Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Parvatrium Partners Fund See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570619 Filed Document 0000902664-15-000176 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Okabena Opportunities Fund, LLC See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544753 Filed Document 0001181431-15-001035 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Wainwright Dreadnought Fund L.P. See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WFS, LLC CIK Number 0001597010 Filed Document 0001597010-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
NORTH BY NORTHWEST III LLC See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised $4,312,000 Associated Brokers / Dealers Trevor Gordon CIK Number 0001630770 Filed Document 0001563619-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Northwood Real Estate Partners 2012 LP See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and UBS Securities LLC CIK Number 0001567157 Filed Document 0001567157-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Incapture LP See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597240 Filed Document 0000902664-15-000183 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Direct Energy Capital Royalty Fund See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001630984 Filed Document 0001630984-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ascend Partners Fund II BPO, Ltd. See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001366848 Filed Document 0001405086-15-000017 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sephora Partners, LLC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001630904 Filed Document 0001630904-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Burstorm, Inc. See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $868,855 Associated Brokers / Dealers N/A CIK Number 0001614440 Filed Document 0001614440-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
North Rock Fund, L.P. See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630948 Filed Document 0001630948-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Experience Cisse, Ltd. See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001549040 Filed Document 0001549040-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CQS ABS Feeder Fund, LP See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537122 Filed Document 0001537122-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Edgewater Two LLC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001631006 Filed Document 0001631006-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Patio Village Apartments, LLC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001631039 Filed Document 0001631039-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chanticleer Holdings, Inc. See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers Source Capital Group CIK Number 0001106838 Filed Document 0001144204-15-002595 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Whooshh Innovations, LLC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Stonebridge Securities, LLC CIK Number 0001631047 Filed Document 0001631047-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Neofocal Systems, Inc. See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $9,060,000 Associated Brokers / Dealers N/A CIK Number 0001630844 Filed Document 0001630844-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Baylight Pure Alpha Fund, LP See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630973 Filed Document 0001630973-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VESEY STREET FUND V (ERISA), L.P. See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised $92,000,000 Associated Brokers / Dealers N/A CIK Number 0001553949 Filed Document 0001553949-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRAINSTORM CELL THERAPEUTICS INC. See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Maxim Partners LLC CIK Number 0001137883 Filed Document 0001144204-15-002944 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Blue Rock Long Duration Plus Fund, L.P. See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630129 Filed Document 0000902664-15-000169 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Alternative Lighting Technologies, Inc. See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $44,500 Associated Brokers / Dealers N/A CIK Number 0001625281 Filed Document 0001625281-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALEXANDRIA REAL ESTATE EQUITIES INC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001035443 Filed Document 0001288649-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
9750 Windwater Apartments LLC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001628523 Filed Document 0001628523-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SOUTH GEORGIA PARTNERS, LP See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494929 Filed Document 0001509939-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cetera Advisor Networks LLC /CA See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001164236 Filed Document 0001140361-15-002023 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
HIGHCAPE PARTNERS QP, L.P. See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598026 Filed Document 0001140361-15-002460 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pegasi Energy Resources Corporation. See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001363254 Filed Document 0001185185-15-000091 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Midway Twin Oaks, LLC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $4,465,000 Associated Brokers / Dealers N/A CIK Number 0001630835 Filed Document 0001630835-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
UCAN Investments 2015 LLC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630380 Filed Document 0001630380-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Northwood Real Estate Partners TE LP See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and UBS Securities LLC CIK Number 0001412709 Filed Document 0001412709-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOCUSIGN INC See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised $114,999,902 Associated Brokers / Dealers Morgan Stanley & Co LLC CIK Number 0001261333 Filed Document 0001261333-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hanover REIT, LLC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001631020 Filed Document 0001631020-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Triana Holdings, LLC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001627571 Filed Document 0001630904-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NOTTELY RIVER INVESTMENTS I LLC See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised $6,563,550 Associated Brokers / Dealers Trevor Gordon CIK Number 0001630812 Filed Document 0001630812-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
GADA Holdings, LLC See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539703 Filed Document 0001539703-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Wainwright Dreadnought Fund LTD. See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WFS, LLC CIK Number 0001597637 Filed Document 0001597637-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Okabena Marketable Alternatives Fund II, LLC See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544764 Filed Document 0001181431-15-001036 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Health Recovery Solutions, Inc. See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $1,000,007 Associated Brokers / Dealers N/A CIK Number 0001562357 Filed Document 0001562357-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Outside Edge Algo Fund I, LP See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627004 Filed Document 0001140361-15-002042 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAM 1740 Fund See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616163 Filed Document 0000902664-15-000175 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP Total Return TE Fund, L.P. See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers T. Michael Conway III, Fred L. Williams, Jr., UMB Financial Services Inc., EDI Financial, Inc., David E. Hicks, and William W. Cathriner CIK Number 0001616017 Filed Document 0001616017-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ASCEND PARTNERS FUND I LP See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001121653 Filed Document 0001405086-15-000018 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
North By Northwest II, LLC See All Filings	D/A	2015-01-16 00:00:00 UTC
Amount To Be Raised $6,720,000 Associated Brokers / Dealers Trevor Gordon CIK Number 0001563619 Filed Document 0001563619-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ALEXANDRIA REAL ESTATE EQUITIES INC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001035443 Filed Document 0001288649-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Viking Global Opportunities LP See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629480 Filed Document 0000902664-15-000170 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Crop Group LLC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $9,990,000 Associated Brokers / Dealers PIN Financial, LLC CIK Number 0001613830 Filed Document 0001613830-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PH Roosevelt Investors LLC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001630958 Filed Document 0001630958-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ALEXANDRIA REAL ESTATE EQUITIES INC See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised $1,089,530 Associated Brokers / Dealers N/A CIK Number 0001035443 Filed Document 0001288649-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other