Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mic Network Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $10,000,004 Associated Brokers / Dealers N/A CIK Number 0001542617 Filed Document 0001542617-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Niagara Discovery Fund Ltd. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512377 Filed Document 0000919574-14-002763 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PURE Storage, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $224,999,934 Associated Brokers / Dealers N/A CIK Number 0001474432 Filed Document 0001474432-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Inflection Energy LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001551368 Filed Document 0001551368-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CONSTELLATION FUTURES FUND LLC See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001343253 Filed Document 0001343253-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Harbor Distressed Credit Opportunities Fund Offshore, L.P. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001464707 Filed Document 0001140361-14-017657 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
P5 Co-Investment L.P. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603968 Filed Document 0001140361-14-017633 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ener-Core Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $4,575,000 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001495536 Filed Document 0001213900-14-002794 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Sententia, LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001606293 Filed Document 0001606293-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Pin Oak Real Estate Fund IV, L.P. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,164,000 Associated Brokers / Dealers N/A CIK Number 0001605083 Filed Document 0001605083-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Headlands Capital Secondary Fund, LP See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001529819 Filed Document 0001529819-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAILLIE GIFFORD FUNDS, ON BEHALF OF ITS SERIES, THE GLOBAL ALPHA EQUITY FUND See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459024 Filed Document 0001605217-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABRY Advanced Securities Fund III, L.P. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001606266 Filed Document 0001606637-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Branded Online, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $380,000 Associated Brokers / Dealers N/A CIK Number 0001606786 Filed Document 0001606786-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
THEMEDICALMEMORY, LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001605884 Filed Document 0001605884-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pro Fit Optix Holding Company, LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001606591 Filed Document 0001606591-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GABELLI ASSOCIATES LTD II E See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G. Research, Inc., Arete Wealth Management, LLC, and TimeCapital Securities Corporation CIK Number 0001489941 Filed Document 0000919574-14-002774 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
World Surgical Products, LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001606584 Filed Document 0001606584-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OMEGA CAPITAL FUND I, L.P. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001606496 Filed Document 0001606496-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Other
SA Ignite Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001508806 Filed Document 0001508806-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Vemanti Group, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers tan tran CIK Number 0001605057 Filed Document 0001605057-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GrizzlyRock Value Partners, LP See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568243 Filed Document 0001568243-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Velos Partners Fund I, L.P. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001572603 Filed Document 0001572603-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liberty Harbor I LLC See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001404196 Filed Document 0001140361-14-017656 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NovoEd, Inc See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609466 Filed Document 0001609466-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
World Moto, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001492151 Filed Document 0001062993-14-002374 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business THAILAND Revenue or Assets Decline to Disclose Type of Security Debt
TRADA, INC. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,066,716 Associated Brokers / Dealers N/A CIK Number 0001445852 Filed Document 0001445852-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LEVITICUS PARTNERS L P See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Equity Group, LLC CIK Number 0001019432 Filed Document 0001019432-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LINDZON CAPITAL PARTNERS L P See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001066698 Filed Document 0001066698-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CertiRx Corp See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised $625,832 Associated Brokers / Dealers N/A CIK Number 0001555613 Filed Document 0001555613-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley Liquid Markets Fund II-Private Investors L P See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001293727 Filed Document 0000945621-14-000130 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Telerik AD See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $5,981,356 Associated Brokers / Dealers N/A CIK Number 0001606559 Filed Document 0001606559-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business BULGARIA Revenue or Assets Decline to Disclose Type of Security Equity
HCE 4640 Table Mesa LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001606825 Filed Document 0001140361-14-018173 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
INVIS Technologies Corp See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001606652 Filed Document 0001606652-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
QUICKCLASS, INC. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers N/A CIK Number 0001067810 Filed Document 0001067810-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
AdRoll, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $69,999,911 Associated Brokers / Dealers N/A CIK Number 0001373801 Filed Document 0001140361-14-017707 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arrow Creek Partners, L.P. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549676 Filed Document 0000919574-14-002762 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAILLIE GIFFORD FUNDS ON BEHALF OF ITS SERIES, THE EAFE FUND See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459019 Filed Document 0001605217-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MindCare Solutions Group, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $2,506,361 Associated Brokers / Dealers N/A CIK Number 0001606656 Filed Document 0001606656-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PolyPlexx, LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,638,660 Associated Brokers / Dealers n/a CIK Number 0001607283 Filed Document 0001607283-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WEST VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
DIH SPRING CANYON LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $11,348,334 Associated Brokers / Dealers N/A CIK Number 0001606136 Filed Document 0001606136-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAILLIE GIFFORD FUNDS ON BEHALF OF ITS SERIES, THE NORTH AMERICAN EQUITY FUND See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459027 Filed Document 0001605217-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flow Beauty Care (USA) Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001606663 Filed Document 0001606663-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Brevan Howard Investment Fund See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001604666 Filed Document 0001604666-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
12 BROKEN VOW/FAIR & SQUARE, LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $205,000 Associated Brokers / Dealers N/A CIK Number 0001606603 Filed Document 0001606603-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
PowerICE, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001554504 Filed Document 0001554504-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
8th & Jackson Partners, L.P. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605349 Filed Document 0001605349-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AMERITYRE CORP See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0000945828 Filed Document 0001516578-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Branded Online, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $4,000,668 Associated Brokers / Dealers N/A CIK Number 0001606786 Filed Document 0001606786-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rocksure Property Capital Fund See All Filings	D/A	2014-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553410 Filed Document 0001553410-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund