Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Axonic Credit Opportunities Overseas Fund, Ltd. See All Filings	D/A	2025-05-30 16:35:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Rockefeller Financial LLC, and CAIS Capital LLC CIK Number 0001509622 Filed Document 0000919574-25-003454 Exclusions or Exemptions 506b Accepted Date 2025-05-30 16:35:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Credit Opportunities Overseas Fund, Ltd. See All Filings	D/A	2024-05-31 09:44:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, and ALPS Distributors, Inc CIK Number 0001509622 Filed Document 0000919574-24-003397 Exclusions or Exemptions 506b Accepted Date 2024-05-31 09:44:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Credit Opportunities Overseas Fund, Ltd. See All Filings	D/A	2023-06-02 09:53:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, and ALPS Distributors, Inc CIK Number 0001509622 Filed Document 0000919574-23-003563 Exclusions or Exemptions 506b Accepted Date 2023-06-02 09:53:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Credit Opportunities Overseas Fund, Ltd. See All Filings	D/A	2022-06-03 10:30:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, and ALPS Distributors, Inc CIK Number 0001509622 Filed Document 0000919574-22-003725 Exclusions or Exemptions 506b Accepted Date 2022-06-03 10:30:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Credit Opportunities Overseas Fund, Ltd. See All Filings	D/A	2021-06-04 10:58:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, and ALPS Distributors, Inc CIK Number 0001509622 Filed Document 0000919574-21-003956 Exclusions or Exemptions 506b Accepted Date 2021-06-04 10:58:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Credit Opportunities Overseas Fund, Ltd. See All Filings	D/A	2020-06-05 09:44:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, and ALPS Distributors, Inc CIK Number 0001509622 Filed Document 0000919574-20-003951 Exclusions or Exemptions 506b Accepted Date 2020-06-05 09:44:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Credit Opportunities Overseas Fund, Ltd. See All Filings	D/A	2019-06-07 15:22:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, and ALPS Distributors, Inc CIK Number 0001509622 Filed Document 0000919574-19-004028 Exclusions or Exemptions 506b Accepted Date 2019-06-07 15:22:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Credit Opportunities Overseas Fund, Ltd. See All Filings	D/A	2018-06-08 16:13:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DONALD A. STEINBRUGGE, UBS Financial Services Inc., and Morgan Stanley Smith Barney LLC CIK Number 0001509622 Filed Document 0000919574-18-004134 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:13:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Credit Opportunities Overseas Fund, Ltd. See All Filings	D/A	2017-06-08 16:30:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DONALD A. STEINBRUGGE, UBS Financial Services Inc., and Morgan Stanley Smith Barney LLC CIK Number 0001509622 Filed Document 0000919574-17-004755 Exclusions or Exemptions 506b Accepted Date 2017-06-08 16:30:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Credit Opportunities Overseas Fund, Ltd. See All Filings	D/A	2016-06-08 11:06:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DONALD A. STEINBRUGGE, UBS Financial Services Inc., and Morgan Stanley Smith Barney LLC CIK Number 0001509622 Filed Document 0000919574-16-013546 Exclusions or Exemptions 506b Accepted Date 2016-06-08 11:06:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Credit Opportunities Overseas Fund, Ltd. See All Filings	D/A	2015-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DONALD A. STEINBRUGGE and UBS Financial Services Inc. CIK Number 0001509622 Filed Document 0000919574-15-005044 Exclusions or Exemptions 506b Accepted Date 2015-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Credit Opportunities Overseas Fund, Ltd. See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DONALD A. STEINBRUGGE and UBS Financial Services Inc. CIK Number 0001509622 Filed Document 0000919574-14-003856 Exclusions or Exemptions 506b Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund