Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MOI Centerra CY, LLC See All Filings	D	2017-10-17 13:50:52 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001719679 Filed Document 0001719679-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 13:50:52 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FMC GlobalSat Holdings, Inc. See All Filings	D	2017-10-17 13:48:55 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001719881 Filed Document 0001213900-17-010633 Exclusions or Exemptions 506b Accepted Date 2017-10-17 13:48:55 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Debt
Best Food Trucks, Inc. See All Filings	C	2017-10-17 13:46:10 UTC
Financial Interest The Intermediary to receive Simple Agreement for Future Equity (Crowd SAFE) Units in a principal amount that is equal to 2% (two percent) of the aggregate principal amount of all Crowd SAFE Units issued in the Offering. Filing Platform First Democracy VC Offering Amount $250,000 CIK Number 0001719326 Filed Document 0001719326-17-000001 Accepted Date 2017-10-17 13:46:10 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
M33 Growth I L.P. See All Filings	D	2017-10-17 13:31:42 UTC
Amount To Be Raised $180,000,000 Associated Brokers / Dealers N/A CIK Number 0001718621 Filed Document 0001718621-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-17 13:31:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Affinity Portfolio Funding VI, LLC See All Filings	D	2017-10-17 13:29:27 UTC
Amount To Be Raised $4,635,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001718549 Filed Document 0001718549-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-17 13:29:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Acadian Diversified Alpha Equity Fund See All Filings	D	2017-10-17 13:25:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001698260 Filed Document 0001698260-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 13:25:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TriArc Asset 5 LP See All Filings	D	2017-10-17 13:17:46 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001702720 Filed Document 0001702720-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-17 13:17:46 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CYBER RECONNAISSANCE, INC. See All Filings	D	2017-10-17 13:17:17 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001687171 Filed Document 0001687171-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-17 13:17:17 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
30 60 90 Corp See All Filings	D	2017-10-17 13:11:35 UTC
Amount To Be Raised $2,639,958 Associated Brokers / Dealers N/A CIK Number 0001664977 Filed Document 0001664977-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-17 13:11:35 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Datalot Holdings, L.P. See All Filings	D	2017-10-17 12:56:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719600 Filed Document 0000950103-17-010024 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:56:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Midas Overland Park, LLC See All Filings	D	2017-10-17 12:55:40 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001719735 Filed Document 0001719735-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:55:40 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Red Hawk Ranch Properties LLC See All Filings	D	2017-10-17 12:48:34 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001719913 Filed Document 0001719913-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:48:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Edisun Microgrids, Inc. See All Filings	C	2017-10-17 12:45:59 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI Securities, LLC Offering Amount $1,070,000 CIK Number 0001593780 Filed Document 0001593780-17-000003 Accepted Date 2017-10-17 12:45:59 UTC Type of Offering C Security Offered Amount 31,396 Security Offered Type Preferred Stock State CALIFORNIA
CORNERSTONE SMR INC See All Filings	D	2017-10-17 12:37:29 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001218417 Filed Document 0001218417-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:37:29 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Wind Talker Innovations, Inc. See All Filings	D	2017-10-17 12:36:45 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001719255 Filed Document 0001719255-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-17 12:36:45 UTC Type of Offering D Industry Telecommunications Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
EASTBAY FOCUS FUND, LP See All Filings	D/A	2017-10-17 12:35:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623036 Filed Document 0000919574-17-007324 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:35:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LEAF SPC See All Filings	D/A	2017-10-17 12:25:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687640 Filed Document 0001687640-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:25:40 UTC Type of Offering D/A Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
Syntiant Corp. See All Filings	D	2017-10-17 12:16:52 UTC
Amount To Be Raised $5,059,996 Associated Brokers / Dealers N/A CIK Number 0001718728 Filed Document 0001718728-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:16:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BMO Investments II (Ireland) PLC See All Filings	D/A	2017-10-17 12:14:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551213 Filed Document 0000892712-17-000719 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:14:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chickadee, LLC See All Filings	D	2017-10-17 12:12:38 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001719897 Filed Document 0001719897-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:12:38 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Providence Endeavors, LLC See All Filings	D	2017-10-17 12:11:46 UTC
Amount To Be Raised $1,535,000 Associated Brokers / Dealers N/A CIK Number 0001719787 Filed Document 0001719787-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:11:46 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Magnetar Global Event Driven Fund LLC See All Filings	D/A	2017-10-17 12:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503377 Filed Document 0001588889-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:02:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAXA INC See All Filings	D	2017-10-17 12:01:28 UTC
Amount To Be Raised $3,327,349 Associated Brokers / Dealers N/A CIK Number 0001600862 Filed Document 0001600862-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-17 12:01:28 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Northlight European Fundamental Credit Fund See All Filings	D/A	2017-10-17 11:55:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - CIK Number 0001619878 Filed Document 0001619878-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:55:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mark's Watches, Inc. See All Filings	D	2017-10-17 11:53:21 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Mark's Watches, Inc. CIK Number 0001719873 Filed Document 0001719873-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-17 11:53:21 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
3G Capital Partners L.P. See All Filings	D/A	2017-10-17 11:48:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589624 Filed Document 0001589624-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:48:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RDG Fund-6 LLC See All Filings	D/A	2017-10-17 11:39:35 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001688020 Filed Document 0001688020-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:39:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abvious, LLC See All Filings	D	2017-10-17 11:39:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719557 Filed Document 0001719557-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:39:25 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TOWNSEND BALANCED REAL ESTATE FUND L P See All Filings	D/A	2017-10-17 11:38:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351287 Filed Document 0000841776-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:38:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SlipChip Corp See All Filings	D	2017-10-17 11:38:01 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001584751 Filed Document 0001584751-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:38:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AHL Alpha (Cayman) Ltd See All Filings	D/A	2017-10-17 11:36:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001588889 Filed Document 0001588889-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:36:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOWNSEND DIVERSIFIED REAL ESTATE FUND, L.P. See All Filings	D/A	2017-10-17 11:34:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000841776 Filed Document 0000841776-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:34:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paradise Valley Assisted Living, LLC See All Filings	D	2017-10-17 11:29:15 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001719870 Filed Document 0001719870-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-17 11:29:15 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Crestline Specialty Lending (US), L.P. See All Filings	D/A	2017-10-17 11:28:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622570 Filed Document 0000902664-17-004021 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:28:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
576 Income Fund, LP See All Filings	D/A	2017-10-17 11:26:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655917 Filed Document 0001655917-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:26:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ArchiTech Capital Feeder Fund Ltd See All Filings	D/A	2017-10-17 11:20:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686846 Filed Document 0000945621-17-000385 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:20:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Momentum Capital LP See All Filings	D	2017-10-17 11:16:10 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers None CIK Number 0001717928 Filed Document 0001717928-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:16:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lionscrest Funds SPC See All Filings	D/A	2017-10-17 11:11:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687636 Filed Document 0001687636-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:11:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bain Capital Specialty Finance, Inc. See All Filings	D/A	2017-10-17 11:10:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and CAIS Capital LLC CIK Number 0001655050 Filed Document 0000945621-17-000384 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:10:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pre-Funding Group, LLC See All Filings	D/A	2017-10-17 11:04:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Independent Investment Bankers, Corp. CIK Number 0001631670 Filed Document 0001631670-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-17 11:04:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WTC Multi Strategy Fund, LLC See All Filings	D	2017-10-17 10:52:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719318 Filed Document 0001719318-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-17 10:52:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pre-Funding Group Manager, LLC See All Filings	D/A	2017-10-17 10:48:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Independent Investment Bankers, Corp. CIK Number 0001687595 Filed Document 0001687595-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 10:48:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Frontiers Fund LP See All Filings	D/A	2017-10-17 10:25:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464847 Filed Document 0001464847-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-10-17 10:25:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EV AIR SPV LLC See All Filings	D	2017-10-17 10:23:05 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001718560 Filed Document 0001718560-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-17 10:23:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CFM Institutional Systematic Futures & Equity MN Fund LP See All Filings	D/A	2017-10-17 10:22:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687965 Filed Document 0000943663-17-000220 Exclusions or Exemptions 506b Accepted Date 2017-10-17 10:22:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MiRTLE Medical LLC See All Filings	D	2017-10-17 10:17:11 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001577949 Filed Document 0001577949-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-10-17 10:17:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Contact Control Interfaces, LLC See All Filings	C	2017-10-17 10:16:53 UTC
Financial Interest SI Securities will receive equity compensation equal to 5.00% of the number of securities sold. Filing Platform SI Securities, LLC Offering Amount $1,070,000 CIK Number 0001718720 Filed Document 0001718720-17-000002 Accepted Date 2017-10-17 10:16:53 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State OHIO
Symmetry International Fund Ltd See All Filings	D/A	2017-10-17 10:12:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622496 Filed Document 0000902664-17-004019 Exclusions or Exemptions 506b Accepted Date 2017-10-17 10:12:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dosa Holdings, Inc. See All Filings	D	2017-10-17 10:10:55 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001659097 Filed Document 0001591408-17-000021 Exclusions or Exemptions 506b Accepted Date 2017-10-17 10:10:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CVI Credit Value Fund A IV LP See All Filings	D	2017-10-17 10:10:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719716 Filed Document 0000902664-17-004018 Exclusions or Exemptions 506b Accepted Date 2017-10-17 10:10:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity