Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
North Rock Fund, L.P. See All Filings	D/A	2025-06-04 10:33:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Securities LLC, Raymond James and Associates, Inc., CAIS Capital LLC, Wells Fargo Advisors Financial Network, LLC, Bradesco BAC Florida Investments Corp., Wells Fargo Clearing Service, LLC, Wells Fargo Clearing Service, LLC, Raymond James Financial Services, Inc., Wells Fargo Clearing Service, LLC, and Ashton Thomas Securities, LLC (Arax) CIK Number 0001630948 Filed Document 0001630948-25-000005 Exclusions or Exemptions 506b Accepted Date 2025-06-04 10:33:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, L.P. See All Filings	D/A	2025-02-14 10:45:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Securities LLC, Raymond James and Associates, Inc., CAIS Capital LLC, Wells Fargo Advisors Financial Network, LLC, Bradesco BAC Florida Investments Corp., Wells Fargo Clearing Service, LLC, Wells Fargo Clearing Service, LLC, Raymond James Financial Services, Inc., Wells Fargo Clearing Service, LLC, and Ashton Thomas Securities, LLC (Arax) CIK Number 0001630948 Filed Document 0001630948-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-02-14 10:45:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, L.P. See All Filings	D/A	2024-02-14 10:58:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital LLC, Wells Fargo Advisors Financial Network, LLC, Mesirow Financial Holdings, Inc., Bradesco BAC Florida Investments Corp., JP Morgan Securities LLC, Raymond James and Associates, Inc., Raymond James Financial Services, Inc., Sussex Partners AG, Sussex Partners UK Limited, Wells Fargo Clearing Service, LLC, Wells Fargo Clearing Service, LLC, and Wells Fargo Clearing Service, LLC CIK Number 0001630948 Filed Document 0001630948-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-02-14 10:58:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, L.P. See All Filings	D/A	2023-02-14 11:26:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital LLC, Wells Fargo Advisors Financial Network, LLC, Mesirow Financial Holdings, Inc., Bradesco BAC Florida Investments Corp., JP Morgan Securities LLC, Raymond James and Associates, Inc., Raymond James Financial Services, Inc., Sussex Partners AG, Sussex Partners UK Limited, Wells Fargo Clearing Service, LLC, Wells Fargo Clearing Service, LLC, and Wells Fargo Clearing Service, LLC CIK Number 0001630948 Filed Document 0001630948-23-000007 Exclusions or Exemptions 506b Accepted Date 2023-02-14 11:26:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, L.P. See All Filings	D/A	2022-02-14 18:23:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital LLC, Wells Fargo Advisors Financial Network, LLC, and Mesirow Financial Holdings, Inc. CIK Number 0001630948 Filed Document 0001522454-22-000010 Exclusions or Exemptions 506b Accepted Date 2022-02-14 18:23:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, L.P. See All Filings	D/A	2021-02-12 13:40:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital LLC CIK Number 0001630948 Filed Document 0001630948-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-02-12 13:40:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, L.P. See All Filings	D/A	2020-02-14 12:33:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital LLC CIK Number 0001630948 Filed Document 0001630948-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:33:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, L.P. See All Filings	D/A	2019-02-15 13:12:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630948 Filed Document 0001630948-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 13:12:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, L.P. See All Filings	D/A	2018-02-15 11:00:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630948 Filed Document 0001630948-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 11:00:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, L.P. See All Filings	D/A	2017-02-15 09:04:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630948 Filed Document 0001630948-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 09:04:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, L.P. See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630948 Filed Document 0001630948-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, L.P. See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630948 Filed Document 0001503314-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, L.P. See All Filings	D	2015-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630948 Filed Document 0001630948-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity