Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Liberty Harbor Offshore I Ltd. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001404194 Filed Document 0001140361-14-017659 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mainstay Healthcare Properties, LP See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Gilles Ouellette CIK Number 0001606068 Filed Document 0001606068-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
REDBRICK HEALTH CORP See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $17,959,103 Associated Brokers / Dealers N/A CIK Number 0001381794 Filed Document 0001381794-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SONITUS MEDICAL INC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $11,103,346 Associated Brokers / Dealers N/A CIK Number 0001376022 Filed Document 0001376022-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Maritime Broadband Inc. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised $4,640,000 Associated Brokers / Dealers Source Capital CIK Number 0001510590 Filed Document 0001510590-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Event Value Fund, L.P. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547692 Filed Document 0001547692-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Commitchange Corp See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001588291 Filed Document 0001588291-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
IMH Financial Corp See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001397403 Filed Document 0001397403-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
World Fishing Champions LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001602477 Filed Document 0001602477-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
INTRINSIC EDGE PLUS AI, L.P. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles L. Coe, Melanie J. Duguid, and Michael Yale Ragins CIK Number 0001480340 Filed Document 0001480340-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLORADO IMPACT FUND I, L.P. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001606368 Filed Document 0001606368-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NewSmith Global Absolute Return Fund See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516609 Filed Document 0000902664-14-002239 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Simmons Equipment Co See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001574000 Filed Document 0001574000-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BAILLIE GIFFORD FUNDS, ON BEHALF OF ITS SERIES, THE INTERNATIONAL EQUITY FUND See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459026 Filed Document 0001605217-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Purveyors of Ultimate Beverages, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001606497 Filed Document 0001144204-14-025200 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Other
NC Solar Fund I, LP See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001605986 Filed Document 0001605986-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
National Note Group DE, LLC 1 See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001572133 Filed Document 0001572133-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Other
ROCKYOU INC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $3,260,000 Associated Brokers / Dealers N/A CIK Number 0001439538 Filed Document 0001439538-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND LLC See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001397665 Filed Document 0001140361-14-017654 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ethos Opportunity Fund I, LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $16,701,000 Associated Brokers / Dealers N/A CIK Number 0001606456 Filed Document 0001606456-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Baillie Gifford Funds, on behalf of its series, The EAFE Pure Fund See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593310 Filed Document 0001605217-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLOSINGCORP INC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001420128 Filed Document 0001602471-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alliqua, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $14,975,000 Associated Brokers / Dealers Summer Street Research Partners CIK Number 0001054274 Filed Document 0001054274-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BASSWOOD TARP FUND, L.P. - SERIES 17 See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606692 Filed Document 0001405086-14-000151 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Permira V I.A.S. L.P. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603966 Filed Document 0001140361-14-017634 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knowingly Corp See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001605791 Filed Document 0001458754-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TRANSITION METALS CORP. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,220,290 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001606827 Filed Document 0001606827-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Siena Capital Partners I, L.P. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463325 Filed Document 0001463325-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
CHESTNUT RIDGE PARTNERS LP See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173744 Filed Document 0000919574-14-002769 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cottonwood Residential, Inc. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised $152,000,000 Associated Brokers / Dealers N/A CIK Number 0001548528 Filed Document 0001548528-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Harbor I QP Fund LLC See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001404197 Filed Document 0001140361-14-017658 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEARNVEST INC. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $27,435,646 Associated Brokers / Dealers N/A CIK Number 0001470425 Filed Document 0001470425-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AntriaBio, Inc. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised $26,250,000 Associated Brokers / Dealers Paulson Investment Company, Inc. CIK Number 0001509261 Filed Document 0001140361-14-017665 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Meryx Inc. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised $3,100,172 Associated Brokers / Dealers N/A CIK Number 0001606031 Filed Document 0001606031-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Gold Royalties Corp See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $191,431 Associated Brokers / Dealers N/A CIK Number 0001546204 Filed Document 0001546204-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Brightstone Venture Capital Fund LP See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573240 Filed Document 0001573240-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CBRE Strategic Partners U.S. Value 7, LP See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $2,130,000,000 Associated Brokers / Dealers N/A CIK Number 0001606140 Filed Document 0001606140-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grand Parkway Capital Fund I L.P. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IMS SECURITIES, INC. CIK Number 0001451513 Filed Document 0001451513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAILLIE GIFFORD FUNDS ON BEHALF OF ITS SERIES, THE EMERGING MARKETS FUND See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459028 Filed Document 0001605217-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heartland Surgical Specialty Hospital, LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001606599 Filed Document 0001606599-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
LoLo, LLC See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001595578 Filed Document 0001595578-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PEORIA ESTATES COMMUNITY L.L.C. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $2,525,000 Associated Brokers / Dealers N/A CIK Number 0001606640 Filed Document 0001606640-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Alibi Ale Works L.L.C. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers n/a CIK Number 0001606085 Filed Document 0001606085-14-000002 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AAC Holdings, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606180 Filed Document 0001606180-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
ForceField Energy Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001407268 Filed Document 0001354488-14-002100 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PEARL Unlimited Holdings, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001551743 Filed Document 0001551743-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
DR. TATTOFF, INC. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001294157 Filed Document 0001188112-14-001143 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Mill Computing, Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001605290 Filed Document 0001605290-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HOPELA, INC. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001606621 Filed Document 0001606621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
MORGAN STANLEY INSTITUTIONAL CAYMAN FUND LP See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001180562 Filed Document 0000945621-14-000129 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund