Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Baron Energy Inc. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001410012 Filed Document 0001417317-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TMRP III Co-Investment Fund, L.P. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, Stephen D. Strake, Sr., Matthew P. Summers, Andrew B. Linbeck, William W. Cathriner II, William S. Hill, Gregory A. Reid, T. Michael Conway, and J. Cole Dawson III CIK Number 0001610282 Filed Document 0001610282-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DW BBX Woodbine #5, LP See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001619787 Filed Document 0001619787-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PM Manager Fund, SPC - Segregated Portfolio 16 See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471883 Filed Document 0001507943-14-000075 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nightscape Global Value Fund LP See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501329 Filed Document 0000902664-14-003840 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KLARAOS DEAL SUPPORT, LLC See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551238 Filed Document 0001551241-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Wall Wine Company, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001455944 Filed Document 0001455944-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ECI 10 B L.P. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised $64,485,618 Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0001614573 Filed Document 0001614533-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSquared SICAV PLC - Special Concentrated Opportunistic Fund I See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619408 Filed Document 0001619408-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gold Bullion Development Corp. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $1,402,514 Associated Brokers / Dealers N/A CIK Number 0001400094 Filed Document 0001400094-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Bramshott Europe Fund plc See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520977 Filed Document 0000943663-14-000147 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Klaraos Leveraged Redevelopment, LLC See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551240 Filed Document 0001551240-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIGHTING SCIENCE GROUP CORP See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0000866970 Filed Document 0000866970-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Latitude 17, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001620032 Filed Document 0001620032-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
22nd Century Group, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Chardan Capital Markets, LLC CIK Number 0001347858 Filed Document 0000897069-14-000401 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AVA Investors, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $3,695,500 Associated Brokers / Dealers N/A CIK Number 0001619751 Filed Document 0001619751-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
WiserTogether, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $9,015,193 Associated Brokers / Dealers N/A CIK Number 0001498932 Filed Document 0001498932-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Oomba, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001558230 Filed Document 0001558230-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NanoVapor Inc. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001478131 Filed Document 0001478131-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Arcem Global Offshore Ltd. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557032 Filed Document 0000945621-14-000246 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Equity
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, Kevin B. Davis, Matthew H. Moncrief, EDI Financial, Inc., J. Matthew Newtown, Andrew B. Linbeck, David E. Hicks, William W. Cathriner, Matthew P. Summers, Stephen D. Strake, Timothy M. Conway III, James R. Moffett, Jr., Fred L. Williams, Jr., Jill T. Cohen, and UMB Financial Services, Inc. CIK Number 0001589065 Filed Document 0001589065-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint Naples Investors, LP See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $10,975,000 Associated Brokers / Dealers Broadway Direct Investments, LLC CIK Number 0001618224 Filed Document 0001618223-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
13 CONGRATS/DECEIT, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $380,000 Associated Brokers / Dealers N/A CIK Number 0001619734 Filed Document 0001619734-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Applied Cavitation, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $153,000 Associated Brokers / Dealers Joseph Lavigne CIK Number 0001613273 Filed Document 0001613273-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
13 COLONEL JOHN/REPEAT, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $290,000 Associated Brokers / Dealers N/A CIK Number 0001619726 Filed Document 0001619726-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
TAL EQUITIES IV, LP See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001619037 Filed Document 0001619037-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SOLARFLARE COMMUNICATIONS INC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001138621 Filed Document 0001138621-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
1700Lacy, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001619401 Filed Document 0001619401-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
CIFC CLO Co-Investment Fund L.P. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619813 Filed Document 0001619813-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint Portfolio I Investors, LP See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $4,760,000 Associated Brokers / Dealers N/A CIK Number 0001618223 Filed Document 0001618223-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Pepperdata, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001566656 Filed Document 0001566656-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HCP-LGA, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001619686 Filed Document 0001619686-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Eight Two Alpha Fund, LP See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619783 Filed Document 0001619783-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Klaraos Leveraged Redevelopment II, LLC See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551239 Filed Document 0001551239-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1226 Vail LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001619521 Filed Document 0001619521-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bramshott Europe Fund L.P. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521902 Filed Document 0000943663-14-000148 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Questex Holdings, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $49,650,000 Associated Brokers / Dealers N/A CIK Number 0001620968 Filed Document 0001620968-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Big Sky Capital Lenders LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Jeromy Salveson CIK Number 0001619808 Filed Document 0001619808-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
OV 5 Coral Park, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $1,836,335 Associated Brokers / Dealers N/A CIK Number 0001619233 Filed Document 0001619233-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NPC III, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Mariner Silvermine Fund Offshore Ltd See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461258 Filed Document 0001530807-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Crystal Global Fund, LLC See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502166 Filed Document 0001140361-14-035819 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arcem Global Onshore LP See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557043 Filed Document 0000945621-14-000245 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
OurCrowd (Investment in Argo II) L.P. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $181,300 Associated Brokers / Dealers N/A CIK Number 0001589789 Filed Document 0001465818-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Balanced Energy, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $251,274 Associated Brokers / Dealers N/A CIK Number 0001606171 Filed Document 0001606171-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
13 SMART STRIKE/FIRST PASSAGE, LLC See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $890,000 Associated Brokers / Dealers N/A CIK Number 0001619733 Filed Document 0001619733-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Keynes Leveraged Quantitative Strategies Fund Ltd See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411439 Filed Document 0000902664-14-003849 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Bouldin Creek Holdings, Inc. See All Filings	D	2014-09-17 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001619670 Filed Document 0001619670-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Diversification Partners Liquidity Fund LP See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001618981 Filed Document 0001618981-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
PodPonics, Inc. See All Filings	D/A	2014-09-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001579990 Filed Document 0001579990-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity