Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Biltmore Apartment Homes, Ltd. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $3,325,000 Associated Brokers / Dealers American Independent Securities Group, LLC CIK Number 0001610200 Filed Document 0001610200-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
THERANOSTICS HEALTH, INC. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001390534 Filed Document 0001390534-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Oy, Inc. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001620044 Filed Document 0001620044-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Draper Nexus Technology Partners II, L.P. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001619229 Filed Document 0001619229-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Renaissance Oil Corp. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $4,138,359 Associated Brokers / Dealers N/A CIK Number 0001591476 Filed Document 0001217160-14-000192 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CCI Technology Partners II, L.P. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529884 Filed Document 0000902664-14-003854 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eaglebine Horizontal Project #1, LLC See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001619828 Filed Document 0001619828-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PointBridge Fund LP See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619370 Filed Document 0000950142-14-001912 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OpenGamma, Inc. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001508736 Filed Document 0001508736-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
OORJA PROTONICS, INC. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001335768 Filed Document 0001335768-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Array Health Solutions Inc See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $13,376,447 Associated Brokers / Dealers HGP SECURITIES LLC (HEALTHCARE GROWTH PARTNERS) CIK Number 0001382741 Filed Document 0001382741-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SSI Hedged Convertible Opportunity Fund, L.P. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001177950 Filed Document 0000919574-14-005261 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Miromatrix Medical Inc. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001527096 Filed Document 0001288230-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley Global Asset Backed Opportunities LP See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600087 Filed Document 0000945621-14-000248 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitetail Creek Orchard, LLC See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001552952 Filed Document 0001552952-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
1000Museums, Inc. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001474068 Filed Document 0001474068-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Teak Hill Fund LP See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385865 Filed Document 0001385865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Golf Planner Pro, LLC See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001618432 Filed Document 0001618432-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Clarus DE II, L.P. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001619527 Filed Document 0001619527-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Compass Natural Gas Partners LP See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $1,613 Associated Brokers / Dealers N/A CIK Number 0001612983 Filed Document 0001213900-14-006721 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mesirow Alternative Strategies Fund Enhanced, LLC See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial, Inc. CIK Number 0001411157 Filed Document 0001411157-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galton Onshore Mortgage Recovery Fund III, L.P. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001588032 Filed Document 0001562236-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC TRADEWINDS FUND LTD See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001214729 Filed Document 0001507943-14-000085 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CYTIMMUNE SCIENCES INC See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001334971 Filed Document 0001334971-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
K2 Sierra Long Short Fund LLC See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514915 Filed Document 0001507943-14-000080 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cancer Targeting Systems, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $2,900,035 Associated Brokers / Dealers N/A CIK Number 0001619669 Filed Document 0000897069-14-000400 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ECI 10 A L.P. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised $243,487,942 Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0001614533 Filed Document 0001614533-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oceanic Hedge Fund See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501332 Filed Document 0000902664-14-003841 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BPS Technology Ltd See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers Chardan Capital Markets, LLC CIK Number 0001609849 Filed Document 0001144204-14-056674 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund, SPC - Segregated Portfolio 15 See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471882 Filed Document 0001507943-14-000074 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maxim-IDS Executives, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001619538 Filed Document 0001619510-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Marlette Funding, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600839 Filed Document 0000935836-14-000527 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
Qmania, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $1,497,660 Associated Brokers / Dealers N/A CIK Number 0001557095 Filed Document 0001557095-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Keeneland Crest Investors, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001619036 Filed Document 0001619036-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Klaraos Ventures II-A, LLC See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551241 Filed Document 0001551241-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dreamhammer Products, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584062 Filed Document 0001584062-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Raycliff Redchurch Investors, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001619336 Filed Document 0001619336-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
IMB-E&E Acquisition, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001615428 Filed Document 0001615428-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Candlewood Structured Credit Harvest Fund, Ltd See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, Credit Suisse Securities (USA) LLC, and First Liberties Financial CIK Number 0001555443 Filed Document 0001555443-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIGNATURE PORTFOLIO LLC See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350428 Filed Document 0001140361-14-035931 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eight Two Alpha Fund, LP See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619783 Filed Document 0001619783-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Socotra Fund LLC See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001573807 Filed Document 0001573807-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Forum Acquisitions I, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001604962 Filed Document 0001604962-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
White Winston Select Asset Fund GF-14 See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001619074 Filed Document 0001619074-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIFC CLO Co-Investment Fund Offshore Feeder L.P. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619812 Filed Document 0001619812-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IOF XI, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001619803 Filed Document 0001619803-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Nexera Holding LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001619691 Filed Document 0001619691-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Exo, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619086 Filed Document 0001619086-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ifbyphone Inc See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001409264 Filed Document 0001409264-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Q-BLK STRATEGIC PARTNERS INC See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers McCutchen Group, LLC CIK Number 0001308869 Filed Document 0001140361-14-035892 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund