Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P See All Filings	D/A	2025-08-26 17:26:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC and UBS Financial Services Inc. CIK Number 0001376082 Filed Document 0000899140-25-001054 Exclusions or Exemptions 506b Accepted Date 2025-08-26 17:26:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P See All Filings	D/A	2024-08-27 10:24:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC and UBS Financial Services Inc. CIK Number 0001376082 Filed Document 0000899140-24-000938 Exclusions or Exemptions 506b Accepted Date 2024-08-27 10:24:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P See All Filings	D/A	2023-08-24 18:11:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC and UBS Financial Services Inc. CIK Number 0001376082 Filed Document 0000899140-23-000917 Exclusions or Exemptions 506b Accepted Date 2023-08-24 18:11:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P See All Filings	D/A	2022-08-26 10:41:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC and UBS Financial Services Inc. CIK Number 0001376082 Filed Document 0000899140-22-000663 Exclusions or Exemptions 506b Accepted Date 2022-08-26 10:41:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P See All Filings	D/A	2020-08-28 16:54:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC and UBS Financial Services Inc. CIK Number 0001376082 Filed Document 0000899140-20-000378 Exclusions or Exemptions 506b Accepted Date 2020-08-28 16:54:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P See All Filings	D/A	2019-08-30 14:46:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC and UBS Financial Services Inc. CIK Number 0001376082 Filed Document 0000899140-19-000534 Exclusions or Exemptions 506b Accepted Date 2019-08-30 14:46:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P See All Filings	D/A	2018-08-31 12:46:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC and UBS Financial Services Inc. CIK Number 0001376082 Filed Document 0000899140-18-000484 Exclusions or Exemptions 506b Accepted Date 2018-08-31 12:46:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P See All Filings	D/A	2017-09-01 13:38:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC and UBS Financial Services Inc. CIK Number 0001376082 Filed Document 0000899140-17-000560 Exclusions or Exemptions 506b Accepted Date 2017-09-01 13:38:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MORGAN STANLEY OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P See All Filings	D/A	2016-09-02 12:05:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC and UBS Financial Services Inc. CIK Number 0001376082 Filed Document 0000899140-16-001582 Exclusions or Exemptions 506b Accepted Date 2016-09-02 12:05:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MORGAN STANLEY OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P See All Filings	D/A	2015-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC and UBS Financial Services Inc. CIK Number 0001376082 Filed Document 0000899140-15-000659 Exclusions or Exemptions 506b Accepted Date 2015-09-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MORGAN STANLEY OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley and Co. LLC, Morgan Stanley DW Inc., MORGAN STANLEY SMITH BARNEY LLC, Morgan Stanley & Co. International Limited, Bank Morgan Stanley AG, and UBS Financial Services Inc. CIK Number 0001376082 Filed Document 0001355191-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MORGAN STANLEY OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley and Co. Incorporated, Morgan Stanley DW Inc., and MORGAN STANLEY SMITH BARNEY CIK Number 0001376082 Filed Document 0001355191-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity