Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
My Thai II, Inc. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $198,000 Associated Brokers / Dealers N/A CIK Number 0001619610 Filed Document 0001619610-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Leto Solutions, Inc. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001619508 Filed Document 0001619508-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
HOMELAND RESOURCES LTD. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $88,500 Associated Brokers / Dealers N/A CIK Number 0001409624 Filed Document 0001534122-14-000061 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Aurrion, Inc. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $41,999,994 Associated Brokers / Dealers N/A CIK Number 0001522869 Filed Document 0001522869-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VY Capital Holdings Ltd See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619788 Filed Document 0001619788-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED ARAB EMIRATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iSentium, LLC See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $4,630,000 Associated Brokers / Dealers N/A CIK Number 0001594123 Filed Document 0000897069-14-000402 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HCG Brandon, LLC See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $3,110,000 Associated Brokers / Dealers N/A CIK Number 0001619936 Filed Document 0001619936-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
VN Capital Fund C, L.P. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619948 Filed Document 0001619948-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HURLEY CAPITAL FUND, LP See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619735 Filed Document 0001013594-14-000595 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Smart Rewards Marketing Inc. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $1,860 Associated Brokers / Dealers N/A CIK Number 0001620008 Filed Document 0001620008-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
FORWARD ASYMMETRY GLOBAL HEALTHCARE (OFFSHORE) FUND, LTD. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gordian Investment Solutions, LLC, Pickwick Capital Partners, LLC, and ALPS Distributors, Inc. CIK Number 0001580404 Filed Document 0001566114-14-000051 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protenus, Inc See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001607109 Filed Document 0001607109-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Cary Street Partners Holdings, LLC See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001475045 Filed Document 0001475045-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Mosaic Ventures Investors Fund I, L.P. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001619829 Filed Document 0001619829-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NORTHSIGHT CAPITAL, INC. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001439397 Filed Document 0001051209-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Shared2You, Inc. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001582061 Filed Document 0001582061-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
MAKOR CORP See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001552768 Filed Document 0001552768-14-000002 Exclusions or Exemptions 505, 504.1, and 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alces Technology, Inc. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $7,597,299 Associated Brokers / Dealers N/A CIK Number 0001551377 Filed Document 0001551377-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Securis Non-Life Fund See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586567 Filed Document 0000902664-14-003851 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Animal Diagnostics Inc See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $3,016,347 Associated Brokers / Dealers N/A CIK Number 0001417704 Filed Document 0001417704-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
NWC Investment Partnership IV (A), L.P. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001629600 Filed Document 0001629574-15-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DCM EVENT DRIVEN FUND, LP See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524632 Filed Document 0001524632-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Big Sky Capital Lenders LLC See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Jeromy Salveson CIK Number 0001619808 Filed Document 0001619808-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
EAGLE CREST ENERGY CO See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001407802 Filed Document 0001407802-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
El Silencio Holdings, Inc. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001610724 Filed Document 0001140361-14-035964 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CP Realty Investments, LP See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619826 Filed Document 0001619826-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Providian Medical Equipment, LLC See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001619746 Filed Document 0001619746-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
CBT Capital Fund, L.P. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556523 Filed Document 0001556523-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley Global Asset Backed Opportunities (Cayman) LP See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619698 Filed Document 0000945621-14-000249 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCM CREDIT OPPORTUNITIES FUND, LP See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524635 Filed Document 0001524635-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Princeton Asset Management Absolute Return Fund, L.P. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494314 Filed Document 0001494314-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoPatient, Inc. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001592765 Filed Document 0001592765-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PSO SPECIAL INVESTMENTS, LTD. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468311 Filed Document 0001507943-14-000084 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Java Bright Capital LP See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619598 Filed Document 0001619598-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT GARFIELD, LLC See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472170 Filed Document 0001507943-14-000077 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mosaic Ventures Investors Fund I, L.P. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001619829 Filed Document 0001619829-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Agrilab Technologies, LLC See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001619695 Filed Document 0001619695-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Mariner Total Return Municipal Bond Fund, L.P. See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group capital Markets, Inc. CIK Number 0001562236 Filed Document 0001562236-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVM IV LP See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HUDSON PARTNERS SECURITIES LLC CIK Number 0001617430 Filed Document 0001479446-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOVEMENT VENTURES, INC. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $2,682,327 Associated Brokers / Dealers N/A CIK Number 0001619059 Filed Document 0001619059-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Founders Properties Income Fund III, L.L.L.P. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001619040 Filed Document 0001619040-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Securis Opportunities Fund See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586568 Filed Document 0000902664-14-003850 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASPIRE Beverage Company, LLC See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $1,700,043 Associated Brokers / Dealers N/A CIK Number 0001580799 Filed Document 0001580799-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL ENDOWMENT FUND II, LP See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458795 Filed Document 0001458795-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riffyn, Inc. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001619420 Filed Document 0001619420-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Armored Info, LLC See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001583150 Filed Document 0000895345-14-000251 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Debt
Augmate Corp See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001614614 Filed Document 0001144204-14-056670 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EAGLE CREST ENERGY CO See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001407802 Filed Document 0001407802-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Diesslin Private Equity Opportunities Fund I, Ltd. See All Filings	D	2014-09-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001612114 Filed Document 0001612114-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Caltius Equity Partners Executive III, LP See All Filings	D/A	2014-09-18 00:00:00 UTC
Amount To Be Raised $207,500,000 Associated Brokers / Dealers N/A CIK Number 0001585509 Filed Document 0001585247-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity