Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
XAMBALA Inc See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $24,237,000 Associated Brokers / Dealers N/A CIK Number 0001214863 Filed Document 0001214863-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EQUILIBRIA JAPAN FUND See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437520 Filed Document 0000919574-14-005831 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Encore Energy, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,541,250 Associated Brokers / Dealers N/A CIK Number 0001532342 Filed Document 0001532342-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Mineral Property
INFACARE PHARMACEUTICAL CORP See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001174264 Filed Document 0001174264-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Next Tier Education, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001622677 Filed Document 0001622677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN GENERAL LIFE INSURANCE CO See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMC Securities Corp. CIK Number 0000005108 Filed Document 0000005108-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Other
EASTWARD CAPITAL PARTNERS VI, L.P. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001586822 Filed Document 0001586822-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
86Borders LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001622720 Filed Document 0001622720-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
R.C. Temme Corp. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $780,000 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Larkin Point Capital Investors, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $2,010,000 Associated Brokers / Dealers N/A CIK Number 0001579465 Filed Document 0001579465-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Other
Laur Capital Partners, LP See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589541 Filed Document 0001589541-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-MDI2-Fund, a series of AngelList-TF-Funds, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $507,475 Associated Brokers / Dealers N/A CIK Number 0001622916 Filed Document 0001622916-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orchard App, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001593215 Filed Document 0001192482-14-000200 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Janglowe Holdings, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $230,000 Associated Brokers / Dealers N/A CIK Number 0001622529 Filed Document 0001622529-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AngelList-MDI-Fund, a series of AngelList-TF-Funds, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $978,193 Associated Brokers / Dealers N/A CIK Number 0001622917 Filed Document 0001622917-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atrevida Multi-Strategy Offshore Charter Fund, L.P. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475496 Filed Document 0000919574-14-005829 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridge-x Technologies, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001622586 Filed Document 0001622586-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
RDXGEO, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers DONALD RAINWATER CIK Number 0001619652 Filed Document 0001619652-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Managed Futures Premier BHM L.P. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001504886 Filed Document 0001504886-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fundrise Investments 7, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620589 Filed Document 0001620589-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
PROSIRIS GLOBAL OPPORTUNITIES FUND Ltd See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558640 Filed Document 0000902664-14-004142 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fusion Resources, LLC See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001585079 Filed Document 0001585079-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Mineral Property
MANAGED FUTURES PREMIER GRAHAM L.P. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001066656 Filed Document 0001066656-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KEY COLONY FUND LP See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001107345 Filed Document 0001107345-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
VERSAH, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001619627 Filed Document 0001619627-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
WELLNESS RESORTS FUNDING I LLLP See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers Unknown CIK Number 0001622787 Filed Document 0001622787-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Retrotope, Inc. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001607677 Filed Document 0001607677-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MCRT2 Real Estate Investment Trust, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers N/A CIK Number 0001621905 Filed Document 0001621905-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
2014 Super Duper, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001621169 Filed Document 0001621169-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Avicena, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001612348 Filed Document 0001612348-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Saylent Technologies Inc See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001393860 Filed Document 0001393860-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Marcus Buckingham Co See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001622770 Filed Document 0001622770-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TCAM Core Property Fund REIT LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001622899 Filed Document 0001622899-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Justworks, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $10,522,272 Associated Brokers / Dealers N/A CIK Number 0001623414 Filed Document 0001623414-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Petro One Energy Corp. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $55,893 Associated Brokers / Dealers N/A CIK Number 0001498802 Filed Document 0001140361-14-038637 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TRXADE GROUP, INC. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001382574 Filed Document 0001250853-14-000128 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Eckard Global, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,448,176 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001622059-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LBN China Plus Opportunity Fund L.P. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC CIK Number 0001621923 Filed Document 0001621923-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Falls Hotel Group, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,620,000 Associated Brokers / Dealers N/A CIK Number 0001606094 Filed Document 0001606094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
CWS STONE LAKE LP See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised $783,000 Associated Brokers / Dealers MARCUS LAM CIK Number 0001188231 Filed Document 0001188231-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Napa Sonoma Group Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $25 Associated Brokers / Dealers N/A CIK Number 0001612252 Filed Document 0001262463-14-000950 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Two Ocean Global Equities LP See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589336 Filed Document 0001589336-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EastBay Onshore Fund LP See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578528 Filed Document 0000919574-14-005827 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whistler Medical Marijuana Corp See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,502,872 Associated Brokers / Dealers M Partners Inc. CIK Number 0001621206 Filed Document 0001621206-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ADVANCED GREEN INNOVATIONS, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001470422 Filed Document 0001470422-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Phaetra Capital Fund, LP See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622672 Filed Document 0001622672-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CALICO RESOURCES CORP. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $582,621 Associated Brokers / Dealers N/A CIK Number 0001486286 Filed Document 0001062993-14-006064 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Beyond Ingredients, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,560,000 Associated Brokers / Dealers N/A CIK Number 0001617103 Filed Document 0001617103-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Next One's On Me, Inc. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001540822 Filed Document 0001540822-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Amicus Indiana 02, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001622751 Filed Document 0001622751-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity