Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Panbela Therapeutics, Inc. See All Filings	D	2024-01-05 12:48:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001029125 Filed Document 0001437749-24-000715 Exclusions or Exemptions 506b Accepted Date 2024-01-05 12:48:26 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Panbela Therapeutics, Inc. See All Filings	D	2023-11-17 17:10:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001029125 Filed Document 0001437749-23-032493 Exclusions or Exemptions 506b Accepted Date 2023-11-17 17:10:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Panbela Therapeutics, Inc. See All Filings	D	2022-06-29 16:40:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001029125 Filed Document 0001437749-22-016182 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:40:06 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sun BioPharma, Inc. See All Filings	D	2019-09-09 13:18:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001029125 Filed Document 0001567619-19-018041 Exclusions or Exemptions 506b Accepted Date 2019-09-09 13:18:19 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sun BioPharma, Inc. See All Filings	D	2019-01-04 14:45:01 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001029125 Filed Document 0001567619-19-000475 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:45:01 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Sun BioPharma, Inc. See All Filings	D	2018-03-06 12:35:44 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001029125 Filed Document 0001140361-18-012181 Exclusions or Exemptions 506b Accepted Date 2018-03-06 12:35:44 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sun BioPharma, Inc. See All Filings	D	2017-03-06 17:12:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001029125 Filed Document 0001029125-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-06 17:12:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Sun BioPharma, Inc. See All Filings	D	2016-06-27 17:14:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers LAKE STREET CAPITAL MARKETS, LLC and CHARDAN CAPITAL MARKETS LLC CIK Number 0001029125 Filed Document 0001611450-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-27 17:14:42 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity