, LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576727 Filed Document 0001566114-14-000038 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Retrotope, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001607677 Filed Document 0001607677-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Impact C3 Group #1 LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608089 Filed Document 0001608089-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Monscierge, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001607603 Filed Document 0001607603-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Bakken Income Fund LLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, and NTV Asset Management, LLC CIK Number 0001534460 Filed Document 0001534460-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Drone Aviation Corp See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001607785 Filed Document 0001415889-14-001492 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
YouDocs Beauty, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001506939 Filed Document 0001506939-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GotIce & Water, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers John Stanier and Thomas Young CIK Number 0001569885 Filed Document 0001569885-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
POETIC HOLDINGS V LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001608058 Filed Document 0001144204-14-030593 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Dakota Roseland Apartments IX - XII, LLLP See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001608045 Filed Document 0001608045-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
TPH Energy Equity Long Strategy Fund, LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523449 Filed Document 0000902664-14-002465 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RTW ONSHORE FUND ONE, LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan R. Darnell, Niraj A. Mehta, and David R. Sanchez CIK Number 0001485578 Filed Document 0000919574-14-002989 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WD X Holdings LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $26,098,000 Associated Brokers / Dealers N/A CIK Number 0001607620 Filed Document 0001607620-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GROUPIZE, INC. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607424 Filed Document 0001607424-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Investec Global Select LLC - Emerging Markets Equity Fund See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584494 Filed Document 0001140361-14-024032 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
MKT Capital, LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572135 Filed Document 0001572135-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prodege, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $60,999,990 Associated Brokers / Dealers N/A CIK Number 0001608078 Filed Document 0001608078-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Holowesko Global Equity Fund LLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481282 Filed Document 0000950172-14-000048 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eWELLNESS HEALTHCARE Corp See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $9,200 Associated Brokers / Dealers N/A CIK Number 0001550020 Filed Document 0001493152-14-001467 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BFTV, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001564762 Filed Document 0001564762-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NCM Holdings (U.S.) LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491796 Filed Document 0001491796-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fenway XIV, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001608051 Filed Document 0001608051-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Beckman Production Services, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $54,915,700 Associated Brokers / Dealers N/A CIK Number 0001593099 Filed Document 0001593099-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
TPI COMPOSITES, INC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $3,180,000 Associated Brokers / Dealers N/A CIK Number 0001455684 Filed Document 0001455684-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
ConvenientMD LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001543625 Filed Document 0001543625-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Fundamental Credit Opportunities LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001567582 Filed Document 0001567582-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Resolute Fund III, L.P. See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised $3,200,000,000 Associated Brokers / Dealers N/A CIK Number 0001590219 Filed Document 0001590219-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orion Mine Finance (Master) Fund I-A LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised $414,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001605530 Filed Document 0001605530-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Opportunity Fund VIII, LLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Mari Jo Larkin, James Duhon, Tom Gilleland, Guy Mohead, Jason Pitts, Lori Price, Tim Lottman, Mike Martin, Jr., Mike Martin, Sr., Vincent Monti, Josh Walters, Joe Harper, and David Sudderth CIK Number 0001568835 Filed Document 0001568835-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
COATUE LONG ONLY PARTNERS LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577266 Filed Document 0000919574-14-002964 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OOMA INC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $1,194,522 Associated Brokers / Dealers N/A CIK Number 0001327688 Filed Document 0001327688-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HOLOWESKO GLOBAL FUND LLC See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001135822 Filed Document 0000950172-14-000049 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPP-2012-1 Fund Ltd See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549721 Filed Document 0000902664-14-002469 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THOROUGHBRED OFFSHORE FUND LTD. See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442298 Filed Document 0000919574-14-003018 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hillcrest Apartments Salt Lake City, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $4,275,000 Associated Brokers / Dealers N/A CIK Number 0001607824 Filed Document 0001062993-14-002906 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Midway Market Neutral Institutional Fund LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Management Securities, LLC CIK Number 0001607750 Filed Document 0001607750-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
MARXENT LABS, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001554227 Filed Document 0001554227-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Capstone Vol (US) LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407445 Filed Document 0000902664-14-002471 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compound Money Fund, L.P. See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520658 Filed Document 0000897423-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kaufmann Mercantile, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $4,455,000 Associated Brokers / Dealers N/A CIK Number 0001546353 Filed Document 0000905718-14-000269 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PharmaIN Corp See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001608123 Filed Document 0001608123-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Planned Return Strategy Fund, LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577458 Filed Document 0001577458-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sentinel Rock Partners, L.P. See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551114 Filed Document 0000935836-14-000312 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIXEL VELOCITY INC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001375069 Filed Document 0001375069-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
smartDIGITAL Holdings, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001550126 Filed Document 0001550126-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Sensible Organics, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001529689 Filed Document 0001529689-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ARDEN ADVISERS II, L.P. See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548016 Filed Document 0000919574-14-002990 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund