|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $131,250
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001530653
- Filed Document
- 0001183740-14-000163
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001577008
- Filed Document
- 0000913849-14-000174
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001550015
- Filed Document
- 0001550015-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $1,744,657
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607867
- Filed Document
- 0001607867-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None and Windham Capital Group, Inc.
- CIK Number
- 0001517384
- Filed Document
- 0000905718-14-000235
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607583
- Filed Document
- 0001493152-14-001574
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $130,200
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001370883
- Filed Document
- 0001370883-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Sanders Morris Harris Inc., Blue Sand Securities LLC, Concept Capital Markets, LLC, and Artist Capital Inc.
- CIK Number
- 0001490667
- Filed Document
- 0001490667-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001427302
- Filed Document
- 0001427302-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brevan Howard US LLC
- CIK Number
- 0001550878
- Filed Document
- 0001550878-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607973
- Filed Document
- 0001607973-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596789
- Filed Document
- 0001596789-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001511001
- Filed Document
- 0001511001-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608287
- Filed Document
- 0001608287-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $1,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605881
- Filed Document
- 0001605881-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608403
- Filed Document
- 0001608403-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605845
- Filed Document
- 0001605845-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608007
- Filed Document
- 0001608007-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001467720
- Filed Document
- 0001315863-14-000309
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $1,031,041
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001085869
- Filed Document
- 0001085869-14-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539007
- Filed Document
- 0001539007-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $34,527,288
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608433
- Filed Document
- 0001608433-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608279
- Filed Document
- 0001608279-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $140,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001434768
- Filed Document
- 0001493152-14-001581
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $14,225,243
- Associated Brokers / Dealers
- Inland Securities Corporation, Ramsey K. Reich, Scott D. Offerman, Ann H. Stewart, Robert R. Tweed, Eric A. Bicknese, Nathaniel M. Kuhn, Eric S. Scaff, Robert L. Hackenberg, Jr., Dwight K. Kay, Jennifer K. Arnold, Judy H. Scheibel, Joseph G. Michaletz, Robert L. Ford, Bruce S. Birke, John G. Chess, Kathleen C. Bennett, Francis J. Jones, Jr., Dennis J. Loo, Dexter Loo, Stephen L. Swarbrick, Hagop (Jacob) S. Tujian, Martin J. Mulligan, Sung P. Lee, Jeremy J. Vernor, Rocco A. Cortese, Christina S. Nielson, Joral T. Schmalle, William Lapiana, John W. Goff, Terry A. Vrieze, Ryan M. Carrus, Anthonay M. Calabrese, David S. Waters, Andrew A. Arno, Scott E. Teter, Christopher J. Passero, James K. Johnston, Gary T. Hughes, Andrew Chung, Sterling D. Neblett, Roger T. Tadsen, Karine R. Beard, Robert W. Bruner, Carmen D. Marrone, Jr., and Wendy A. Payne
- CIK Number
- 0001594316
- Filed Document
- 0001594316-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544120
- Filed Document
- 0001544120-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608350
- Filed Document
- 0001608350-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Security To Be Acquired
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592257
- Filed Document
- 0001382963-14-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001576999
- Filed Document
- 0001576999-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001373863
- Filed Document
- 0001373863-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001430087
- Filed Document
- 0001430087-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brevan Howard US LLC
- CIK Number
- 0001489617
- Filed Document
- 0001489617-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Hudson Capital Advisors BD
- CIK Number
- 0001577414
- Filed Document
- 0001140361-14-021780
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607980
- Filed Document
- 0001607980-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $516,739
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001205571
- Filed Document
- 0001205571-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608002
- Filed Document
- 0001608002-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001608302
- Filed Document
- 0001608302-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Frank O'Keefe, Clifford Eisler, Jeffery Davis, David Byers, William Wood, Pat Trammell, Todd Mezrah, Doug Hester, FNBB Capital Markets, LLC, Jim Crone, Matthew Schoen, John Stein III, CPFG Securities, Pro-Equities, Inc., and The Leaders Group
- CIK Number
- 0001119402
- Filed Document
- 0001119402-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $1,800,000
- Associated Brokers / Dealers
- John Stanier
- CIK Number
- 0001608490
- Filed Document
- 0001608490-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608088
- Filed Document
- 0000902664-14-002535
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $2,501,841
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608122
- Filed Document
- 0001608122-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608271
- Filed Document
- 0001608271-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $1,800,002
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001433334
- Filed Document
- 0000896595-14-000038
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $15,778,057
- Associated Brokers / Dealers
- Park HIll Group
- CIK Number
- 0001608247
- Filed Document
- 0001608247-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $80,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001543245
- Filed Document
- 0001543245-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $635,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608272
- Filed Document
- 0001608272-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $28,000,000
- Associated Brokers / Dealers
- Waveland Capital Partners LLC, Berthel Fisher & Company Financial Services, Inc., VSR Financial Services, Inc., Ausdal Financial Partners Inc., Colorado Financial Service Corporation, Independent Financial Group LLC, Kalos Capital Inc., Centaurus Financial Inc., First Allied Securities, Inc., ProEquities Inc., Concorde Investment Services LLC, and American Portfolios Financial Services, Inc.
- CIK Number
- 0001582679
- Filed Document
- 0001582679-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $405,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608309
- Filed Document
- 0001608308-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606284
- Filed Document
- 0001606284-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-05-15 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607882
- Filed Document
- 0001607882-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-05-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|