Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MacKay Municipal Opportunities HL Fund, LP See All Filings	D/A	2026-03-13 14:51:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, iCapital Markets LLC, Morgan Stanley Smith Barney LLC, RBC Capital Markets, LLC, UBS Financial Services Inc., Wells Fargo Clearing Services, LLC, Wells Fargo Advisors Financial Network, LLC, and Rockefeller Financial LLC CIK Number 0001700100 Filed Document 0001700100-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-03-13 14:51:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal Opportunities HL Fund, LP See All Filings	D/A	2025-03-14 12:51:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, iCapital Markets LLC, Morgan Stanley Smith Barney LLC, RBC Capital Markets, LLC, UBS Financial Services Inc., Wells Fargo Clearing Services, LLC, and Wells Fargo Advisors Financial Network, LLC CIK Number 0001700100 Filed Document 0001137439-25-000203 Exclusions or Exemptions 506b Accepted Date 2025-03-14 12:51:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal Opportunities HL Fund, LP See All Filings	D/A	2024-03-14 15:47:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, iCapital Securities, LLC, Morgan Stanley Smith Barney LLC, RBC Capital Markets, LLC, and UBS Financial Services Inc. CIK Number 0001700100 Filed Document 0001137439-24-000729 Exclusions or Exemptions 506b Accepted Date 2024-03-14 15:47:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal Opportunities HL Fund, LP See All Filings	D/A	2023-03-14 16:17:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, iCapital Securities, LLC, Morgan Stanley Smith Barney LLC, RBC Capital Markets, LLC, and UBS Financial Services Inc. CIK Number 0001700100 Filed Document 0001567619-23-005045 Exclusions or Exemptions 506b Accepted Date 2023-03-14 16:17:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal Opportunities HL Fund, LP See All Filings	D/A	2022-03-14 13:21:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, iCapital Securities, LLC, RBC Capital Markets, LLC, UBS Financial Services, Inc., Morgan Stanley Smith Barney LLC, Bruno Luis Machado, and John W. Akkerman CIK Number 0001700100 Filed Document 0001567619-22-006862 Exclusions or Exemptions 506b Accepted Date 2022-03-14 13:21:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal Opportunities HL Fund, LP See All Filings	D/A	2021-03-12 15:38:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, iCapital Securities, LLC, RBC Capital Markets, LLC, UBS Financial Services, Inc., Morgan Stanley Smith Barney LLC, John W. Akkerman, and Bruno Luis Machado CIK Number 0001700100 Filed Document 0001567619-21-006195 Exclusions or Exemptions 506b Accepted Date 2021-03-12 15:38:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal Opportunities HL Fund, LP See All Filings	D/A	2020-03-13 10:07:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Morgan Stanley Smith Barney LLC, RBC Capital Markets, LLC, and UBS Financial Services, Inc. CIK Number 0001700100 Filed Document 0001567619-20-006252 Exclusions or Exemptions 506b Accepted Date 2020-03-13 10:07:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal Opportunities HL Fund, LP See All Filings	D/A	2019-03-13 12:10:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Artivest Brokerage LLC, Morgan Stanley Smith Barney LLC, RBC Capital Markets, LLC, and UBS Financial Services, Inc. CIK Number 0001700100 Filed Document 0001567619-19-006775 Exclusions or Exemptions 506b Accepted Date 2019-03-13 12:10:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal Opportunities HL Fund, LP See All Filings	D/A	2018-03-13 14:57:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Artivest Brokerage LLC, and Morgan Stanley Smith Barney LLC CIK Number 0001700100 Filed Document 0001140361-18-013200 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:57:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal Opportunities HL Fund, LP See All Filings	D	2017-03-13 12:40:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Artivest Brokerage LLC, and Morgan Stanley Smith Barney LLC CIK Number 0001700100 Filed Document 0001140361-17-011715 Exclusions or Exemptions 506b Accepted Date 2017-03-13 12:40:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund