Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TEI Diversified Income & Opportunity Fund IV LLC See All Filings	D/A	2020-01-27 15:52:28 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Time Equities Securities, Advisory Group Equity Services Ltd, Alliance Global Partners, American Portfolios Financial Services Inc., Arete Wealth Management, LLC, Berthel Fisher & Co, Cabot Lodge Securities, Calton & Associates, Capital City Securities, Cascade Financial Management, Inc., Center Street Securities, Concorde Investment Services, LLC, Crown Capital Securities, LP, D.H. Hill Securities, Dempsey Lord Smith, DFPG Investments, Inc., Emerson Equity, LLC, Folio Investments, Inc., Great Point Capital Advisors, Halliday Financial, IBN Financia Services, Inc., Lightpath Capital, M.H. LeBlang Inc., Madison Avenue Securities, Inc., Maxim Group, McNally Financial Services, Moloney Securities, Nationwide Planning Associates, Newbridge Securities, NH Cohen Capital LLC, Oak Tree Securities, Inc., Paulson Investment Company, Inc., Peak Brokerage Services, Primex, Stonecrest Capital Markets, Sunbelt Securities, Inc., Vestech Securities, Westpark Capital Inc., Whiitehall-Parker Securities, and Wilmington Capital Securities CIK Number 0001728129 Filed Document 0001728129-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-27 15:52:28 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
TEI Diversified Income & Opportunity Fund IV LLC See All Filings	D/A	2020-01-17 13:40:54 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Time Equities Securities, Advisory Group Equity Services Ltd, Alliance Global Partners, American Portfolios Financial Services Inc., Arete Wealth Management, LLC, Berthel Fisher & Co, Cabot Lodge Securities, Calton & Associates, Capital City Securities, Cascade Financial Management, Inc., Center Street Securities, Concorde Investment Services, LLC, Crown Capital Securities, LP, D.H. Hill Securities, Dempsey Lord Smith, DFPG Investments, Inc., Emerson Equity, LLC, Folio Investments, Inc., Great Point Capital Advisors, Halliday Financial, IBN Financia Services, Inc., Lightpath Capital, M.H. LeBlang Inc., Madison Avenue Securities, Inc., Maxim Group, McNally Financial Services, Moloney Securities, Nationwide Planning Associates, Newbridge Securities, NH Cohen Capital LLC, Oak Tree Securities, Inc., Paulson Investment Company, Inc., Peak Brokerage Services, Primex, Stonecrest Capital Markets, Sunbelt Securities, Inc., Vestech Securities, Westpark Capital Inc., Whiitehall-Parker Securities, and Wilmington Capital Securities CIK Number 0001728129 Filed Document 0001728129-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:40:54 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
TEI Diversified Income & Opportunity Fund IV LLC See All Filings	D/A	2018-01-17 09:42:13 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Time Equities Securities CIK Number 0001728129 Filed Document 0001728129-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-17 09:42:13 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
TEI Diversified Income & Opportunity Fund IV LLC See All Filings	D	2018-01-16 12:26:36 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Time Equities Securities CIK Number 0001728129 Filed Document 0001728129-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:26:36 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity