Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
IRONWOOD INSTITUTIONAL LTD See All Filings	D/A	2025-06-23 10:10:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers City National Securities, Inc., Citigroup Global Markets, Inc., Oppenheimer & Co. Inc., Morgan Keegan & Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Enerecap Partners, LLC, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, Osage Investments, Inc., Stifel, Nicolaus & Company, Inc., HighTower Securities LLC, Foreside Fund Services, LLC, RA Bench Inc., LPL Financial LLC, Credit Suisse Securities (USA) LLC, Raymond James & Associates, Inc., Kingswood Capital Partners, LLC, and Morgan Stanley CIK Number 0001365495 Filed Document 0000905148-25-002199 Exclusions or Exemptions 506b Accepted Date 2025-06-23 10:10:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRONWOOD INSTITUTIONAL LTD See All Filings	D/A	2024-06-21 11:40:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers City National Securities, Inc., Citigroup Global Markets, Inc., Oppenheimer & Co. Inc., Morgan Keegan & Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Enerecap Partners, LLC, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, Osage Investments, Inc., Stifel, Nicolaus & Company, Inc., HighTower Securities LLC, Foreside Fund Services, LLC, RA Bench Inc., LPL Financial LLC, Credit Suisse Securities (USA) LLC, Raymond James & Associates, Inc., Chalice Capital Partners, LLC, and Morgan Stanley CIK Number 0001365495 Filed Document 0001365495-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-21 11:40:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRONWOOD INSTITUTIONAL LTD See All Filings	D/A	2023-06-21 11:11:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers City National Securities, Inc., Citigroup Global Markets, Inc., Oppenheimer & Co. Inc., Morgan Keegan & Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Enerecap Partners, LLC, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, Osage Investments, Inc., Stifel, Nicolaus & Company, Inc., HighTower Securities LLC, Foreside Fund Services, LLC, RA Bench Inc., LPL Financial LLC, Credit Suisse Securities (USA) LLC, Raymond James & Associates, Inc., Chalice Capital Partners, LLC, and Morgan Stanley CIK Number 0001365495 Filed Document 0001170736-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-06-21 11:11:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRONWOOD INSTITUTIONAL LTD See All Filings	D/A	2022-06-21 09:31:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers City National Securities, Inc., Citigroup Global Markets, Inc., Oppenheimer & Co. Inc., Morgan Keegan & Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Enerecap Partners, LLC, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, Osage Investments, Inc., Stifel, Nicolaus & Company, Inc., HighTower Securities LLC, Foreside Fund Services, LLC, RA Bench Inc., LPL Financial LLC, Credit Suisse Securities (USA) LLC, Raymond James & Associates, Inc., Chalice Capital Partners, LLC, and Morgan Stanley CIK Number 0001365495 Filed Document 0001365495-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-21 09:31:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRONWOOD INSTITUTIONAL LTD See All Filings	D/A	2020-06-18 19:02:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers City National Securities, Inc., Citigroup Global Markets, Inc., Oppenheimer & Co. Inc., Morgan Keegan & Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Enerecap Partners, LLC, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, Osage Investments, Inc., Stifel, Nicolaus & Company, Inc., HighTower Securities LLC, Foreside Fund Services, LLC, RA Bench Inc., LPL Financial LLC, Credit Suisse Securities (USA) LLC, Raymond James & Associates, Inc., Chalice Capital Partners, LLC, and Morgan Stanley CIK Number 0001365495 Filed Document 0001365495-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-18 19:02:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRONWOOD INSTITUTIONAL LTD See All Filings	D/A	2020-03-13 16:14:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers City National Securities, Inc., Citigroup Global Markets, Inc., Oppenheimer & Co. Inc., Morgan Keegan & Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Enerecap Partners, LLC, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, Osage Investments, Inc., Stifel, Nicolaus & Company, Inc., HighTower Securities LLC, Foreside Fund Services, LLC, RA Bench Inc., LPL Financial LLC, Credit Suisse Securities (USA) LLC, Raymond James & Associates, Inc., Chalice Capital Partners, LLC, and Morgan Stanley CIK Number 0001365495 Filed Document 0001365495-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 16:14:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRONWOOD INSTITUTIONAL LTD See All Filings	D/A	2019-03-15 16:13:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers City National Securities, Citigroup Global Markets, Inc., Oppenheimer & Co. Inc., Morgan Keegan & Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Enerecap Partners, LLC, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, Osage Investments, Inc., Stifel, Nicolaus & Company, Inc., HighTower Securities LLC, Foreside Fund Services, LLC, RA Bench Inc., LPL Financial LLC, Credit Suisse Securities (USA) LLC, Raymond James & Associates, Inc., Chalice Capital Partners, LLC, and Morgan Stanley CIK Number 0001365495 Filed Document 0001365495-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 16:13:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRONWOOD INSTITUTIONAL LTD See All Filings	D/A	2018-03-16 10:35:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers City National Securities, Citigroup Global Markets, Inc., Oppenheimer & Co. Inc., Morgan Keegan & Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Enerecap Partners, LLC, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, Osage Investments, Inc., Stifel, Nicolaus & Company, Inc., HighTower Securities LLC, Foreside Fund Services, LLC, RA Bench Inc., LPL Financial LLC, Credit Suisse Securities (USA) LLC, and Raymond James & Associates, Inc. CIK Number 0001365495 Filed Document 0000884031-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-16 10:35:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRONWOOD INSTITUTIONAL LTD See All Filings	D/A	2017-03-16 17:52:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers City National Securities, Citigroup Global Markets, Inc., Oppenheimer & Co. Inc., Morgan Keegan & Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Enerecap Partners, LLC, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, Osage Investments, Inc., Stifel, Nicolaus & Company, Inc., HighTower Securities LLC, Foreside Fund Services, LLC, RA Bench Inc., LPL Financial LLC, Credit Suisse Securities (USA) LLC, and Raymond James & Associates, Inc. CIK Number 0001365495 Filed Document 0001365495-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-16 17:52:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRONWOOD INSTITUTIONAL LTD See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers City National Securities, Citigroup Global Markets, Inc., Oppenheimer & Co. Inc., Morgan Keegan & Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Enerecap Partners, LLC, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, Osage Investments, Inc., Stifel, Nicolaus & Company, Inc., HighTower Securities LLC, and Foreside Fund Services, LLC CIK Number 0001365495 Filed Document 0001365495-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRONWOOD INSTITUTIONAL LTD See All Filings	D/A	2015-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers City National Securities, Citigroup Global Markets, Inc., Oppenheimer & Co. Inc., Morgan Keegan & Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Enerecap Partners, LLC, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, Osage Investments, Inc., and Stifel, Nicolaus & Company, Inc. CIK Number 0001365495 Filed Document 0001365495-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRONWOOD INSTITUTIONAL LTD See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers City National Securities, Citigroup Global Markets, Inc., Oppenheimer & Co. Inc., Morgan Keegan & Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Enerecap Partners, LLC, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, and Osage Investments, Inc. CIK Number 0001365495 Filed Document 0000948447-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund