Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Dunleary, LLC See All Filings	D	2017-10-17 10:09:38 UTC
Amount To Be Raised $1,009,386 Associated Brokers / Dealers N/A CIK Number 0001719875 Filed Document 0001719875-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 10:09:38 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CVI Credit Value Fund B IV LP See All Filings	D	2017-10-17 10:07:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719712 Filed Document 0000902664-17-004016 Exclusions or Exemptions 506b Accepted Date 2017-10-17 10:07:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LANSDOWNE CLEAN ENERGY FUND, L.P. See All Filings	D	2017-10-17 09:52:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714896 Filed Document 0000919574-17-007322 Exclusions or Exemptions 506b Accepted Date 2017-10-17 09:52:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Dementia Discovery LP See All Filings	D/A	2017-10-17 09:47:26 UTC
Amount To Be Raised $302,381,000 Associated Brokers / Dealers N/A CIK Number 0001655669 Filed Document 0001655669-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 09:47:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Drivn Mobile, Inc. See All Filings	D	2017-10-17 09:28:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001719549 Filed Document 0001719549-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 09:28:55 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ONE PPW RESIDENCES, LLC See All Filings	D/A	2017-10-17 09:17:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686084 Filed Document 0000919574-17-007320 Exclusions or Exemptions 506b Accepted Date 2017-10-17 09:17:37 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
United Insurance Company, USA, Ltd See All Filings	D/A	2017-10-17 09:13:12 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001526621 Filed Document 0001140361-17-038816 Exclusions or Exemptions 506b Accepted Date 2017-10-17 09:13:12 UTC Type of Offering D/A Industry Insurance Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Change Ventures Fund I, L.P. See All Filings	D/A	2017-10-17 08:56:06 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001690337 Filed Document 0000892251-17-000091 Exclusions or Exemptions 506b Accepted Date 2017-10-17 08:56:06 UTC Type of Offering D/A Industry Investing Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MGG Coinvest I LP See All Filings	D	2017-10-17 08:31:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719642 Filed Document 0000902664-17-004014 Exclusions or Exemptions 506b Accepted Date 2017-10-17 08:31:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INGEN FUNDING I LLC See All Filings	D/A	2017-10-17 07:47:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688083 Filed Document 0001688083-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 07:47:20 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Nuvanna, LLC See All Filings	C	2017-10-17 07:03:13 UTC
Financial Interest SI Securities will receive equity compensation equal to 5.00% of the number of securities sold. Filing Platform SI Securities, LLC Offering Amount $1,070,000 CIK Number 0001684984 Filed Document 0001684984-17-000002 Accepted Date 2017-10-17 07:03:13 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State PENNSYLVANIA
Perella Weinberg Partners Asset Based Value Offshore Fund L.P. See All Filings	D/A	2017-10-17 06:16:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476699 Filed Document 0000902664-17-004013 Exclusions or Exemptions 506b Accepted Date 2017-10-17 06:16:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Perella Weinberg Partners Asset Based Value Fund LP See All Filings	D/A	2017-10-17 06:12:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433784 Filed Document 0000902664-17-004012 Exclusions or Exemptions 506b Accepted Date 2017-10-17 06:12:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoldenTree High Yield Value Fund Offshore (Strategic), Ltd. See All Filings	D/A	2017-10-17 06:10:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479139 Filed Document 0000902664-17-004011 Exclusions or Exemptions 506b Accepted Date 2017-10-17 06:10:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NPJ Global Opportunities Fund Onshore, L.P. See All Filings	D/A	2017-10-17 06:07:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687508 Filed Document 0000902664-17-004010 Exclusions or Exemptions 506b Accepted Date 2017-10-17 06:07:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMDTY Partners, LP See All Filings	D/A	2017-10-17 06:05:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589037 Filed Document 0000902664-17-004009 Exclusions or Exemptions 506b Accepted Date 2017-10-17 06:05:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andurand Commodities Fund See All Filings	D/A	2017-10-17 06:03:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574614 Filed Document 0000902664-17-004008 Exclusions or Exemptions 506b Accepted Date 2017-10-17 06:03:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CMDTY Offshore Fund, Ltd. See All Filings	D/A	2017-10-17 06:02:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588963 Filed Document 0000902664-17-004007 Exclusions or Exemptions 506b Accepted Date 2017-10-17 06:02:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AutoWeb, Inc. See All Filings	D	2017-10-16 20:35:34 UTC
Amount To Be Raised $4,975,992 Associated Brokers / Dealers N/A CIK Number 0001023364 Filed Document 0001415889-17-001667 Exclusions or Exemptions 506b Accepted Date 2017-10-16 20:35:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Other
William Blair Systematic Emerging Markets Core Fund LLC See All Filings	D	2017-10-16 19:45:58 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001718874 Filed Document 0001382963-17-000162 Exclusions or Exemptions 506b Accepted Date 2017-10-16 19:45:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forks Town Bar, LP See All Filings	D	2017-10-16 19:14:39 UTC
Amount To Be Raised $6,650,000 Associated Brokers / Dealers N/A CIK Number 0001719056 Filed Document 0001719056-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 19:14:39 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PRELUDE CO-INVESTMENT FUND I, LP See All Filings	D	2017-10-16 19:06:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719175 Filed Document 0001719175-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 19:06:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deerpath Capital IV, LP See All Filings	D	2017-10-16 19:01:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Columbus Advisory Group CIK Number 0001717462 Filed Document 0001717462-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-16 19:01:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDR URBAN 12 LLC See All Filings	D	2017-10-16 18:58:27 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001719845 Filed Document 0001719845-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 18:58:27 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
JoGuru, Inc. See All Filings	D	2017-10-16 18:50:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001640233 Filed Document 0001640233-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 18:50:23 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Big Tree Farms Inc See All Filings	D/A	2017-10-16 18:50:08 UTC
Amount To Be Raised $5,323,500 Associated Brokers / Dealers N/A CIK Number 0001511138 Filed Document 0001511138-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-16 18:50:08 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
ACF IV SIDE FUND, LIMITED PARTNERSHIP See All Filings	D	2017-10-16 18:26:11 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers N/A CIK Number 0001718813 Filed Document 0001718813-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 18:26:11 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Realm Therapeutics plc See All Filings	D	2017-10-16 18:24:54 UTC
Amount To Be Raised $20,500,000 Associated Brokers / Dealers MTS Securities, LLC CIK Number 0001718903 Filed Document 0001231919-17-000045 Exclusions or Exemptions 506b Accepted Date 2017-10-16 18:24:54 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NARRATIVE I/O, INC. See All Filings	D/A	2017-10-16 18:24:12 UTC
Amount To Be Raised $2,534,995 Associated Brokers / Dealers N/A CIK Number 0001702587 Filed Document 0001702587-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-16 18:24:12 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spell Capital Mezzanine Partners SBIC II, LP See All Filings	D	2017-10-16 18:16:33 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001719147 Filed Document 0001719147-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 18:16:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Malibu Compost Inc. See All Filings	C	2017-10-16 18:10:37 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001717349 Filed Document 0001670254-17-000283 Accepted Date 2017-10-16 18:10:37 UTC Type of Offering C Security Offered Amount 7,000 Security Offered Type Preferred Stock State CALIFORNIA
FIRST BANCSHARES OF TEXAS INC See All Filings	D/A	2017-10-16 18:05:25 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0000355380 Filed Document 0000355380-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-10-16 18:05:25 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mudrick Distressed Opportunity Specialty Fund, L.P. See All Filings	D/A	2017-10-16 18:04:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656061 Filed Document 0000950103-17-010010 Exclusions or Exemptions 506b Accepted Date 2017-10-16 18:04:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOMAVAC Medical Solutions, Inc. See All Filings	D/A	2017-10-16 18:01:03 UTC
Amount To Be Raised $825,000 Associated Brokers / Dealers N/A CIK Number 0001674843 Filed Document 0001674843-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-16 18:01:03 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
60G Affiliate 5112 2nd Ave, LLC See All Filings	D	2017-10-16 17:55:04 UTC
Amount To Be Raised $1,347,730 Associated Brokers / Dealers N/A CIK Number 0001719090 Filed Document 0001719090-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 17:55:04 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GALVANIZE INC. See All Filings	D	2017-10-16 17:52:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001609551 Filed Document 0001609551-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 17:52:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
BTAS IV Private Investors (U.S.), L.P. See All Filings	D	2017-10-16 17:50:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001719542 Filed Document 0000897069-17-000504 Exclusions or Exemptions 506b Accepted Date 2017-10-16 17:50:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST BANCSHARES OF TEXAS INC See All Filings	D	2017-10-16 17:35:31 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0000355380 Filed Document 0000355380-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-16 17:35:31 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Juniper OKC Holdings, Ltd. See All Filings	D	2017-10-16 17:30:23 UTC
Amount To Be Raised $6,825,000 Associated Brokers / Dealers N/A CIK Number 0001719732 Filed Document 0001140361-17-038791 Exclusions or Exemptions 506b Accepted Date 2017-10-16 17:30:23 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Energy Hunter Resources, Inc. See All Filings	1-A/A	2017-10-16 17:27:44 UTC
Amount To Be Raised $43,470,000 Associated Brokers / Dealers N/A CIK Number 0001679073 Filed Document 0001567619-17-002194 Accepted Date 2017-10-16 17:27:44 UTC Type of Offering 1-A/A Industry CRUDE PETROLEUM & NATURAL GAS Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Artisan Thematic Offshore Fund Ltd See All Filings	D	2017-10-16 17:23:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718590 Filed Document 0000902664-17-004005 Exclusions or Exemptions 506b Accepted Date 2017-10-16 17:23:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Artisan Thematic Fund LP See All Filings	D	2017-10-16 17:21:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718741 Filed Document 0000902664-17-004004 Exclusions or Exemptions 506b Accepted Date 2017-10-16 17:21:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fiador Resources, LLC See All Filings	D	2017-10-16 17:20:18 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001719769 Filed Document 0001376474-17-000273 Exclusions or Exemptions 506b Accepted Date 2017-10-16 17:20:18 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
New Life Solution, Inc. See All Filings	D	2017-10-16 17:14:31 UTC
Amount To Be Raised $11,201,860 Associated Brokers / Dealers N/A CIK Number 0001529125 Filed Document 0001716577-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-16 17:14:31 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners, Ltd. See All Filings	D/A	2017-10-16 17:05:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001475112 Filed Document 0000902664-17-004002 Exclusions or Exemptions 506b Accepted Date 2017-10-16 17:05:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DMG Blockchain Solutions Inc See All Filings	D	2017-10-16 17:03:05 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers Dan Reitzik CIK Number 0001719754 Filed Document 0001719754-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 17:03:05 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Meissa Vaccines Inc See All Filings	D	2017-10-16 17:02:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001719789 Filed Document 0001719789-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 17:02:15 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Butler Hall Capital LP See All Filings	D	2017-10-16 16:59:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719776 Filed Document 0001719776-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-16 16:59:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SILVERCREST HEDGED EQUITY FUND (INTERNATIONAL) LTD. See All Filings	D/A	2017-10-16 16:59:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334613 Filed Document 0001012975-17-000754 Exclusions or Exemptions 506b Accepted Date 2017-10-16 16:59:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Laurel Investors LLC See All Filings	D	2017-10-16 16:58:45 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001719413 Filed Document 0001719413-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-16 16:58:45 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity