Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Alkeon Growth Partners II, LP See All Filings	D/A	2025-10-17 10:48:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., Morgan Stanley & Co. LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, HIGHTOWER SECURITIES, LLC, J.P. Morgan Securities LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., B. RILEY WEALTH MANAGEMENT, CAIS Capital LLC, Rockefeller Financial LLC, and Arkadios Capital CIK Number 0001496174 Filed Document 0000919574-25-006153 Exclusions or Exemptions 506b Accepted Date 2025-10-17 10:48:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners II, LP See All Filings	D/A	2024-10-18 08:59:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., Morgan Stanley & Co. LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, HIGHTOWER SECURITIES, LLC, J.P. Morgan Securities LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., B. RILEY WEALTH MANAGEMENT, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001496174 Filed Document 0000919574-24-005920 Exclusions or Exemptions 506b Accepted Date 2024-10-18 08:59:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners II, LP See All Filings	D/A	2023-10-20 11:28:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., Morgan Stanley & Co. LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, HIGHTOWER SECURITIES, LLC, J.P. Morgan Securities LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., B. RILEY WEALTH MANAGEMENT, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001496174 Filed Document 0000919574-23-005758 Exclusions or Exemptions 506b Accepted Date 2023-10-20 11:28:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners II, LP See All Filings	D/A	2022-10-21 10:58:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., Morgan Stanley & Co. LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, HIGHTOWER SECURITIES, LLC, J.P. Morgan Securities LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., B. RILEY WEALTH MANAGEMENT, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001496174 Filed Document 0000919574-22-006045 Exclusions or Exemptions 506b Accepted Date 2022-10-21 10:58:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners II, LP See All Filings	D/A	2021-10-22 10:50:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., Morgan Stanley & Co. LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, HIGHTOWER SECURITIES, LLC, J.P. Morgan Securities LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., B. RILEY & CO., LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001496174 Filed Document 0000919574-21-006413 Exclusions or Exemptions 506b Accepted Date 2021-10-22 10:50:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners II, LP See All Filings	D/A	2020-10-23 12:01:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., Morgan Stanley & Co. LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, HIGHTOWER SECURITIES, LLC, J.P. Morgan Securities LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., B. RILEY & CO., LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001496174 Filed Document 0000919574-20-006510 Exclusions or Exemptions 506b Accepted Date 2020-10-23 12:01:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners II, LP See All Filings	D/A	2019-10-25 09:34:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., Morgan Stanley & Co. LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, HIGHTOWER SECURITIES, LLC, J.P. Morgan Securities LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., B. RILEY & CO., LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001496174 Filed Document 0000919574-19-006542 Exclusions or Exemptions 506b Accepted Date 2019-10-25 09:34:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners II, LP See All Filings	D/A	2018-10-26 11:22:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., Morgan Stanley & Co. LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, HIGHTOWER SECURITIES, LLC, J.P. Morgan Securities LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., and B. RILEY & CO., LLC CIK Number 0001496174 Filed Document 0000919574-18-006827 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:22:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners II, LP See All Filings	D/A	2017-10-26 13:14:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., Morgan Stanley & Co. LLC, Wells Fargo Advisors, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., and RBC CAPITAL MARKETS, LLC CIK Number 0001496174 Filed Document 0000919574-17-007450 Exclusions or Exemptions 506b Accepted Date 2017-10-26 13:14:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners II, LP See All Filings	D/A	2016-10-28 12:55:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., Morgan Stanley & Co. LLC, and Wells Fargo Advisors, LLC CIK Number 0001496174 Filed Document 0000919574-16-016006 Exclusions or Exemptions 506b Accepted Date 2016-10-28 12:55:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners II, LP See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, STIFEL, NICOLAUS & COMPANY, INCORPORATED, and DEUTSCHE BANK SECURITIES INC. CIK Number 0001496174 Filed Document 0000919574-15-007542 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners II, LP See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001496174 Filed Document 0000919574-15-002664 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alkeon Growth Partners II, LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001496174 Filed Document 0000919574-14-002102 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund