|
|
D |
2017-10-16 15:09:51 UTC |
- Amount To Be Raised
- $1,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719722
- Filed Document
- 0001719722-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-10-16 15:09:51 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-10-16 15:05:01 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- Fusion Analytics Securities LLC
- CIK Number
- 0001102432
- Filed Document
- 0001477932-17-005080
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 15:05:01 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-10-16 15:03:23 UTC |
- Amount To Be Raised
- $13,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703462
- Filed Document
- 0001703462-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 15:03:23 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-16 15:00:48 UTC |
- Amount To Be Raised
- $10,588,578
- Associated Brokers / Dealers
- Jennifer Kephart, Kevin Wernnick, and Sam Sheth
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000316
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 15:00:48 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-16 14:59:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719287
- Filed Document
- 0000950103-17-009995
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:59:54 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2017-10-16 14:58:36 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719800
- Filed Document
- 0001719800-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:58:36 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-10-16 14:58:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719737
- Filed Document
- 0001719737-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:58:36 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-16 14:58:32 UTC |
- Amount To Be Raised
- $7,500,000
- Associated Brokers / Dealers
- Paulson Investment Company, LLC
- CIK Number
- 0001102432
- Filed Document
- 0001477932-17-005077
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:58:32 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-10-16 14:57:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626310
- Filed Document
- 0001315863-17-000832
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:57:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-16 14:54:17 UTC |
- Amount To Be Raised
- $13,439,152
- Associated Brokers / Dealers
- Edmon Tomes and Curtis Wyrtzen
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000315
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:54:17 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-16 14:52:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001716793
- Filed Document
- 0001716793-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:52:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-16 14:51:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719624
- Filed Document
- 0001719624-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:51:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-16 14:46:53 UTC |
- Amount To Be Raised
- $19,626,478
- Associated Brokers / Dealers
- Edmon Tomes and Curtis Wyrtzen
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000314
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:46:53 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-16 14:46:36 UTC |
- Amount To Be Raised
- $45,024,387
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719395
- Filed Document
- 0001719395-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:46:36 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-16 14:46:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED
- CIK Number
- 0001386164
- Filed Document
- 0001386164-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:46:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-16 14:41:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC ("MSSB"), Citigroup Global Markets Inc. ("CGM"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED
- CIK Number
- 0001209709
- Filed Document
- 0001209709-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:41:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-16 14:38:19 UTC |
- Amount To Be Raised
- $2,025,404
- Associated Brokers / Dealers
- Jason Burlie, Steven Cwienkala, and Douglass Wooley
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000313
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:38:19 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-16 14:37:47 UTC |
- Amount To Be Raised
- $522,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719575
- Filed Document
- 0001719575-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:37:47 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-16 14:33:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581750
- Filed Document
- 0001012975-17-000752
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:33:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-16 14:32:49 UTC |
- Amount To Be Raised
- $2,802,000
- Associated Brokers / Dealers
- Sean Devlin and Samir Sheth
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000312
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:32:49 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-16 14:30:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571943
- Filed Document
- 0001012975-17-000751
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:30:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-16 14:30:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719690
- Filed Document
- 0001719690-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:30:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-16 14:30:07 UTC |
- Amount To Be Raised
- $1,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719725
- Filed Document
- 0001140361-17-038750
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:30:07 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-10-16 14:29:55 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711774
- Filed Document
- 0001711774-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:29:55 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-16 14:28:51 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718849
- Filed Document
- 0001718849-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:28:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-16 14:25:24 UTC |
- Amount To Be Raised
- $20,175,550
- Associated Brokers / Dealers
- Jason Burlie, Steven Cwienkala, and Douglas Woolley
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000311
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:25:24 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
SAM Risk Managed Fund LLC - Marin Associates Segregated Series
See All Filings
|
D/A |
2017-10-16 14:24:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559470
- Filed Document
- 0001559470-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:24:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-16 14:23:42 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595879
- Filed Document
- 0001595879-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:23:42 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-16 14:09:52 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717650
- Filed Document
- 0001717650-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:09:52 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-10-16 14:08:53 UTC |
- Amount To Be Raised
- $1,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680737
- Filed Document
- 0001680737-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:08:53 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-10-16 14:04:54 UTC |
- Amount To Be Raised
- $902,855
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001556448
- Filed Document
- 0001717650-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:04:54 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2017-10-16 14:04:30 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693192
- Filed Document
- 0001693192-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:04:30 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-10-16 14:00:14 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- Joanna Hampton
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000310
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 14:00:14 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-16 13:54:57 UTC |
- Amount To Be Raised
- $3,600,000
- Associated Brokers / Dealers
- Sean Devlin, Michael Leonard, and Kenneth Catanella
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000309
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 13:54:57 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-16 13:50:03 UTC |
- Amount To Be Raised
- $5,550,735
- Associated Brokers / Dealers
- None
- CIK Number
- 0001525969
- Filed Document
- 0001525969-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 13:50:03 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2017-10-16 13:46:36 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001556925
- Filed Document
- 0001556925-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 13:46:36 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- MISSISSIPPI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-16 13:44:56 UTC |
- Amount To Be Raised
- $6,600,000
- Associated Brokers / Dealers
- Eddie Allen and Michael D. Shannon
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000308
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 13:44:56 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-10-16 13:44:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001516949
- Filed Document
- 0001013594-17-000738
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 13:44:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-16 13:40:26 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719410
- Filed Document
- 0001719410-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 13:40:26 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-10-16 13:32:51 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719683
- Filed Document
- 0001719683-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 13:32:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated Series
See All Filings
|
D/A |
2017-10-16 13:31:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559455
- Filed Document
- 0001559455-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 13:31:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-16 13:22:40 UTC |
- Amount To Be Raised
- $5,589,819
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616333
- Filed Document
- 0001616333-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 13:22:40 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
SAM Risk Managed Fund LLC - Appel Equity Associates Segregated Series
See All Filings
|
D/A |
2017-10-16 13:21:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559453
- Filed Document
- 0001559453-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 13:21:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-16 13:21:27 UTC |
- Amount To Be Raised
- $1,696,354
- Associated Brokers / Dealers
- Kirk Penland and Phil Adams
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000307
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 13:21:27 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-16 13:19:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719284
- Filed Document
- 0001687644-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 13:19:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-10-16 13:18:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709980
- Filed Document
- 0001709980-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 13:18:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-16 13:17:37 UTC |
- Amount To Be Raised
- $140,162
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719781
- Filed Document
- 0001062993-17-004468
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 13:17:37 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-16 13:17:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719653
- Filed Document
- 0001719653-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 13:17:34 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-10-16 13:08:15 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605244
- Filed Document
- 0001605244-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 13:08:15 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
SAM Risk Managed Fund LLC - Appel Balanced Fund Segregated Series
See All Filings
|
D/A |
2017-10-16 13:07:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559454
- Filed Document
- 0001559454-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-10-16 13:07:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|