Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Belgard Capital Fund LLC See All Filings	D/A	2021-10-07 15:28:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., BB&T SECURITIES, LLC, NORTHERN TRUST SECURITIES, INC., OPPENHEIMER & CO. INC, ROBERT W. BAIRD & CO. INCORPORATED, SANFORD C. BERNSTEIN & CO., LLC, Hightower Advisors, LLC, RBC Capital Markets, LLC, CIBC Private Wealth Advisors (Atlantic Trust), Mercer Advisors, First Republic Securities LLC, Ameriprise Financial, Merrill Lynch, Pierce Fenner, & Smith, Stifel Nicolaus & Company, Inc., Charles Schwab & Co., Inc., Morgan Stanley, Bessemer Investor Services, JP Morgan Securities (Private Bank uses JPM Securities), UBS Financial Services, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, and Cetera Advisors LLC CIK Number 0001752572 Filed Document 0000350797-21-000147 Exclusions or Exemptions 506b Accepted Date 2021-10-07 15:28:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Belgard Capital Fund LLC See All Filings	D/A	2021-10-07 13:12:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., BB&T SECURITIES, LLC, NORTHERN TRUST SECURITIES, INC., OPPENHEIMER & CO. INC, ROBERT W. BAIRD & CO. INCORPORATED, SANFORD C. BERNSTEIN & CO., LLC, Hightower Advisors, LLC, RBC Capital Markets, LLC, CIBC Private Wealth Advisors (Atlantic Trust), Mercer Advisors, First Republic Securities LLC, Ameriprise Financial, Merrill Lynch, Pierce Fenner, & Smith, Stifel Nicolaus & Company, Inc., Charles Schwab & Co., Inc., Morgan Stanley, Bessemer Investor Services, JP Morgan Securities (Private Bank uses JPM Securities), UBS Financial Services, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, and Cetera Advisors LLC CIK Number 0001752572 Filed Document 0000350797-21-000145 Exclusions or Exemptions 506b Accepted Date 2021-10-07 13:12:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Belgard Capital Fund LLC See All Filings	D/A	2020-09-17 14:29:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., BB&T SECURITIES, LLC, NORTHERN TRUST SECURITIES, INC., OPPENHEIMER & CO. INC, ROBERT W. BAIRD & CO. INCORPORATED, SANFORD C. BERNSTEIN & CO., LLC, Hightower Advisors, LLC, RBC Capital Markets, LLC, CIBC Private Wealth Advisors (Atlantic Trust), Mercer Advisors, First Republic Securities LLC, Ameriprise Financial, Merrill Lynch, Pierce Fenner, & Smith, Stifel Nicolaus & Company, Inc., Charles Schwab & Co., Inc., Morgan Stanley, Bessemer Investor Services, JP Morgan Securities (Private Bank uses JPM Securities), UBS Financial Services, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, and Cetera Advisors LLC CIK Number 0001752572 Filed Document 0000350797-20-000105 Exclusions or Exemptions 506b Accepted Date 2020-09-17 14:29:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Belgard Capital Fund LLC See All Filings	D/A	2019-11-20 16:48:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., BB&T SECURITIES, LLC, NORTHERN TRUST SECURITIES, INC., OPPENHEIMER & CO. INC, ROBERT W. BAIRD & CO. INCORPORATED, SANFORD C. BERNSTEIN & CO., LLC, Hightower Advisors, LLC, RBC Capital Markets, LLC, CIBC Private Wealth Advisors (Atlantic Trust), Mercer Advisors, First Republic Securities LLC, Ameriprise Financial, Merrill Lynch, Pierce Fenner, & Smith, Stifel Nicolaus & Company, Inc., Charles Schwab & Co., Inc., Morgan Stanley, Bessemer Investor Services, JP Morgan Securities (Private Bank uses JPM Securities), UBS Financial Services, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, SunTrust Investment Services, Wells Fargo Advisors, Janney Montgomery Scott, Sentry Advisors, Fieldpoint Private Securities LLC, Raymond James & Associates, CapTrust Financial Advisors, Rockefeller Financial LLC, Plante Moran Financial Advisors LLC, Fifth Third Bank, CitiGroup Global Markets inc., Wilmington Trust Company, Wilmington Trust NA, M&T Bank, Sun Trust Bank, Bank of America Private Bank (AKA US Trust), Wells Fargo Bank, Altegris Investments LLC, LPL Financial LLC, PNC National Bank NA, and BOK Financial Securities Inc. CIK Number 0001752572 Filed Document 0000350797-19-000056 Exclusions or Exemptions 506b Accepted Date 2019-11-20 16:48:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Belgard Capital Fund LLC See All Filings	D/A	2019-09-12 15:26:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., BB&T SECURITIES, LLC, NORTHERN TRUST SECURITIES, INC., OPPENHEIMER & CO. INC, ROBERT W. BAIRD & CO. INCORPORATED, SANFORD C. BERNSTEIN & CO., LLC, Hightower Advisors, LLC, RBC Capital Markets, LLC, CIBC Private Wealth Advisors (Atlantic Trust), Mercer Advisors, First Republic Securities LLC, Ameriprise Financial, Merrill Lynch, Pierce Fenner, & Smith, Stifel Nicolaus & Company, Inc., Charles Schwab & Co., Inc., Morgan Stanley, Bessemer Investor Services, JP Morgan Securities (Private Bank uses JPM Securities), UBS Financial Services, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, and Cetera Advisors LLC CIK Number 0001752572 Filed Document 0000350797-19-000038 Exclusions or Exemptions 506b Accepted Date 2019-09-12 15:26:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Belgard Capital Fund LLC See All Filings	D/A	2018-11-30 10:14:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., BB&T SECURITIES, LLC, NORTHERN TRUST SECURITIES, INC., OPPENHEIMER & CO. INC, ROBERT W. BAIRD & CO. INCORPORATED, SANFORD C. BERNSTEIN & CO., LLC, Hightower Advisors, LLC, RBC Capital Markets, LLC, CIBC Private Wealth Advisors (Atlantic Trust), Mercer Advisors, First Republic Securities LLC, Ameriprise Financial, Merrill Lynch, Pierce Fenner, & Smith, Stifel Nicolaus & Company, Inc., Charles Schwab & Co., Inc., Morgan Stanley, Bessemer Investor Services, JP Morgan Securities (Private Bank uses JPM Securities), UBS Financial Services, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, and Cetera Advisors LLC CIK Number 0001752572 Filed Document 0000350797-18-000035 Exclusions or Exemptions 506b Accepted Date 2018-11-30 10:14:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Belgard Capital Fund LLC See All Filings	D	2018-09-12 15:19:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., BB&T SECURITIES, LLC, NORTHERN TRUST SECURITIES, INC., OPPENHEIMER & CO. INC, ROBERT W. BAIRD & CO. INCORPORATED, SANFORD C. BERNSTEIN & CO., LLC, Hightower Advisors, LLC, and RBC Capital Markets, LLC CIK Number 0001752572 Filed Document 0000350797-18-000024 Exclusions or Exemptions 506b Accepted Date 2018-09-12 15:19:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund