Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Transphorm, Inc. See All Filings	D	2023-12-29 16:17:00 UTC
Amount To Be Raised $4,063,234 Associated Brokers / Dealers N/A CIK Number 0001715768 Filed Document 0001715768-23-000113 Exclusions or Exemptions 506b Accepted Date 2023-12-29 16:17:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Transphorm, Inc. See All Filings	D	2023-04-18 13:51:35 UTC
Amount To Be Raised $21,862,447 Associated Brokers / Dealers N/A CIK Number 0001715768 Filed Document 0001715768-23-000021 Exclusions or Exemptions 506b Accepted Date 2023-04-18 13:51:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Transphorm, Inc. See All Filings	D	2021-12-13 16:04:51 UTC
Amount To Be Raised $12,900,000 Associated Brokers / Dealers Compound Semiconductor Electric Ltd. CIK Number 0001715768 Filed Document 0001715768-21-000156 Exclusions or Exemptions 506b Accepted Date 2021-12-13 16:04:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Transphorm, Inc. See All Filings	D	2021-11-10 16:15:52 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0001715768 Filed Document 0001715768-21-000131 Exclusions or Exemptions 506b Accepted Date 2021-11-10 16:15:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Transphorm, Inc. See All Filings	D	2021-04-01 16:18:39 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers B. Riley FBR, Inc. and Craig-Hallum Capital Group LLC CIK Number 0001715768 Filed Document 0001715768-21-000048 Exclusions or Exemptions 506b Accepted Date 2021-04-01 16:18:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Transphorm, Inc. See All Filings	D	2021-01-06 13:55:15 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Loop Capital Markets LLC and Spartan Capital Securities, LLC CIK Number 0001715768 Filed Document 0001715768-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-01-06 13:55:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Transphorm, Inc. See All Filings	D	2020-02-27 17:13:27 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers B. Riley FBR, Inc. and Craig-Hallum Capital Group LLC CIK Number 0001715768 Filed Document 0001715768-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:13:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Transphorm, Inc. See All Filings	D	2020-02-27 17:07:04 UTC
Amount To Be Raised $112,633,324 Associated Brokers / Dealers N/A CIK Number 0001715768 Filed Document 0001715768-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:07:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity