Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sovereign Distressed RE Fund III, LLC See All Filings	D/A	2022-12-07 14:16:53 UTC
Amount To Be Raised $127,821,327 Associated Brokers / Dealers Orchard Securities, LLC, Entoro Securities, LLC, Great Point Capital, LLC, International Assets Investment Management, LLC, Sunbelt Securities, Inc., WealthForge Securities, LLC, ShareNett Securities, LLC, DFPG Investments, Inc., GPWA, LLC, The Strategic Financial Alliance, Inc., International Assets Advisory, LLC, The Family Wealth Consulting Group, DAI Securities, LLC, IBN Financial Services, Inc., Benchmark Investments, LLC, Dempsey Lord Smith LLC, Arete Wealth Management, LLC, Center Street Securities, Inc., Coastal Equities, Inc., Emerson Equity, LLC, Kingswood Capital Partners, LLC, Landolt Securities, Inc., Lion Street Financial, LLC, Titan Securities, Capulent, LLC, Clark Wealth Strategies, Inc., FPL Capital Management, LLC, Aspen Capital Management, LLC, Holbrook Global Strategies, Silverhawk Asset Management, LLC, Patrick Capital Markets, LLC, MHL Investments, Infinity Financial Services, High Speed Alliance, Legacy Wealth Management, Ratio Wealth Group, LLC, Advisors on Call, MJP Wealth Advisors, Fourstar Wealth Advisors, LLC, and Saxony Securities CIK Number 0001811543 Filed Document 0001811543-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-12-07 14:16:53 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sovereign Distressed RE Fund III, LLC See All Filings	D/A	2021-12-09 16:56:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Orchard Securities, LLC, Newbridge Securities Corp., Great Point Capital LLC, Cape Securities Inc., Sunbelt Securities, Inc., American Global Wealth Management, Inc., Purshe Kaplan Sterling Investments, Inc., DFPG Investments, Inc., GPWA, LLC, American Portfolios Financial Services, Inc., International Assets Advisory, LLC, Whitehall-Parker Securities, Inc., DAI Securities, LLC, IBN Financial Services, Inc., Benchmark Investments, LLC, Dempsey Lord Smith LLC, Arete Wealth Management, LLC, Center Street Securities, Inc., Coastal Equities Inc., Emerson Equity LLC, Kingswood Capital Partners, LLC, Landolt Securities, Inc., Lion Street Financial, LLC, and Titan Securities CIK Number 0001811543 Filed Document 0001567619-21-021850 Exclusions or Exemptions 506b Accepted Date 2021-12-09 16:56:08 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sovereign Distressed RE Fund III, LLC See All Filings	D/A	2021-02-25 10:26:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Orchard Securities, LLC, Newbridge Securities Corp., Great Point Capital LLC, Cape Securities Inc., Sunbelt Securities, Inc., American Global Wealth Management, Inc., Purshe Kaplan Sterling Investments, Inc., DFPG Investments, Inc., GPWA, LLC, American Portfolios Financial Services, Inc., International Assets Advisory, LLC, The Strategic Financial Alliance, Inc, Whitehall-Parker Securities Inc., DAI Securities, LLC, IBN Financial Services, Inc., Benchmark Investments, Inc., and Dempsey Lord Smith LLC CIK Number 0001811543 Filed Document 0001567619-21-004864 Exclusions or Exemptions 506b Accepted Date 2021-02-25 10:26:44 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sovereign Distressed RE Fund III, LLC See All Filings	D	2020-05-08 11:18:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GPWA, LLC, American Global Wealth Management, Inc., SFA Financial, LLC, Whitehall-Parker Securities Inc., DAI Securities, LLC, IBN Financial Services, Inc., American Portfolios Financial Services, Inc., Benchmark Investments, Inc., Sunbelt Securities, Inc., International Assets Advisory, LLC, Dempsey Lord Smith LLC, Newbridge Securities Corp., DFPG Investments, Inc., Great Point Capital LLC, Orchard Securities, LLC, Purshe Kaplan Sterling Investments, Inc., and Cape Securities Inc. CIK Number 0001811543 Filed Document 0001567619-20-009263 Exclusions or Exemptions 506b Accepted Date 2020-05-08 11:18:50 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity