Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aridis Pharmaceuticals, Inc. See All Filings	D	2022-12-20 06:15:19 UTC
Amount To Be Raised $4,848,271 Associated Brokers / Dealers N/A CIK Number 0001614067 Filed Document 0001493152-22-035941 Exclusions or Exemptions 506b Accepted Date 2022-12-20 06:15:19 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aridis Pharmaceuticals, Inc. See All Filings	D	2022-10-12 16:15:49 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001614067 Filed Document 0001493152-22-028256 Exclusions or Exemptions 506b Accepted Date 2022-10-12 16:15:49 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aridis Pharmaceuticals, Inc. See All Filings	D	2020-10-26 08:52:23 UTC
Amount To Be Raised $8,429,112 Associated Brokers / Dealers Cantor Fitzgerald & Co. and Arcadia Securities, LLC CIK Number 0001614067 Filed Document 0001104659-20-118008 Exclusions or Exemptions 506b Accepted Date 2020-10-26 08:52:23 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aridis Pharmaceuticals, Inc. See All Filings	D	2016-12-15 17:15:36 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Maxim Merchant Capital, a division of Maxim Group LLC CIK Number 0001614067 Filed Document 0001104659-16-162354 Exclusions or Exemptions 506b Accepted Date 2016-12-15 17:15:36 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aridis Pharmaceuticals, Inc. See All Filings	D	2016-08-19 14:06:47 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Maxim Merchant Capital, a division of Maxim Group LLC CIK Number 0001614067 Filed Document 0001144204-16-120327 Exclusions or Exemptions 506b Accepted Date 2016-08-19 14:06:47 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aridis Pharmaceuticals, Inc. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001614067 Filed Document 0001144204-15-067844 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Aridis Pharmaceuticals, Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001614067 Filed Document 0001104659-14-052052 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt