Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Legion Strategies, Ltd. See All Filings	D/A	2025-04-07 16:14:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., Stuart Portfolio Consultants , LP, Hastings Capital Group LLC, UBS Financial Services, Inc., and Wells Fargo Advisors, LLC CIK Number 0001547953 Filed Document 0000899140-25-000520 Exclusions or Exemptions 506b Accepted Date 2025-04-07 16:14:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Legion Strategies, Ltd. See All Filings	D/A	2024-04-08 18:13:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., Stuart Portfolio Consultants , LP, Hastings Capital Group LLC, UBS Financial Services, Inc., and Wells Fargo Advisors, LLC CIK Number 0001547953 Filed Document 0000899140-24-000468 Exclusions or Exemptions 506b Accepted Date 2024-04-08 18:13:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Legion Strategies, Ltd. See All Filings	D/A	2023-04-07 12:02:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., Stuart Portfolio Consultants , LP, Hastings Capital Group LLC, UBS Financial Services, Inc., and Wells Fargo Advisors, LLC CIK Number 0001547953 Filed Document 0000899140-23-000522 Exclusions or Exemptions 506b Accepted Date 2023-04-07 12:02:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Legion Strategies, Ltd. See All Filings	D/A	2022-04-08 16:36:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., Stuart Portfolio Consultants , LP, Hastings Capital Group LLC, UBS Financial Services, Inc., and Wells Fargo Advisors, LLC CIK Number 0001547953 Filed Document 0000899140-22-000453 Exclusions or Exemptions 506b Accepted Date 2022-04-08 16:36:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Legion Strategies, Ltd. See All Filings	D/A	2020-04-09 16:12:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., Stuart Portfolio Consultants , LP, Hastings Capital Group LLC, UBS Financial Services, Inc., and Wells Fargo Advisors, LLC CIK Number 0001547953 Filed Document 0001808738-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-04-09 16:12:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Legion Strategies, Ltd. See All Filings	D/A	2019-04-11 14:22:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., Stuart Portfolio Consultants , LP, Hastings Capital Group LLC, UBS Financial Services, Inc., and Wells Fargo Advisors, LLC CIK Number 0001547953 Filed Document 0000899140-19-000355 Exclusions or Exemptions 506b Accepted Date 2019-04-11 14:22:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Legion Strategies, Ltd. See All Filings	D/A	2018-04-11 15:21:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., Stuart Portfolio Consultants , LP, Hastings Capital Group LLC, UBS Financial Services, Inc., and Wells Fargo Advisors, LLC CIK Number 0001547953 Filed Document 0000899140-18-000337 Exclusions or Exemptions 506b Accepted Date 2018-04-11 15:21:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Legion Strategies, Ltd. See All Filings	D/A	2017-04-21 12:17:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., Stuart Portfolio Consultants , LP, Hastings Capital Group LLC, UBS Financial Services, Inc., and Wells Fargo Advisors, LLC CIK Number 0001547953 Filed Document 0000899140-17-000392 Exclusions or Exemptions 506b Accepted Date 2017-04-21 12:17:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Legion Strategies, Ltd. See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., Stuart Portfolio Consultants , LP, Hastings Capital Group LLC, UBS Financial Services, Inc., and Wells Fargo Advisors, LLC CIK Number 0001547953 Filed Document 0000899140-16-001377 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Legion Strategies, Ltd. See All Filings	D/A	2015-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., Stuart Portfolio Consultants , LP, Hastings Capital Group LLC, UBS Financial Services, Inc., and Wells Fargo Advisors, LLC CIK Number 0001547953 Filed Document 0000899140-15-000414 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Legion Strategies, Ltd. See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., Stuart Portfolio Consultants , LP, and Hastings Capital Group LLC CIK Number 0001547953 Filed Document 0001547953-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity