|
|
D/A |
2018-09-13 16:53:18 UTC |
- Amount To Be Raised
- $120,000,000
- Associated Brokers / Dealers
- 1st Global Capital Corp., Calton & Associates, Inc., Commonwealth Financial Network, NI Advisors, The Strategic Financial Alliance, Inc., Independent Financial Group, LLC, Arkadios Capital, DFPG Investments, Inc., Arete Wealth Management, LLC, Berthel, Fisher & Company Financial Services, Inc., Kalos Capital, Inc., Cabin Securities, Inc., Center Street Securities, Inc., Newbridge Securities Corporation, Cambridge Investment Research, Inc., American Portfolios Financial Services, Inc., Lincoln Investment, SCF Securities, Inc., Triad Advisors LLC, BD4RIA, Inc., Cetera Advisors LLC, Cetera Advisor Networks LLC, First Allied Securities, Inc., Summit Brokerage Services, Inc., Parkland Securities, LLC, Sigma Financial Corporation, Securities America, Inc., Ameritas Investment Corp., Centaurus Financial, Inc., The O.N. Equity Sales Company, D. H. Hill Securities, LLLP, FSC Securities Corporation, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Woodbury Financial Services, Inc., Concorde Investment Services, LLC, JCC Advisors, LLC, M Holdings Securities, Inc., Aurora Securities, M. H. Leblang, Inc., and Broker Dealer Financial Services Corp.
- CIK Number
- 0001739171
- Filed Document
- 0001739171-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-09-13 16:53:18 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-08-29 16:18:42 UTC |
- Amount To Be Raised
- $120,000,000
- Associated Brokers / Dealers
- 1st Global Capital Corp., Calton & Associates, Inc., Commonwealth Financial Network, NI Advisors, The Strategic Financial Alliance, Inc., Independent Financial Group, LLC, Arkadios Capital, DFPG Investments, Inc., Arete Wealth Management, LLC, Berthel, Fisher & Company Financial Services, Inc., Kalos Capital, Inc., Cabin Securities, Inc., Center Street Securities, Inc., Newbridge Securities Corporation, Cambridge Investment Research, Inc., American Portfolios Financial Services, Inc., Lincoln Investment, SCF Securities, Inc., Triad Advisors LLC, BD4RIA, Inc., Cetera Advisors LLC, Cetera Advisor Networks LLC, First Allied Securities, Inc., Summit Brokerage Services, Inc., Parkland Securities, LLC, Sigma Financial Corporation, Securities America, Inc., Ameritas Investment Corp., Centaurus Financial, Inc., The O.N. Equity Sales Company, D. H. Hill Securities, LLLP, FSC Securities Corporation, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Woodbury Financial Services, Inc., Concorde Investment Services, LLC, JCC Advisors, LLC, M Holdings Securities, Inc., Aurora Securities, and M. H. Leblang, Inc.
- CIK Number
- 0001739171
- Filed Document
- 0001739171-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-08-29 16:18:42 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-07-16 13:01:45 UTC |
- Amount To Be Raised
- $120,000,000
- Associated Brokers / Dealers
- 1st Global Capital Corp., Calton & Associates, Inc., Commonwealth Financial Network, NI Advisors, The Strategic Financial Alliance, Inc., Independent Financial Group, LLC, Arkadios Capital, DFPG Investments, Inc., Arete Wealth Management, LLC, Berthel, Fisher & Company Financial Services, Inc., Kalos Capital, Inc., Cabin Securities, Inc., Center Street Securities, Inc., Newbridge Securities Corporation, Cambridge Investment Research, Inc., American Portfolios Financial Services, Inc., Lincoln Investment, SCF Securities, Inc., Triad Advisors LLC, BD4RIA, Inc., Cetera Advisors LLC, Cetera Advisor Networks LLC, First Allied Securities, Inc., Summit Brokerage Services, Inc., Parkland Securities, LLC, Sigma Financial Corporation, Securities America, Inc., Ameritas Investment Corp., Centaurus Financial, Inc., The O.N. Equity Sales Company, D. H. Hill Securities, LLLP, FSC Securities Corporation, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Woodbury Financial Services, Inc., Concorde Investment Services, LLC, JCC Advisors, LLC, and M Holdings Securities, Inc.
- CIK Number
- 0001739171
- Filed Document
- 0001739171-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-16 13:01:45 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-06-15 13:11:10 UTC |
- Amount To Be Raised
- $120,000,000
- Associated Brokers / Dealers
- 1st Global Capital Corp., Calton & Associates, Inc., Commonwealth Financial Network, NI Advisors, The Strategic Financial Alliance, Inc., Independent Financial Group, LLC, Arkadios Capital, DFPG Investments, Inc., Arete Wealth Management, LLC, Berthel, Fisher & Company Financial Services, Inc., Kalos Capital, Inc., Cabin Securities, Inc., Center Street Securities, Inc., Newbridge Securities Corporation, Cambridge Investment Research, Inc., American Portfolios Financial Services, Inc., Lincoln Investment, SCF Securities, Inc., Triad Advisors LLC, BD4RIA, Inc., Cetera Advisors LLC, Cetera Advisor Networks LLC, First Allied Securities, Inc., Summit Brokerage Services, Inc., Parkland Securities, LLC, and Sigma Financial Corporation
- CIK Number
- 0001739171
- Filed Document
- 0001739171-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-15 13:11:10 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|