|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brevan Howard US LLC
- CIK Number
- 0001489618
- Filed Document
- 0001489618-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509346
- Filed Document
- 0001382963-14-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $5,014,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460763
- Filed Document
- 0001460763-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608361
- Filed Document
- 0001608361-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567643
- Filed Document
- 0001567643-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $1,849,840
- Associated Brokers / Dealers
- Sprott Global Resource Investments, Ltd., Canaccord Genuity Corp., Cormark Securities Inc., Raymond James Ltd., RBC Dominion Securities Inc., and BMO Nesbitt Burns Inc.
- CIK Number
- 0001358456
- Filed Document
- 0001140361-14-021924
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $235,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517060
- Filed Document
- 0001231919-14-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001409839
- Filed Document
- 0001409839-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001410922
- Filed Document
- 0000919574-14-003190
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608292
- Filed Document
- 0001571062-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NA and NA
- CIK Number
- 0001357312
- Filed Document
- 0000905718-14-000233
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584567
- Filed Document
- 0001584567-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Newport Group Securities, Inc.
- CIK Number
- 0001535169
- Filed Document
- 0001119402-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608082
- Filed Document
- 0000902664-14-002534
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $360,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608325
- Filed Document
- 0001608324-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $1,150,108
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607584
- Filed Document
- 0001231919-14-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560133
- Filed Document
- 0001560133-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607924
- Filed Document
- 0001192482-14-000077
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608343
- Filed Document
- 0001608343-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001612917
- Filed Document
- 0001612917-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001448291
- Filed Document
- 0001448291-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001491745
- Filed Document
- 0001491745-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001407476
- Filed Document
- 0000902664-14-002470
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001549885
- Filed Document
- 0001549885-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- $8,146,490
- Associated Brokers / Dealers
- Sharespost Financial Corp
- CIK Number
- 0001606813
- Filed Document
- 0001606813-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- $48,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606425
- Filed Document
- 0001140361-14-020723
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001442110
- Filed Document
- 0000919574-14-003017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- $3,280
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607785
- Filed Document
- 0001415889-14-001494
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- $4,950,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001522561
- Filed Document
- 0001522561-14-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Mineral Property
|
|
|
D/A |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001475270
- Filed Document
- 0001475270-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001576742
- Filed Document
- 0000902664-14-002468
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607981
- Filed Document
- 0001607981-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- JP Morgan Securities Inc. and Park Hill Group LLC
- CIK Number
- 0001569270
- Filed Document
- 0000919574-14-002963
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- $2,237,508
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517060
- Filed Document
- 0001231919-14-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Phillip M. Plant, Baldwin Anthony Securities, Inc., Craig Chambers Dawson, Matthew Paul Summers, Fred L. Williams Jr., J. Matthew Newtown, William W. Cathriner II, Stephen D. Strake, Sr., Andrew B. Linbeck, Luke Powell, and Matthew H. Moncrief
- CIK Number
- 0001415987
- Filed Document
- 0001415987-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Fortress Capital Formation LLC (the "LLC")
- CIK Number
- 0001549645
- Filed Document
- 0000950172-14-000052
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Craig Chambers Dawson, Matthew Paul Summers, J. Matthew Newtown, William W. Cathriner II, Stephen D. Strake, Andrew Linbeck, and Luke A. Powell
- CIK Number
- 0001540932
- Filed Document
- 0001540932-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- $7,003,080
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001054274
- Filed Document
- 0001054274-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Foreside Fund Services, LLC
- CIK Number
- 0001607815
- Filed Document
- 0000945621-14-000146
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001494311
- Filed Document
- 0001494311-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Zia Umar Naeem
- CIK Number
- 0001438435
- Filed Document
- 0001140361-14-020742
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607700
- Filed Document
- 0001607700-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001491797
- Filed Document
- 0001491797-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607183
- Filed Document
- 0001607183-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001550024
- Filed Document
- 0000935836-14-000313
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- $31,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607939
- Filed Document
- 0001607939-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- $40,499,970
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001404123
- Filed Document
- 0001404123-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001576161
- Filed Document
- 0001576161-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
BBH Wealth Strategies, LLC - LBC Credit Partners III USTE Series
See All Filings
|
D |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603605
- Filed Document
- 0001603605-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-14 00:00:00 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608761
- Filed Document
- 0001145443-14-000813
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|