Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Angeles Crest Opportunity Fund, L.L.C. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577861 Filed Document 0001591087-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAMBAZON INC See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001375175 Filed Document 0001375175-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RBRC Capital, L.P. See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630566 Filed Document 0001616271-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Granville Equity Partners, L.P. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415407 Filed Document 0001415407-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PineBridge Sub-Saharan Africa Fund, L.P. See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630735 Filed Document 0001630735-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SYNERGEYES INC See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001364998 Filed Document 0001364998-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Granville Multi-Strategy Partners, L. P. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000936901 Filed Document 0000936901-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SolTerra Perch, LLC See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $5,761,035 Associated Brokers / Dealers N/A CIK Number 0001629366 Filed Document 0001629366-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
DALTON HIGH YIELD MORTGAGE (OFFSHORE FEEDER) FUND LTD. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488633 Filed Document 0001209191-15-004699 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DALTON ASIA (OFFSHORE FEEDER) FUND See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428064 Filed Document 0001209191-15-004644 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Systematic Alternatives Fund, LLC See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630685 Filed Document 0000950172-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PALL MALL TENNESSEE PROJECT See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001630765 Filed Document 0001630765-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
OZ GC Opportunities Domestic Partners, L.P. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565836 Filed Document 0001565836-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BASSWOOD OPPORTUNITY FUND, INC. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000947724 Filed Document 0001405086-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GABELLI INTERMEDIATE CREDIT FUND, L.P. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413183 Filed Document 0000919574-15-000458 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bollente Companies Inc. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001429393 Filed Document 0001077048-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Dalton Distressed Credit (US Feeder) Fund LP See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457219 Filed Document 0001209191-15-004649 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAMA Select Energy Plus LP See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341206 Filed Document 0000919574-15-000460 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canyon Opportunistic Credit (GRF) Fund (Cayman), Ltd. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528097 Filed Document 0001528097-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delvetica, Inc. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621338 Filed Document 0001621338-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Dalton Distressed Credit (Offshore Feeder) Fund Ltd. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457218 Filed Document 0001209191-15-004651 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NRMA, LLC See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MONNESS CRESPI HARDT & CO., INC. and SAXONY SECURITIES, INC. CIK Number 0001510686 Filed Document 0000919574-15-000472 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evidation Health, Inc. See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $6,189,915 Associated Brokers / Dealers N/A CIK Number 0001630933 Filed Document 0001630933-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GGCOF THIRD-PARTY CO-INVEST, L.P. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430733 Filed Document 0001430733-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Open Energy Group Project Maple LLC See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001630655 Filed Document 0001630655-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Gulfside Partners II LP See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630549 Filed Document 0001264128-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IANTHUS CAPITAL MANAGEMENT LLC See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630716 Filed Document 0001144204-15-002416 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clinipace Inc See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $32,310,576 Associated Brokers / Dealers N/A CIK Number 0001336185 Filed Document 0001336185-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Waterton Venture XII Holdings, L.L.C. See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Phyllis J. Beck, Patrick J. Whelchel, Christopher Scott Harrison, and Lori Mayfield CIK Number 0001630722 Filed Document 0001630722-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Risk Consulting Partners St. Louis, LLC See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001630342 Filed Document 0001630342-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Empire Capital Partners, Ltd. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aqueduct Capital Group, LLC and Perkins Fund Marketing, LLC CIK Number 0001178028 Filed Document 0000902664-15-000136 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $910,827 Associated Brokers / Dealers Kenneth Dayton and Richard Clouse, Jr. CIK Number 0001135856 Filed Document 0001135856-15-000034 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Murfie, Inc. See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001583197 Filed Document 0001583197-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
CPC Landmark Secondary, LP See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630779 Filed Document 0001630779-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cognate Nutritionals, Inc. See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $1,958,414 Associated Brokers / Dealers N/A CIK Number 0001549556 Filed Document 0001549556-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BioSculpture Technology, Inc. See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers none CIK Number 0001606799 Filed Document 0001606799-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CX Technologies LLC See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $2,891,304 Associated Brokers / Dealers N/A CIK Number 0001622081 Filed Document 0001622081-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BlueArc Multi-Strategy Fund See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616980 Filed Document 0001616980-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMMUNITY ELF LLC See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001491565 Filed Document 0001491565-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
DALTON GREATER CHINA OFFSHORE FEEDER FUND See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001384438 Filed Document 0001209191-15-004645 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sirios Liquid Alternatives Fund, Ltd. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597000 Filed Document 0001597000-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Net Return Fund, Ltd. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MONNESS CRESPI HARDT & CO., INC. and SAXONY SECURITIES, INC. CIK Number 0001381619 Filed Document 0000919574-15-000476 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roundtable US Equity LP See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001630327 Filed Document 0001630327-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roundtable Emerging Market Equity LP See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001630326 Filed Document 0001630326-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GABELLI ASSOCIATES FUND See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000836000 Filed Document 0000919574-15-000452 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Imprimis Pharmaceuticals, Inc. See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $818,750 Associated Brokers / Dealers N/A CIK Number 0001360214 Filed Document 0001493152-15-000181 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Broadmark Dynamic Enhanced Equity Alpha Fund, LP See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NATIONAL SECURITIES CORPORATION CIK Number 0001306644 Filed Document 0000919574-15-000503 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parmenter Realty Fund V, L.P. See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630193 Filed Document 0001630193-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Value Realization Fund, L.P. See All Filings	D/A	2015-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452726 Filed Document 0001452726-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAF-T-PAY, INC See All Filings	D	2015-01-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers n/a CIK Number 0001447738 Filed Document 0001447738-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity