Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2026-01-13 09:42:06 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers DFPG Investments, LLC, Scott Aitken, Craig Bartlett, Shafiq Jadavij, Cambridge Investment Research, Inc., MML Investors Services, LLC, Trevor Wilde, Ataul Azad, Gregg Hartmann, Joseph Polanski, Jr., Mark Sherin, Matthew Chancey, Daniel Randall, Melvin Gross, Robin Edgar, Avantax Investment Services, Inc., Independent Financial Group, LLC, John Litscher, Trawnegan Gall, Christopher Hasling, Jack Michaletz, Mark Herding, Calton & Associates, Inc., Stifel, Nicolaus & Company, Incorporated, Purshe Kaplan Sterling Investments, Nathaniel Kuhn, and Justin Kiehne CIK Number 0002007564 Filed Document 0002007564-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-13 09:42:06 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2025-09-11 11:56:17 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers DFPG Investments, LLC, Scott Aitken, Lawrence Bell, Robert Armstrong, Jr., Craig Bartlett, Shafiq Jadavij, Cambridge Investment Research, Inc., MML Investors Services, LLC, Trevor Wilde, Ataul Azad, Gregg Hartmann, Jason Weaver, Joseph Polanski, Jr., Mark Sherin, Matthew Chancey, Daniel Randall, Melvin Gross, Robin Edgar, Avantax Investment Services, Inc., Independent Financial Group, LLC, John Litscher, Trawnegan Gall, Christopher Hasling, Jack Michaletz, Salvadore Salvo, Mark Herding, Calton & Associates, Inc., and Stifel, Nicolaus & Company, Incorporated CIK Number 0002007564 Filed Document 0002007564-25-000008 Exclusions or Exemptions 506b Accepted Date 2025-09-11 11:56:17 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2025-08-15 12:52:34 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers DFPG Investments, LLC, Scott Aitken, Lawrence Bell, Robert Armstrong, Jr., Craig Bartlett, Shafiq Jadavij, Cambridge Investment Research, Inc., MML Investors Services, LLC, Trevor Wilde, Ataul Azad, Gregg Hartmann, Andrew Baker Woolworth, Jr., Jason Weaver, Joseph Polanski, Jr., Blake Furgerson, Mark Sherin, Matthew Chancey, Robert Decker, Daniel Randall, Melvin Gross, Robin Edgar, Avantax Investment Services, Inc., Independent Financial Group, LLC, John Litscher, Kalvin Sid, Trawnegan Gall, Christopher Hasling, Alvin Spencer, Jack Michaletz, Salvadore Salvo, Mark Herding, Lisa Grimes, and Calton & Associates, Inc. CIK Number 0002007564 Filed Document 0002007564-25-000006 Exclusions or Exemptions 506b Accepted Date 2025-08-15 12:52:34 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2025-08-01 10:15:45 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers DFPG Investments, LLC, Scott Aitken, Lawrence Bell, Robert Armstrong, Jr., Craig Bartlett, Shafiq Jadavij, Cambridge Investment Research, Inc., MML Investors Services, LLC, Trevor Wilde, Ataul Azad, Gregg Hartmann, Andrew Baker Woolworth, Jr., Jason Weaver, Joseph Polanski, Jr., Blake Furgerson, Mark Sherin, Matthew Chancey, Robert Decker, Daniel Randall, Melvin Gross, Robin Edgar, Avantax Investment Services, Inc., Independent Financial Group, LLC, John Litscher, Kalvin Sid, Trawnegan Gall, Christopher Hasling, Alvin Spencer, Jack Michaletz, Salvadore Salvo, Mark Herding, Lisa Grimes, and Calton & Associates, Inc. CIK Number 0002007564 Filed Document 0002007564-25-000005 Exclusions or Exemptions 506b Accepted Date 2025-08-01 10:15:45 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2025-05-09 13:11:22 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers DFPG Investments, LLC, Scott Aitken, Lawrence Bell, Robert Armstrong, Jr., Craig Bartlett, Shafiq Jadavij, Cambridge Investment Research, Inc., MML Investors Services, LLC, Trevor Wilde, Ataul Azad, Gregg Hartmann, Andrew Baker Woolworth, Jr., Jason Weaver, Joseph Polanski, Jr., Blake Furgerson, Mark Sherin, Matthew Chancey, Robert Decker, Marc Seeherman, Daniel Randall, Melvin Gross, Robin Edgar, Avantax Investment Services, Inc., Independent Financial Group, LLC, John Litscher, Taher Gilani, Kathleen Oberneder, Kalvin Sid, Trawnegan Gall, Christopher Hasling, Alvin Spencer, and Jack Michaletz CIK Number 0002007564 Filed Document 0002007564-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-05-09 13:11:22 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2025-03-14 09:49:41 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers DFPG Investments, LLC, Scott Aitken, Lawrence Bell, Robert Armstrong, Jr., Craig Bartlett, Shafiq Jadavij, Cambridge Investment Research, Inc., MML Investors Services, LLC, Trevor Wilde, Ataul Azad, Gregg Hartmann, Andrew Baker Woolworth, Jr., Jason Weaver, Joseph Polanski, Jr., Blake Furgerson, Mark Sherin, Matthew Chancey, Robert Decker, Marc Seeherman, Daniel Randall, Melvin Gross, Robin Edgar, Avantax Investment Services, Inc., Independent Financial Group, LLC, John Litscher, Taher Gilani, Kathleen Oberneder, and Kalvin Sid CIK Number 0002007564 Filed Document 0002007564-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-03-14 09:49:41 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2025-02-11 09:48:54 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers DFPG Investments, LLC, Scott Aitken, Lawrence Bell, Robert Armstrong, Jr., Craig Bartlett, Shafiq Jadavij, Cambridge Investment Research, Inc., MML Investors Services, LLC, Trevor Wilde, Ataul Azad, Gregg Hartmann, Andrew Baker Woolworth, Jr., Jason Weaver, Joseph Polanski, Jr., Blake Furgerson, Mark Sherin, Matthew Chancey, Robert Decker, Marc Seeherman, Daniel Randall, Melvin Gross, Robin Edgar, Avantax Investment Services, Inc., Independent Financial Group, LLC, and John Litscher CIK Number 0002007564 Filed Document 0002007564-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-02-11 09:48:54 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2025-01-10 12:00:43 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers DFPG Investments, LLC, Scott Aitken, Lawrence Bell, Robert Armstrong, Jr., Craig Bartlett, Shafiq Jadavij, Cambridge Investment Research, Inc., MML Investors Services, LLC, Trevor Wilde, Ataul Azad, Gregg Hartmann, Andrew Baker Woolworth, Jr., Jason Weaver, Joseph Polanski, Jr., Blake Furgerson, Mark Sherin, Matthew Chancey, Robert Decker, Marc Seeherman, Daniel Randall, Melvin Gross, Robin Edgar, Avantax Investment Services, Inc., and Independent Financial Group, LLC CIK Number 0002007564 Filed Document 0002007564-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-10 12:00:43 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2024-12-27 13:19:30 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers DFPG Investments, LLC, Scott Aitken, Lawrence Bell, Robert Armstrong, Jr., Craig Bartlett, Shafiq Jadavij, Gregory Meyer, Cambridge Investment Research, Inc., MML Investors Services, LLC, Trevor Wilde, Ataul Azad, Gregg Hartmann, Andrew Baker Woolworth, Jr., Jason Weaver, Walter Pardo, Joseph Polanski, Jr., Blake Furgerson, Mark Sherin, Naimesh Shah, Matthew Chancey, Grant Prescott, Robert Decker, Marc Seeherman, Daniel Randall, Victor Hazard, David Hill, Chris Vizzi, and Melvin Gross CIK Number 0002007564 Filed Document 0002007564-24-000016 Exclusions or Exemptions 506b Accepted Date 2024-12-27 13:19:30 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2024-12-12 16:08:26 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers DFPG Investments, LLC, Scott Aitken, Lawrence Bell, Robert Armstrong, Jr., Craig Bartlett, Shafiq Jadavij, Gregory Meyer, Cambridge Investment Research, Inc., MML Investors Services, LLC, Trevor Wilde, Ataul Azad, Gregg Hartmann, Andrew Baker Woolworth, Jr., Jason Weaver, Walter Pardo, Joseph Polanski, Jr., Blake Furgerson, Mark Sherin, Naimesh Shah, Matthew Chancey, Grant Prescott, Robert Decker, Marc Seeherman, and Daniel Randall CIK Number 0002007564 Filed Document 0002007564-24-000015 Exclusions or Exemptions 506b Accepted Date 2024-12-12 16:08:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2024-11-15 11:21:12 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers DFPG Investments, LLC, Scott Aitken, Lawrence Bell, Robert Armstrong, Jr., Craig Bartlett, Shafiq Jadavij, Gregory Meyer, Cambridge Investment Research, Inc., MML Investors Services, LLC, Trevor Wilde, Ataul Azad, Gregg Hartmann, Andrew Baker Woolworth, Jr., Jason Weaver, Walter Pardo, Joseph Polanski, Jr., Blake Furgerson, Mark Sherin, Naimesh Shah, and Matthew Chancey CIK Number 0002007564 Filed Document 0002007564-24-000014 Exclusions or Exemptions 506b Accepted Date 2024-11-15 11:21:12 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2024-10-31 17:03:40 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers DFPG Investments, LLC, Scott Aitken, Lawrence Bell, Robert Armstrong, Jr., Craig Bartlett, Shafiq Jadavij, Gregory Meyer, Cambridge Investment Research, Inc., MML Investors Services, LLC, Trevor Wilde, Ataul Azad, Gregg Hartmann, Andrew Baker Woolworth, Jr., Jason Weaver, Walter Pardo, Joseph Polanski, Jr., Blake Furgerson, Mark Sherin, and Naimesh Shah CIK Number 0002007564 Filed Document 0002007564-24-000013 Exclusions or Exemptions 506b Accepted Date 2024-10-31 17:03:40 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2024-10-18 17:00:27 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers DFPG Investments, LLC, Scott Aitken, Lawrence Bell, Robert Armstrong, Jr., Craig Bartlett, Shafiq Jadavij, Gregory Meyer, Cambridge Investment Research, Inc., MML Investors Services, LLC, Trevor Wilde, Ataul Azad, Gregg Hartmann, Andrew Baker Woolworth, Jr., Jason Weaver, Walter Pardo, and Joseph Polanski, Jr. CIK Number 0002007564 Filed Document 0002007564-24-000012 Exclusions or Exemptions 506b Accepted Date 2024-10-18 17:00:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2024-09-27 10:47:12 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers DFPG Investments, LLC, Scott Aitken, Lawrence Bell, Robert Armstrong, Jr., Craig Bartlett, Shafiq Jadavij, Gregory Meyer, Cambridge Investment Research, Inc., MML Investors Services, LLC, Trevor Wilde, Ataul Azad, and Gregg Hartmann CIK Number 0002007564 Filed Document 0002007564-24-000011 Exclusions or Exemptions 506b Accepted Date 2024-09-27 10:47:12 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2024-09-13 09:57:25 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers DFPG Investments, LLC, Scott Aitken, Lawrence Bell, Robert Armstrong, Jr., Craig Bartlett, Shafiq Jadavij, Gregory Meyer, Cambridge Investment Research, Inc., MML Investors Services, LLC, Trevor Wilde, and Ataul Azad CIK Number 0002007564 Filed Document 0002007564-24-000010 Exclusions or Exemptions 506b Accepted Date 2024-09-13 09:57:25 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2024-08-29 10:21:55 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers DFPG Investments, LLC, Scott Aitken, Lawrence Bell, Robert Armstrong, Jr., Craig Bartlett, Shafiq Jadavij, Gregory Meyer, Cambridge Investment Research, Inc., and MML Investors Services, LLC CIK Number 0002007564 Filed Document 0002007564-24-000009 Exclusions or Exemptions 506b Accepted Date 2024-08-29 10:21:55 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2024-08-02 10:56:48 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers DFPG Investments, LLC, Scott Aitken, Lawrence Bell, Robert Armstrong, Jr., Ann Everhart, Craig Bartlett, Ryan Antepenko, Michael Luftman, Shuai Wang, Shafiq Jadavij, Branden Schiralli, and Jennifer Rose CIK Number 0002007564 Filed Document 0002007564-24-000008 Exclusions or Exemptions 506b Accepted Date 2024-08-02 10:56:48 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2024-07-19 09:58:41 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers DFPG Investments, LLC, Scott Aitken, Lawrence Bell, Robert Armstrong, Jr., Ann Everhart, Craig Bartlett, Ryan Antepenko, and Michael Luftman CIK Number 0002007564 Filed Document 0002007564-24-000007 Exclusions or Exemptions 506b Accepted Date 2024-07-19 09:58:41 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2024-07-11 16:35:04 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers DFPG Investments, LLC, Scott Aitken, Lawrence Bell, Robert Armstrong, Jr., Ann Everhart, Craig Bartlett, and Ryan Antepenko CIK Number 0002007564 Filed Document 0002007564-24-000006 Exclusions or Exemptions 506b Accepted Date 2024-07-11 16:35:04 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2024-06-21 09:43:21 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers DFPG Investments, LLC and Scott Aitken CIK Number 0002007564 Filed Document 0002007564-24-000005 Exclusions or Exemptions 506b Accepted Date 2024-06-21 09:43:21 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2024-06-05 15:42:11 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers DFPG Investments, LLC and Scott Aitken CIK Number 0002007564 Filed Document 0002007564-24-000004 Exclusions or Exemptions 506b Accepted Date 2024-06-05 15:42:11 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2024-05-09 14:54:11 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers DFPG Investments, LLC CIK Number 0002007564 Filed Document 0002007564-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-05-09 14:54:11 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D/A	2024-04-11 10:15:45 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0002007564 Filed Document 0002007564-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-04-11 10:15:45 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund IV, L.P. See All Filings	D	2024-03-05 09:51:58 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0002007564 Filed Document 0002007564-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-05 09:51:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity