Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
III Fund Ltd. See All Filings	D/A	2019-02-21 19:06:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Anchor Asset Management LLC, UBS Financial Services Inc., Maymont Partners, Inc., James River Securities Corp., Norfolk Markets, LLC, Frontier Solutions, LLC, and H.C. Wainwright & Co., LLC CIK Number 0001469720 Filed Document 0001455867-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-21 19:06:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
III Fund Ltd. See All Filings	D/A	2018-02-22 13:09:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Anchor Asset Management LLC, UBS Financial Services Inc., Maymont Partners, Inc., James River Securities Corp., Norfolk Markets, LLC, Frontier Solutions, LLC, and H.C. Wainwright & Co., LLC CIK Number 0001469720 Filed Document 0001469720-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-22 13:09:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
III Fund Ltd. See All Filings	D/A	2017-02-22 09:31:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Anchor Asset Management LLC, UBS Financial Services Inc., Maymont Partners, Inc., James River Securities Corp., Norfolk Markets, LLC, Frontier Solutions, LLC, and H.C. Wainwright & Co., LLC CIK Number 0001469720 Filed Document 0001469720-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 09:31:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
III Fund Ltd. See All Filings	D/A	2016-02-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Anchor Asset Management LLC, UBS Financial Services Inc., Maymont Partners, Inc., James River Securities Corp., Norfolk Markets, LLC, Frontier Solutions, LLC, and H.C. Wainwright & Co., LLC CIK Number 0001469720 Filed Document 0001469720-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
III Fund Ltd. See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Anchor Asset Management LLC, UBS Financial Services Inc., Maymont Partners, Inc., James River Securities Corp., Norfolk Markets, LLC, Frontier Solutions, LLC, and H.C. Wainwright & Co., LLC CIK Number 0001469720 Filed Document 0001469720-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
III Fund Ltd. See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Anchor Asset Management LLC, UBS Financial Services Inc., Maymont Partners, Inc., James River Securities Corp., Norfolk Markets, LLC, Frontier Solutions, LLC, and H.C. Wainwright & Co., LLC CIK Number 0001469720 Filed Document 0001077921-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund