Disclosure Quest - Search SEC Filings

More options

Type of Offering

Amount To Be Raised

to

Filing Date

to

Type of Security

Industry

CIK Number

Principal Place Of Business

Found 2 results

Name	Type of Offering	Accepted Date
Sovereign Fund IV Blocker, LLC See All Filings	D/A	2024-05-20 19:26:01 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Sunbelt Securities, Orchard Securities, Landolt Securities, Kingswood Capital Partners, MHL Investments, The Strategic Financial Alliance, Inc., Emerson Equity, DAI Securities, LLC, DFPG Investments, LLC, Great Point Capital LLC, Saxony Securities, Inc., Patrick Capital Markets, LLC, IBN Financial Services, Inc., Dempsey Lord Smith, LLC, Arete Wealth Management, LLC, Infinity Financial Services, Madison Avenue Securities, LLC, Invicta Capital, LLC, and Wealthhouse Advisors Inc. CIK Number 0001974865 Filed Document 0001974865-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-05-20 19:26:01 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sovereign Fund IV Blocker, LLC See All Filings	D	2023-05-22 11:25:19 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Sunbelt Securities, Orchard Securities, Landolt Securities, Kingswood Capital Partners, MHL Investments, The Strategic Financial Alliance, Inc., Emerson Equity, and DAI Securities, LLC CIK Number 0001974865 Filed Document 0001974853-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-22 11:25:19 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity