Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sound Equity High Income Debt Fund, LLC See All Filings	D	2017-10-16 13:02:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719581 Filed Document 0001719581-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-16 13:02:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cota Growth Fund, L.P. See All Filings	D/A	2017-10-16 12:57:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709704 Filed Document 0000935836-17-000503 Exclusions or Exemptions 506b Accepted Date 2017-10-16 12:57:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Napier Park Aircraft Leasing Rollover Fund I LLC See All Filings	D	2017-10-16 12:51:40 UTC
Amount To Be Raised $452,500,000 Associated Brokers / Dealers N/A CIK Number 0001719720 Filed Document 0001719720-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 12:51:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Momentum Real Estate Fund III, LLC See All Filings	D/A	2017-10-16 12:48:40 UTC
Amount To Be Raised $10,260,000 Associated Brokers / Dealers GFG Securities, LLC CIK Number 0001699653 Filed Document 0001683168-17-002663 Exclusions or Exemptions 506b Accepted Date 2017-10-16 12:48:40 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Algo Depth, LP See All Filings	D	2017-10-16 12:47:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716356 Filed Document 0001716356-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 12:47:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific NW Investment Fund, LLC See All Filings	D	2017-10-16 12:42:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001719677 Filed Document 0001719677-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-16 12:42:11 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Magnetar PRA Fund LLC See All Filings	D/A	2017-10-16 12:31:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687479 Filed Document 0001719705-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-16 12:31:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MANCAN Wine, LLC See All Filings	C	2017-10-16 12:16:43 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI Securities, LLC Offering Amount $1,070,000 CIK Number 0001638829 Filed Document 0001638829-17-000001 Accepted Date 2017-10-16 12:16:43 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State OHIO
NuCurrent, Inc. See All Filings	D	2017-10-16 12:08:49 UTC
Amount To Be Raised $1,499,974 Associated Brokers / Dealers N/A CIK Number 0001622253 Filed Document 0000897069-17-000503 Exclusions or Exemptions 506b Accepted Date 2017-10-16 12:08:49 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Cunat Multi-Family Investment Fund I, LLC See All Filings	D/A	2017-10-16 12:06:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers JCC Advisors CIK Number 0001679079 Filed Document 0001679079-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 12:06:47 UTC Type of Offering D/A Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NuCurrent, Inc. See All Filings	D/A	2017-10-16 12:05:05 UTC
Amount To Be Raised $3,728,361 Associated Brokers / Dealers N/A CIK Number 0001622253 Filed Document 0000897069-17-000502 Exclusions or Exemptions 506b Accepted Date 2017-10-16 12:05:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
iCross Fund 4 LLC See All Filings	D	2017-10-16 12:04:26 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001701405 Filed Document 0001701405-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-10-16 12:04:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GRE U.S. Property Fund L.P. See All Filings	D/A	2017-10-16 12:04:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001524439 Filed Document 0001524439-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 12:04:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1Sharpe Income Fund L.P. See All Filings	D/A	2017-10-16 11:58:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brooklands Capital Strategies CIK Number 0001684954 Filed Document 0001684954-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:58:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBH Wealth Strategies, LLC - Select Equity Series See All Filings	D/A	2017-10-16 11:56:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654743 Filed Document 0001654743-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:56:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DP Commons Memphis I, LP See All Filings	D	2017-10-16 11:56:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719586 Filed Document 0001719586-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:56:55 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
GoldPoint Private Credit Fund, LP See All Filings	D	2017-10-16 11:56:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718352 Filed Document 0001718352-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:56:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLEARWATER PRIVATE OPPORTUNITY FUND VI, LLLP See All Filings	D	2017-10-16 11:52:22 UTC
Amount To Be Raised $100,701,000 Associated Brokers / Dealers N/A CIK Number 0001719497 Filed Document 0001362118-17-000027 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:52:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shark Wheel LLC See All Filings	C/A	2017-10-16 11:48:06 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,000,000 CIK Number 0001709539 Filed Document 0001665160-17-000497 Accepted Date 2017-10-16 11:48:06 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Common Stock State CALIFORNIA
DP Memphis I, LLC See All Filings	D	2017-10-16 11:43:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719584 Filed Document 0001719584-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:43:17 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CB-HDT Holdings, Inc. See All Filings	D	2017-10-16 11:42:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716637 Filed Document 0001716637-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:42:19 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TruSignal, Inc. See All Filings	D	2017-10-16 11:40:39 UTC
Amount To Be Raised $5,000,002 Associated Brokers / Dealers N/A CIK Number 0001719375 Filed Document 0001719375-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:40:39 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
III Convex Strategies Fund L.P. See All Filings	D	2017-10-16 11:38:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Norfolk Markets, LLC, James River Securities Corp., Anchor Asset Management LLC, and Frontier Solutions, LLC CIK Number 0001719705 Filed Document 0001719705-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:38:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLETCHLEY PARK ASSET MANAGEMENT US FEEDER 1 See All Filings	D	2017-10-16 11:35:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716778 Filed Document 0001140361-17-038730 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:35:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Freerolls Entertainment, Inc. See All Filings	C	2017-10-16 11:25:40 UTC
Financial Interest n/a Filing Platform GrowthFountain Capital LLC Offering Amount $800,000 CIK Number 0001719648 Filed Document 0001719648-17-000001 Accepted Date 2017-10-16 11:25:40 UTC Type of Offering C Security Offered Amount 5,000 Security Offered Type Common Stock State TEXAS
flytedesk inc. See All Filings	D	2017-10-16 11:20:01 UTC
Amount To Be Raised $3,746,273 Associated Brokers / Dealers N/A CIK Number 0001673979 Filed Document 0001673979-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:20:01 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
301 East 26 Funding L.P. See All Filings	D	2017-10-16 11:18:26 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001718928 Filed Document 0001013594-17-000736 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:18:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
InvestCo Swannanoa, NC, LLC See All Filings	D	2017-10-16 11:17:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001719221 Filed Document 0001719221-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:17:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
453 East 83 Funding L.P. See All Filings	D	2017-10-16 11:17:15 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001718923 Filed Document 0001013594-17-000735 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:17:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Apiture Co-Investment LLC See All Filings	D	2017-10-16 11:15:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719367 Filed Document 0001719367-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:15:51 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
228 Spencer Funding L.P. See All Filings	D	2017-10-16 11:15:30 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001718921 Filed Document 0001013594-17-000734 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:15:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Kontiki Offshore Fund See All Filings	D/A	2017-10-16 11:11:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621742 Filed Document 0001621742-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:11:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Kontiki Onshore Fund See All Filings	D/A	2017-10-16 11:06:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621739 Filed Document 0001621739-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:06:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Sight Supply Inc. See All Filings	D	2017-10-16 11:04:39 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001719730 Filed Document 0001719730-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:04:39 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Three Court Fund, LP See All Filings	D/A	2017-10-16 11:04:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC and Gallatin Capital LLC CIK Number 0001555002 Filed Document 0001315863-17-000831 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:04:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MAGNA ENTERTAINMENT PARTNERS, L.P. See All Filings	D	2017-10-16 11:04:27 UTC
Amount To Be Raised $37,000,000 Associated Brokers / Dealers Castle Hill Capital Partners, Inc. CIK Number 0001712358 Filed Document 0001712358-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:04:27 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PineView Levered Fund, LP See All Filings	D/A	2017-10-16 11:03:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651044 Filed Document 0001651044-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:03:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nottingham Place Hamilton Member, LLC See All Filings	D	2017-10-16 11:01:26 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001719595 Filed Document 0001719595-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-16 11:01:26 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Renaissance Kaleidoscope RF Fund LLC See All Filings	D/A	2017-10-16 10:58:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549430 Filed Document 0001549430-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 10:58:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
VIKING ENERGY GROUP, INC. See All Filings	D	2017-10-16 10:55:13 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Fusion Analytics Securities LLC, Axiom Capital Management, Inc., and The Benchmark Company LLC CIK Number 0001102432 Filed Document 0001477932-17-005067 Exclusions or Exemptions 506b Accepted Date 2017-10-16 10:55:13 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Palmer Square Senior Loan Fund See All Filings	D	2017-10-16 10:51:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719622 Filed Document 0001719622-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-16 10:51:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Multi-Strategy Portfolio RockTenn A, Ltd. See All Filings	D/A	2017-10-16 10:46:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001622472 Filed Document 0001718125-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-10-16 10:46:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Multi-Strategy Portfolio GD Pension Fund, Ltd. See All Filings	D/A	2017-10-16 10:44:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001558771 Filed Document 0001718125-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-10-16 10:44:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: WNTN Dedicated Investor Fund (US) LLC See All Filings	D/A	2017-10-16 10:42:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001559623 Filed Document 0001718125-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-10-16 10:42:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kourts, Inc. See All Filings	D	2017-10-16 10:41:40 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001719623 Filed Document 0001144204-17-052557 Exclusions or Exemptions 506b Accepted Date 2017-10-16 10:41:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: Orange Capital Offshore Ltd See All Filings	D/A	2017-10-16 10:39:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001621634 Filed Document 0001718125-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-10-16 10:39:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Corsair Capital Investors Flagship Fund Ltd See All Filings	D/A	2017-10-16 10:36:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001588473 Filed Document 0001718125-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-10-16 10:36:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Novea Inc. See All Filings	1-A POS	2017-10-16 10:36:00 UTC
Amount To Be Raised $13,800,000 Associated Brokers / Dealers NMS CAPITAL ADVISORS, LLC CIK Number 0001676823 Filed Document 0001144204-17-052554 Accepted Date 2017-10-16 10:36:00 UTC Type of Offering 1-A POS Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier1 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
PineView Fund Ltd. See All Filings	D/A	2017-10-16 10:35:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621641 Filed Document 0001621641-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 10:35:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mora Global, Inc. See All Filings	D/A	2017-10-16 10:33:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001698069 Filed Document 0001288230-17-000015 Exclusions or Exemptions 506b Accepted Date 2017-10-16 10:33:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity