Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AIS FUTURES FUND IV LP See All Filings	D/A	2026-01-09 20:18:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Securities, Inc., UBS Financial Services, Inc., Capital Management Partners, Inc., Next Financial Group, Inc., First Financial Equity Corporation, Crowell, Weedon & Co., Stifel, Nicolaus & Company, Incorporated, Benjamin F. Edwards & Company, Inc., and J.P. Turner & Company, L.L.C. CIK Number 0001023453 Filed Document 0001023453-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-09 20:18:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS FUTURES FUND IV LP See All Filings	D/A	2024-12-06 14:32:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Securities, Inc., UBS Financial Services, Inc., Capital Management Partners, Inc., Next Financial Group, Inc., First Financial Equity Corporation, Crowell, Weedon & Co., Stifel, Nicolaus & Company, Incorporated, Benjamin F. Edwards & Company, Inc., and J.P. Turner & Company, L.L.C. CIK Number 0001023453 Filed Document 0001023453-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-06 14:32:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS FUTURES FUND IV LP See All Filings	D/A	2023-12-06 14:20:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Securities, Inc., UBS Financial Services, Inc., Capital Management Partners, Inc., Next Financial Group, Inc., First Financial Equity Corporation, Crowell, Weedon & Co., Stifel, Nicolaus & Company, Incorporated, Benjamin F. Edwards & Company, Inc., and J.P. Turner & Company, L.L.C. CIK Number 0001023453 Filed Document 0000876623-23-000005 Exclusions or Exemptions 506b Accepted Date 2023-12-06 14:20:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS FUTURES FUND IV LP See All Filings	D/A	2022-12-06 15:17:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Securities, Inc., UBS Financial Services, Inc., Capital Management Partners, Inc., Next Financial Group, Inc., First Financial Equity Corporation, Crowell, Weedon & Co., Stifel, Nicolaus & Company, Incorporated, Benjamin F. Edwards & Company, Inc., and J.P. Turner & Company, L.L.C. CIK Number 0001023453 Filed Document 0001038623-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-12-06 15:17:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS FUTURES FUND IV LP See All Filings	D/A	2021-12-01 14:50:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Securities, Inc., UBS Financial Services, Inc., Capital Management Partners, Inc., Next Financial Group, Inc., First Financial Equity Corporation, Crowell, Weedon & Co., Stifel, Nicolaus & Company, Incorporated, Benjamin F. Edwards & Company, Inc., and J.P. Turner & Company, L.L.C. CIK Number 0001023453 Filed Document 0001023453-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-12-01 14:50:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS FUTURES FUND IV LP See All Filings	D/A	2020-11-30 12:54:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Securities, Inc., UBS Financial Services, Inc., Capital Management Partners, Inc., Next Financial Group, Inc., First Financial Equity Corporation, Crowell, Weedon & Co., Stifel, Nicolaus & Company, Incorporated, Benjamin F. Edwards & Company, Inc., and J.P. Turner & Company, L.L.C. CIK Number 0001023453 Filed Document 0001023453-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-11-30 12:54:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS FUTURES FUND IV LP See All Filings	D/A	2019-11-29 13:31:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Securities, Inc., UBS Financial Services, Inc., Capital Management Partners, Inc., Next Financial Group, Inc., First Financial Equity Corporation, Crowell, Weedon & Co., Stifel, Nicolaus & Company, Incorporated, Benjamin F. Edwards & Company, Inc., and J.P. Turner & Company, L.L.C. CIK Number 0001023453 Filed Document 0001038623-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-29 13:31:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS FUTURES FUND IV LP See All Filings	D/A	2018-11-30 16:32:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Securities, Inc., UBS Financial Services, Inc., Capital Management Partners, Inc., Next Financial Group, Inc., First Financial Equity Corporation, Crowell, Weedon & Co., Stifel, Nicolaus & Company, Incorporated, Benjamin F. Edwards & Company, Inc., and J.P. Turner & Company, L.L.C. CIK Number 0001023453 Filed Document 0001023453-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-30 16:32:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS FUTURES FUND IV LP See All Filings	D/A	2017-12-01 13:20:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Securities, Inc., UBS Financial Services, Inc., Capital Management Partners, Inc., Next Financial Group, Inc., First Financial Equity Corporation, Crowell, Weedon & Co., Stifel, Nicolaus & Company, Incorporated, Benjamin F. Edwards & Company, Inc., and J.P. Turner & Company, L.L.C. CIK Number 0001023453 Filed Document 0001023453-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-01 13:20:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS FUTURES FUND IV LP See All Filings	D/A	2016-12-02 16:43:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Securities, Inc., UBS Financial Services, Inc., Capital Management Partners, Inc., Next Financial Group, Inc., First Financial Equity Corporation, Crowell, Weedon & Co., Stifel, Nicolaus & Company, Incorporated, Benjamin F. Edwards & Company, Inc., and J.P. Turner & Company, L.L.C. CIK Number 0001023453 Filed Document 0001458269-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-02 16:43:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS FUTURES FUND IV LP See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Securities, Inc., UBS Financial Services, Inc., Capital Management Partners, Inc., Next Financial Group, Inc., First Financial Equity Corporation, Crowell, Weedon & Co., Stifel, Nicolaus & Company, Incorporated, Benjamin F. Edwards & Company, Inc., and J.P. Turner & Company, L.L.C. CIK Number 0001023453 Filed Document 0001038627-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS FUTURES FUND IV LP See All Filings	D/A	2014-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Securities, Inc., UBS Financial Services, Inc., Capital Management Partners, Inc., Next Financial Group, Inc., First Financial Equity Corporation, Crowell, Weedon & Co., Stifel, Nicolaus & Company, Incorporated, Benjamin F. Edwards & Company, Inc., and J.P. Turner & Company, L.L.C. CIK Number 0001023453 Filed Document 0001023453-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS FUTURES FUND IV LP See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Morgan Securities, Inc., UBS Financial Services, Inc., Capital Management Partners, Inc., Next Financial Group, Inc., First Financial Equity Corporation, Crowell, Weedon & Co., Stifel, Nicolaus & Company, Incorporated, Benjamin F. Edwards & Company, Inc., and J.P. Turner & Company, L.L.C. CIK Number 0001023453 Filed Document 0001023453-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund