Found 2 results

Name Type of Offering Accepted Date
ConvergEx Holdings, LLC See All Filings
D 2009-11-13
Amount To Be Raised $8,752,000
Associated Brokers / Dealers N/A
CIK Number 0001378709
Filed Document 0001378709-09-000006
Exclusions or Exemptions N/A
Accepted Date 2009-11-13
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
ConvergEx Holdings, LLC See All Filings
D 2009-12-14
Amount To Be Raised $5,657,604
Associated Brokers / Dealers N/A
CIK Number 0001378709
Filed Document 0001378709-09-000007
Exclusions or Exemptions N/A
Accepted Date 2009-12-14
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity