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Found 3 results

Name	Type of Offering	Accepted Date
Sovereign Fund II, LLC See All Filings	D/A	2021-02-25 10:22:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Orchard Securities, LLC, Newbridge Securities Corp., Great Point Capital LLC, Cape Securities Inc., Sunbelt Securities, Inc., American Global Wealth Management, Inc., Purshe Kaplan Sterling Investments, Inc., DFPG Investments, Inc., GPWA, LLC, American Portfolios Financial Services, Inc., International Assets Advisory, LLC, The Strategic Financial Alliance, Inc., Whitehall-Parker Securities Inc., DAI Securities, LLC, IBN Financial Services, Inc., Benchmark Investments, Inc., Dempsey Lord Smith LLC, Cabot Lodge Securities LLC, and Entoro Securities, LLC CIK Number 0001781097 Filed Document 0001567619-21-004861 Exclusions or Exemptions 506b Accepted Date 2021-02-25 10:22:30 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sovereign Fund II, LLC See All Filings	D/A	2020-07-02 13:50:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Orchard Securities, LLC, Newbridge Securities Corp., Great Point Capital LLC, Cape Securities Inc., Sunbelt Securities, Inc., American Global Wealth Management, Inc., Pursche Kaplan Sterling Investments, Inc., DFPG Investments, Inc., GPWA, LLC, American Portfolios Financial Services, Inc., International Assets Advisory, LLC, SFA Financial, LLC, Whitehall-Parker Securities Inc., DAI Securiteis, LLC, IBN Financial Services, Inc., Benchmark Investments, Inc., Dempsey Lord Smith LLC, Cabot Lodge Securities LLC, and Entoro Securities, LLC CIK Number 0001781097 Filed Document 0001567619-20-012778 Exclusions or Exemptions 506b Accepted Date 2020-07-02 13:50:55 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sovereign Fund II, LLC See All Filings	D	2019-07-01 19:00:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Orchard Securities, LLC, Newbridge Securities Corp., Great Point Capital LLC, Cambria Capital, LLC, Sunbelt Securities, Inc., Richfield Orion International, Inc., Purshe Kaplan Sterling Investments, Inc., DFPG Investments, Inc., Claraphi Advisory Network, LLC, American Portfolios Financial Services, Inc., International Assets Advisory, LLC, Sandlapper Securities LLC, Whitehall-Parker Securities Inc., DAI Securities, LLC, and Capulent, LLC CIK Number 0001781097 Filed Document 0001567619-19-014206 Exclusions or Exemptions 506b Accepted Date 2019-07-01 19:00:46 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity