Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lighthouse Diversified Fund Ltd See All Filings	D/A	2025-06-04 08:47:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial Holdings, Inc., CIBC National Trust Company, Stifel, Nicolaus and Company, Incorporated, Raymond James and Associates, Inc., Raymond James Financial Services, Inc., and AAN Advisor HK Limited CIK Number 0001470173 Filed Document 0001470173-25-000005 Exclusions or Exemptions 506b Accepted Date 2025-06-04 08:47:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Diversified Fund Ltd See All Filings	D/A	2025-02-14 10:30:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial Holdings, Inc., CIBC National Trust Company, Stifel, Nicolaus and Company, Incorporated, Raymond James and Associates, Inc., Raymond James Financial Services, Inc., and AAN Advisor HK Limited CIK Number 0001470173 Filed Document 0001470173-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-02-14 10:30:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Diversified Fund Ltd See All Filings	D/A	2024-02-14 12:01:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial Holdings, Inc., CIBC National Trust Company, AAN Advisor HK Limited, Bank Julius Baer Co. Ltd., Stifel, Nicolaus and Company, Incorporated, Raymond James Financial Services, Inc., and Raymond James and Associates, Inc. CIK Number 0001470173 Filed Document 0001470173-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-02-14 12:01:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Diversified Fund Ltd See All Filings	D/A	2023-02-14 12:12:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial Holdings, Inc., CIBC National Trust Company, AAN Advisor HK Limited, Bank Julius Baer Co. Ltd., Stifel, Nicolaus and Company, Incorporated, Raymond James Financial Services, Inc., and Raymond James and Associates, Inc. CIK Number 0001470173 Filed Document 0001470173-23-000004 Exclusions or Exemptions 506b Accepted Date 2023-02-14 12:12:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Diversified Fund Ltd See All Filings	D/A	2022-02-14 10:57:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, AAN Advisor HK Limited, Capital Strategies Partners AV SA, Bank Julius Baer & Co. Ltd., Stifel, Nicolaus & Company, Incorporated, Mesirow Financial Holdings, Inc., Raymond James Financial Services, Inc., and Gorntazy Group Ltd. CIK Number 0001470173 Filed Document 0001470173-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-02-14 10:57:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Diversified Fund Ltd See All Filings	D/A	2021-02-12 14:39:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Morgan Stanley Smith Barney LLC, SunTrust Banks, Inc., Capital Strategies Partners AV SA, Bank Julius Baer & Co. Ltd., Stifel, Nicolaus & Company, Incorporated, Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Gorntazy Group Ltd., CaiGin International (HK) Ltd., and Daishin Securities Co., Ltd CIK Number 0001470173 Filed Document 0001470173-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-02-12 14:39:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Diversified Fund Ltd See All Filings	D/A	2020-02-14 10:04:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Morgan Stanley Smith Barney LLC, SunTrust Banks, Inc., Capital Strategies Partners AV SA, Bank Julius Baer & Co. Ltd., Stifel, Nicolaus & Company, Incorporated, Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Gorntazy Group Ltd., CaiGin International (HK) Ltd., and Daishin Securities Co., Ltd CIK Number 0001470173 Filed Document 0001470173-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 10:04:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Diversified Fund Ltd See All Filings	D/A	2019-02-15 12:32:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Morgan Stanley Smith Barney LLC, SunTrust Banks, Inc., Capital Strategies Partners AV SA, Credit Suisse AG, Bank Julius Baer & Co. Ltd., Stifel, Nicolaus & Company, Incorporated, Raymond James & Associates, Inc., Raymond James Financial Services, Inc., and Gorntazy Group Ltd. CIK Number 0001470173 Filed Document 0001470173-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 12:32:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Diversified Fund Ltd See All Filings	D/A	2018-02-15 09:33:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Morgan Stanley Smith Barney LLC, SunTrust Banks, Inc., Capital Strategies Partners AV SA, Credit Suisse AG, Bank Julius Baer & Co. Ltd., Stifel, Nicolaus & Company, Incorporated, Raymond James & Associates, Inc., Raymond James Financial Services, Inc., and Gorntazy Group Ltd. CIK Number 0001470173 Filed Document 0001470173-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 09:33:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Diversified Fund Ltd See All Filings	D/A	2017-02-15 09:02:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Morgan Stanley Smith Barney LLC, SunTrust Banks, Inc., Capital Strategies Partners AV SA, Credit Suisse AG, Bank Julius Baer & Co. Ltd., Stifel, Nicolaus & Company, Incorporated, Raymond James & Associates, Inc., Raymond James Financial Services, Inc., and Gorntazy Group Ltd. CIK Number 0001470173 Filed Document 0001470173-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-15 09:02:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Diversified Fund Ltd See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Morgan Stanley Smith Barney LLC, APB Financial Group, SunTrust Banks, Inc., Capital Strategies Partners AV SA, Credit Suisse AG, Certitude Global Investments Limited, Bank Julius Baer & Co. Ltd., Stifel, Nicolaus & Company, Incorporated, Raymond James & Associates, Inc., Raymond James Financial Services, Inc., and Gorntazy Group Ltd. CIK Number 0001470173 Filed Document 0001470173-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Diversified Fund Ltd See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Morgan Stanley Smith Barney LLC, APB Financial Group, SunTrust Banks, Inc., Capital Strategies Partners AV SA, Credit Suisse AG, Certitude Global Investments Limited, Bank Julius Baer & Co. Ltd., Stifel, Nicolaus & Company, Incorporated, Raymond James & Associates, Inc., Raymond James Financial Services, Inc., and Gorntazy Group Ltd. CIK Number 0001470173 Filed Document 0001469994-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Diversified Fund Ltd See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Citigroup Global Markets Inc., JP Morgan Securities, Inc., Morgan Stanley Smith Barney, LLC, APB Financial Group, Suntrust Investment Services, Inc., SunTrust Banks, Inc., Capital Strategies Partners AV SA, Credit Suisse AG, Certitude Global Investments Limited, Bank Julius Baer & Co. Ltd., Stifel, Nicolaus & Company, Incorporated, and Societe Generale Private Bank CIK Number 0001470173 Filed Document 0001323161-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Diversified Fund Ltd See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Citigroup Global Markets Inc., JP Morgan Securities, Inc., Morgan Stanley Smith Barney, LLC, APB Financial Group, Suntrust Investment Services, Inc., SunTrust Banks, Inc., Capital Strategies Partners AV SA, Credit Suisse AG, Certitude Global Investments Limited, Bank Julius Baer & Co. Ltd., Stifel, Nicolaus & Company, Incorporated, and Societe Generale Private Bank CIK Number 0001470173 Filed Document 0001555883-14-000010 Exclusions or Exemptions 506c Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity