Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HMBG Stockholder Holdco, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $2,825,000 Associated Brokers / Dealers N/A CIK Number 0001594307 Filed Document 0001594307-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Real Estate Partners Asia L.P. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC, Bank Julius Baer & Co., Ltd., and J.P. Morgan Securities LLC CIK Number 0001578378 Filed Document 0001578378-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Managed Methods, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001556459 Filed Document 0001556459-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Medipacs, Inc See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001463904 Filed Document 0001463904-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
National Income Properties DST III See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $5,730,000 Associated Brokers / Dealers BEHRINGER SECURITIES LP CIK Number 0001622881 Filed Document 0001622881-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Grovara LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001583678 Filed Document 0001583678-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
PREMIER INVESTMENT FUND LTD See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001237185 Filed Document 0001237185-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVADIM TECHNOLOGIES INC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $244,576 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-14-000327 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
VERITEQ See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $90,750 Associated Brokers / Dealers Meyers Associates LP CIK Number 0000924642 Filed Document 0001437749-14-018601 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vyzion, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001622708 Filed Document 0001622708-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Tactical Wealth Fixed Income Fund, LP See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587378 Filed Document 0001587378-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Altair Energy Fund, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001621882 Filed Document 0001144204-14-062097 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantheon Resources plc See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $148,361 Associated Brokers / Dealers N/A CIK Number 0001621910 Filed Document 0001012975-14-000677 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Princeton Capital LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001619183 Filed Document 0001619183-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Wireless Diagnostic Systems, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,007,500 Associated Brokers / Dealers N/A CIK Number 0001618398 Filed Document 0001618398-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $6,052,036 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0000950172-14-000085 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
Innovational Funding, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001606881 Filed Document 0001606881-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
YieldMo, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $10,000,103 Associated Brokers / Dealers N/A CIK Number 0001593326 Filed Document 0001593326-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ETA DIAGNOSTICS, INC. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001622918 Filed Document 0001622918-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
HPC Acquisitions, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001435224 Filed Document 0001165527-14-000610 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Debt
IES Diagnostics, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001617589 Filed Document 0001566114-14-000076 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PES Fund VIII, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $2,040,000 Associated Brokers / Dealers N/A CIK Number 0001622387 Filed Document 0001622387-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Grosvenor Opportunistic Credit Fund III (TI), L.P. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589517 Filed Document 0001589517-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APS China A Share Fund See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $13,527,760 Associated Brokers / Dealers N/A CIK Number 0001557980 Filed Document 0001557980-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
MitoGenetics, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001511439 Filed Document 0001511439-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
JMR Legacy Fund, L.P. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482562 Filed Document 0001482562-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
AQR MRP Offshore Fund, L.P. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559220 Filed Document 0001559220-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APS Vietnam Alpha Fund, a sub-fund of APS Fund See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $558,631 Associated Brokers / Dealers N/A CIK Number 0001580183 Filed Document 0001580183-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Angellist-Ngco-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $335,123 Associated Brokers / Dealers N/A CIK Number 0001622914 Filed Document 0001622914-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Insignia Capital Partners, L.P. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586847 Filed Document 0001586847-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCP 3201 East Park Row Drive LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001622483 Filed Document 0001622483-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cardo Capital Partners, LP See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620318 Filed Document 0001013594-14-000659 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Global Management LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $16,912,487 Associated Brokers / Dealers N/A CIK Number 0001411494 Filed Document 0001181431-14-034608 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Clean Energy Capital Fund I, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001622703 Filed Document 0001622703-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Advenir@Wyndham Investors, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,527,000 Associated Brokers / Dealers N/A CIK Number 0001622798 Filed Document 0001622798-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CMDTY Offshore Fund, Ltd. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588963 Filed Document 0000902664-14-004151 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WTA Holdings, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Waterford Terrace Associates, LLC CIK Number 0001622895 Filed Document 0001622895-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
CITY NATIONAL BANCSHARES Corp See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $86,012 Associated Brokers / Dealers N/A CIK Number 0000714980 Filed Document 0000714980-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,725,271 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0000950172-14-000086 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
AngelList-Mfab-Fund, a series of AngelList-JeSc-Funds, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $183,000 Associated Brokers / Dealers N/A CIK Number 0001622915 Filed Document 0001622915-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
6th STREET, INC. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001528255 Filed Document 0001528255-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Covida Holdings, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,637,500 Associated Brokers / Dealers N/A CIK Number 0001600815 Filed Document 0001553350-14-001248 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cedar Investments, Ltd. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589509 Filed Document 0001589509-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BROADWAY FINANCIAL CORP \DE\ See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $9,900,000 Associated Brokers / Dealers Paul V. Hughes CIK Number 0001001171 Filed Document 0001104659-14-072992 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Mechio Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001601149 Filed Document 0001601149-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Remington Designs, LLC See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001600863 Filed Document 0001600863-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Safe Fleet Investments LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $9,700,000 Associated Brokers / Dealers N/A CIK Number 0001622260 Filed Document 0001622259-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Tribute Pharmaceuticals Canada Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $275,533 Associated Brokers / Dealers N/A CIK Number 0001159019 Filed Document 0001354488-14-005208 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
VerbalizeIt, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001560132 Filed Document 0001560132-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Healthcare, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001617422 Filed Document 0001617422-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity