Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BT HOLDINGS, INC. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001569671 Filed Document 0001569671-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
PeakEmployee, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001622416 Filed Document 0001622416-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Harvest 55 Hawthorne Co-Invest, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001622533 Filed Document 0001622533-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Meritage Futures Fund L.P. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001428042 Filed Document 0001428042-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Two Ocean Global Equities Ltd. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589339 Filed Document 0001589339-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LindenGrove Global Inflation Feeder Fund Ltd. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622310 Filed Document 0001622310-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andon Technologies, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $577,500 Associated Brokers / Dealers N/A CIK Number 0001622673 Filed Document 0001622673-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Bowery Opportunity Fund, Ltd. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588477 Filed Document 0000902664-14-004119 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
APS Greater China Long/Short Fund See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522908 Filed Document 0001522908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Alliance Independent Marketing L.L.C. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001622833 Filed Document 0001622833-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Medicine Man Technologies, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001622879 Filed Document 0001019687-14-003915 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Confederate Motors, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $236,500 Associated Brokers / Dealers N/A CIK Number 0001346346 Filed Document 0001441557-14-000048 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BIOPHARM PARENT HOLDING, INC. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $33,788,194 Associated Brokers / Dealers N/A CIK Number 0001622945 Filed Document 0001405086-14-000284 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Dane Capital Fund, LP See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622188 Filed Document 0001622188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BT HOLDINGS, INC. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $40,000,012 Associated Brokers / Dealers N/A CIK Number 0001569671 Filed Document 0001569671-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AutoMD, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001622733 Filed Document 0001622733-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zirtual Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001566557 Filed Document 0000897069-14-000439 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Practice Fusion Inc See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001461356 Filed Document 0001461356-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LV Futures Fund L.P. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001428043 Filed Document 0001428043-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Harvest Franchise Fund Offshore, Ltd. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538232 Filed Document 0001538232-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZP Energy Fund, L.P. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620031 Filed Document 0001620031-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harkey PPI Minerals Acquisition I, L.P. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001622692 Filed Document 0001622692-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Stone Beach Fund See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622838 Filed Document 0001622838-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kineta One, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497524 Filed Document 0001497524-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PA Direct Credit Opportunities Fund II, L.P. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001621042 Filed Document 0001621042-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Complete Financial Solutions Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001621888 Filed Document 0001621888-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Nemus See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $455,100 Associated Brokers / Dealers N/A CIK Number 0001611294 Filed Document 0001140361-14-038569 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CALICO RESOURCES CORP. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $472,620 Associated Brokers / Dealers N/A CIK Number 0001486286 Filed Document 0001062993-14-006067 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
COLLWICK PREMIER ACCESS FUND, LTD. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589190 Filed Document 0000919574-14-005825 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley Managed Futures Custom Solutions Fund LP See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590482 Filed Document 0001590482-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ooyala Holdings, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $408,067,006 Associated Brokers / Dealers N/A CIK Number 0001622771 Filed Document 0001622771-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
CCRC of Gladstone, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $11,840,000 Associated Brokers / Dealers N/A CIK Number 0001621928 Filed Document 0001621928-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Polaris Futures Fund L.P. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428040 Filed Document 0001428040-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
Lasker Fund See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379767 Filed Document 0000902664-14-004118 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Confederate Motors, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001346346 Filed Document 0001441557-14-000047 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Jiff, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $18,502,086 Associated Brokers / Dealers N/A CIK Number 0001622686 Filed Document 0001622686-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sonoma Gateway LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001622330 Filed Document 0001622330-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
WillaGirl, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $4,364,162 Associated Brokers / Dealers N/A CIK Number 0001622802 Filed Document 0001622802-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Telcare, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $36,705,103 Associated Brokers / Dealers N/A CIK Number 0001491552 Filed Document 0001491552-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CPP-2014-1-Fund Ltd. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621213 Filed Document 0000902664-14-004137 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Managed Futures Premier Aventis LP See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001549502 Filed Document 0001549502-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Principal Solar, Inc. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001587476 Filed Document 0001587476-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
X-Nav Technologies, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001622104 Filed Document 0001622104-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Gazoo, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001622896 Filed Document 0001622896-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Panco Seven Oaks II Co-Investment, LP See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $8,250,000 Associated Brokers / Dealers N/A CIK Number 0001622889 Filed Document 0001622889-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ranovus Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001587491 Filed Document 0000908662-14-000268 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Patent Group, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $5,550,000 Associated Brokers / Dealers N/A CIK Number 0001507605 Filed Document 0001415889-14-003191 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
GovX, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001623323 Filed Document 0001623323-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INTERCLOUD SYSTEMS, INC. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $4,345,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001128725 Filed Document 0001213900-14-007387 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
GALORE RESOURCES INC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $303,629 Associated Brokers / Dealers N/A CIK Number 0001434072 Filed Document 0001062993-14-006078 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity